0000899243-19-002302.txt : 20190201 0000899243-19-002302.hdr.sgml : 20190201 20190201143955 ACCESSION NUMBER: 0000899243-19-002302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190130 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riverstone/Carlyle Energy Partners IV, L.P. CENTRAL INDEX KEY: 0001534496 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38081 FILM NUMBER: 19559341 BUSINESS ADDRESS: STREET 1: C/O RIVERSTONE HOLDINGS LLC STREET 2: 712 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-993-0076 MAIL ADDRESS: STREET 1: C/O RIVERSTONE HOLDINGS LLC STREET 2: 712 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: R/C Energy IV Direct Partnership, L.P. CENTRAL INDEX KEY: 0001539633 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38081 FILM NUMBER: 19559342 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: R/C IV Liberty Holdings, L.P. CENTRAL INDEX KEY: 0001705417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38081 FILM NUMBER: 19559343 BUSINESS ADDRESS: STREET 1: 950 17TH STREET, SUITE 2000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 212-271-6262 MAIL ADDRESS: STREET 1: 950 17TH STREET, SUITE 2000 CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: R/C Energy GP IV, LLC CENTRAL INDEX KEY: 0001534523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38081 FILM NUMBER: 19559344 BUSINESS ADDRESS: STREET 1: C/O RIVERSTONE HOLDINGS LLC STREET 2: 712 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-993-0076 MAIL ADDRESS: STREET 1: C/O RIVERSTONE HOLDINGS LLC STREET 2: 712 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Oilfield Services Inc. CENTRAL INDEX KEY: 0001694028 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 950 17TH STREET STREET 2: SUITE 2400 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: (303) 515-2800 MAIL ADDRESS: STREET 1: 950 17TH STREET STREET 2: SUITE 2400 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-30 0 0001694028 Liberty Oilfield Services Inc. LBRT 0001534496 Riverstone/Carlyle Energy Partners IV, L.P. C/O RIVERSTONE HOLDINGS LLC 712 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10019 1 0 1 0 0001539633 R/C Energy IV Direct Partnership, L.P. C/O RIVERSTONE HOLDINGS LLC 712 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10019 1 0 1 0 0001705417 R/C IV Liberty Holdings, L.P. C/O RIVERSTONE HOLDINGS LLC 712 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10019 1 0 1 0 0001534523 R/C Energy GP IV, LLC C/O RIVERSTONE HOLDINGS LLC 712 FIFTH AVENUE, 36TH FLOOR NEW YORK NY 10019 1 0 1 0 Class A Common Stock 2019-01-30 4 S 0 76471 17.00 D 17035822 I See footnotes Class A Common Stock 2019-01-30 4 J 0 41176 0.00 D 16994646 I See footnotes Class A Common Stock 2586344 I See footnotes Class A Common Stock 14408302 I See footnotes Represents a sale by R/C IV Liberty Holdings, L.P. ("R/C IV Liberty") and R/C Energy IV Direct Partnership, L.P. ("R/C Direct") of 76,471 shares of Class A Common Stock to the Issuer and a tender and return by R/C IV Liberty and R/C Direct of 41,176 shares of Class A Common Stock to the Issuer. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of R/C Energy GP IV, LLC ("R/C GP IV"), which is the sole general partner of Riverstone/Carlyle Energy Partners IV, L.P. ("Riverstone/Carlyle EP IV"), and Riverstone/Carlyle EP IV, which is the sole general partner of each of R/C IV Liberty and R/C Direct, may be deemed to have an indirect pecuniary interest in the securities held directly by R/C Direct and R/C IV Liberty. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by each of Riverstone/Carlyle EP IV, R/C Direct and R/C IV Liberty are reported herein. (Continued from footnote 2) Each reporting person disclaims beneficial ownership of any securities that are not directly owned by such reporting person, except to the extent of their indirect pecuniary interest therein. This report shall not be deemed an admission that such reporting person is a member of a group or the beneficial owner of any securities not directly owned by such reporting person. Shares held directly by R/C IV Liberty. Shares held directly by R/C Direct. Riverstone/Carlyle EP IV directly holds no shares. Each of Ken Babcock, N. John Lancaster, Jr., Jesal Shah and Brett Staffieri serve on the board of directors of the Issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. RIVERSTONE/CARLYLE ENERGY PARTNERS IV, L.P., By: R/C ENERGY GP IV, LLC, its general partner, By: /s/ Peter Haskopoulos, Authorized Person 2019-02-01 R/C ENERGY IV DIRECT PARTNERSHIP, L.P., By: Riverstone/Carlyle Energy Partners IV, L.P., its general partner, By: R/C ENERGY GP IV, LLC, its general partner, By: /s/ Peter Haskopoulos, Authorized Person 2019-02-01 R/C IV LIBERTY HOLDINGS, L.P., By: Riverstone/Carlyle Energy Partners IV, L.P., its general partner, By: R/C ENERGY GP IV, LLC, its general partner, By: /s/ Peter Haskopoulos, Authorized Person 2019-02-01 R/C ENERGY GP IV, LLC, By: /s/ Peter Haskopoulos, Authorized Person 2019-02-01