The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| NORTHSTAR REALTY FINANCE | COM NEW | 66704R803 | 39,197 | 2,987,639 | SH | DFND | 1 | 2,148,386 | 0 | 839,253 | |
| NEW YORK REIT INC | COM | 64976L109 | 53,906 | 5,337,236 | SH | DFND | 1 | 4,109,497 | 0 | 1,227,739 | |
| NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 5,945 | 512,538 | SH | DFND | 1 | 429,325 | 0 | 83,213 | |
| ISHARES TR | S&P 500 ETF | 78462F103 | 781,667 | 3,803,300 | SH | Put | DFND | 1 | 2,923,800 | 0 | 879,500 |
| ISHARES TR | S&P 500 ETF | 78462F103 | 131,549 | 640,000 | SH | Call | DFND | 1 | 517,900 | 0 | 122,100 |
| FIRST TR EXCHANGE TRADED FD | CBOE S&P500VIX | 33733E609 | 22,259 | 1,595,000 | SH | Call | DFND | 1 | 1,252,900 | 0 | 342,100 |