Director, Advisory Compliance

0001085146-18-002132.txt : 20180814 0001085146-18-002132.hdr.sgml : 20180814 20180814160552 ACCESSION NUMBER: 0001085146-18-002132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC CENTRAL INDEX KEY: 0001534468 IRS NUMBER: 953845382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14619 FILM NUMBER: 181017350 BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-326-3100 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: Financial Network DATE OF NAME CHANGE: 20111108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534468 XXXXXXXX 06-30-2018 06-30-2018 false Cetera Advisor Networks LLC

200 N SEPULVEDA BLVD., SUITE 1300 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-14619 Y CETERA ADVISOR NETWORKS LLC FORMERLY FILED UNDER THE NAME OF FINANCIAL NETWORK INVESTMENT CORPORATION. Jose Rodriguez Director, Advisory Compliance 310-326-3100 /s/ Jose Rodriguez El Segunda CA 08-14-2018 0 837 1999567 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 8284 42082 SH SOLE 0 0 42082 ABBOTT LABS COM 002824100 2003 32896 SH SOLE 0 0 32896 ABBVIE INC COM 00287Y109 3506 37846 SH SOLE 0 0 37846 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 115 16383 SH SOLE 0 0 16383 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 759 4646 SH SOLE 0 0 4646 ACNB CORP COM 000868109 706 20770 SH SOLE 0 0 20770 ACTINIUM PHARMACEUTICALS INC COM 00507W107 96 120500 SH SOLE 0 0 120500 ACTIVISION BLIZZARD INC COM 00507V109 275 3616 SH SOLE 0 0 3616 ADAM NAT RES FD INC COM 00548F105 259 12862 SH SOLE 0 0 12862 ADAMS DIVERSIFIED EQUITY FD COM 006212104 502 32685 SH SOLE 0 0 32685 ADOBE SYS INC COM 00724F101 958 3940 SH SOLE 0 0 3940 ADVANCED MICRO DEVICES INC COM 007903107 297 20158 SH SOLE 0 0 20158 AETNA INC NEW COM 00817Y108 899 4910 SH SOLE 0 0 4910 AFLAC INC COM 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EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 6943 363932 SH SOLE 0 0 363932 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 528 12181 SH SOLE 0 0 12181 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 615 12705 SH SOLE 0 0 12705 FIRST TR HIGH INCOME L/S FD COM 33738E109 330 22385 SH SOLE 0 0 22385 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 1286 19406 SH SOLE 0 0 19406 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1421 27087 SH SOLE 0 0 27087 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 4030 67898 SH SOLE 0 0 67898 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 669 9728 SH SOLE 0 0 9728 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1569 54746 SH SOLE 0 0 54746 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 589 9760 SH SOLE 0 0 9760 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 1530 27929 SH SOLE 0 0 27929 FIRST TR NASDAQ100 TECH INDE SHS 337345102 985 12830 SH SOLE 0 0 12830 FIRST TR S&P REIT INDEX FD COM 33734G108 251 10701 SH SOLE 0 0 10701 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1684 25490 SH SOLE 0 0 25490 FIRST TR SR FLG RTE INCM FD COM 33733U108 224 17500 SH SOLE 0 0 17500 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 269 28884 SH SOLE 0 0 28884 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 1041 78958 SH SOLE 0 0 78958 FIRST TR VALUE LINE DIVID IN SHS 33734H106 9277 306155 SH SOLE 0 0 306155 FISERV INC COM 337738108 423 5726 SH SOLE 0 0 5726 FITBIT INC CL A 33812L102 607 91872 SH SOLE 0 0 91872 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 323 13757 SH SOLE 0 0 13757 FLAHERTY & CRUMRINE PFD INC COM 33848E106 384 35706 SH SOLE 0 0 35706 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 820 43330 SH SOLE 0 0 43330 FLEXSHARES TR GLB QLT R/E IDX 33939L787 2097 33630 SH SOLE 0 0 33630 FLEXSHARES TR INTL QLTDV IDX 33939L837 304 12401 SH SOLE 0 0 12401 FLEXSHARES TR QLT DIV DEF IDX 33939L845 812 18259 SH SOLE 0 0 18259 FLEXSHARES TR QUALT DIVD IDX 33939L860 266 5890 SH SOLE 0 0 5890 FLUOR CORP NEW COM 343412102 385 7818 SH SOLE 0 0 7818 FNB CORP PA COM 302520101 224 16763 SH SOLE 0 0 16763 FORD MTR CO DEL COM PAR $0.01 345370860 1665 150189 SH SOLE 0 0 150189 FORTINET INC COM 34959E109 363 5782 SH SOLE 0 0 5782 FRANKLIN RES INC COM 354613101 327 10225 SH SOLE 0 0 10225 FRANKLIN TEMPLETON ETF TR LIBERTYQ EMERG 35473P207 1807 60156 SH SOLE 0 0 60156 FRANKLIN UNVL TR SH BEN INT 355145103 143 21466 SH SOLE 0 0 21466 FREEPORT-MCMORAN INC CL B 35671D857 270 15726 SH SOLE 0 0 15726 FS INVT CORP COM 302635107 9596 1305413 SH SOLE 0 0 1305413 FULLER H B CO COM 359694106 739 13743 SH SOLE 0 0 13743 GABELLI DIVD & INCOME TR COM 36242H104 204 9025 SH SOLE 0 0 9025 GABELLI EQUITY TR INC COM 362397101 725 115918 SH SOLE 0 0 115918 GALECTIN THERAPEUTICS INC COM NEW 363225202 215 33721 SH SOLE 0 0 33721 GALLAGHER ARTHUR J & CO COM 363576109 208 3190 SH SOLE 0 0 3190 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 748 144843 SH SOLE 0 0 144843 GARTNER INC COM 366651107 223 1680 SH SOLE 0 0 1680 GENERAL DYNAMICS CORP COM 369550108 879 4724 SH SOLE 0 0 4724 GENERAL ELECTRIC CO COM 369604103 5197 380714 SH SOLE 0 0 380714 GENERAL MLS INC COM 370334104 1687 38188 SH SOLE 0 0 38188 GENERAL MOLY INC COM 370373102 8 20000 SH SOLE 0 0 20000 GENERAL MTRS CO COM 37045V100 1495 37628 SH SOLE 0 0 37628 GENUINE PARTS CO COM 372460105 878 9567 SH SOLE 0 0 9567 GILEAD SCIENCES INC COM 375558103 2298 32298 SH SOLE 0 0 32298 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 627 15625 SH SOLE 0 0 15625 GLOBAL NET LEASE INC COM NEW 379378201 992 48586 SH SOLE 0 0 48586 GLOBAL SELF STORAGE INC COM 37955N106 85 20211 SH SOLE 0 0 20211 GLOBAL X FDS GLB X MLP ENRG I 37950E226 543 40921 SH SOLE 0 0 40921 GLOBAL X FDS GLOBX SUPDV US 37950E291 1528 60889 SH SOLE 0 0 60889 GLOBAL X FDS GLB X SUPERDIV 37950E549 762 36315 SH SOLE 0 0 36315 GLOBAL X FDS SCIEN BETA US 37954Y103 5387 170569 SH SOLE 0 0 170569 GLOBAL X FDS X YIELDCO IX ETF 37954Y707 2198 189340 SH SOLE 0 0 189340 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 629 28617 SH SOLE 0 0 28617 GLOBAL X FDS INTERNET OF THNG 37954Y780 209 10763 SH SOLE 0 0 10763 GLOBAL X FDS GLOBAL X SILVER 37954Y848 394 13621 SH SOLE 0 0 13621 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 760 23293 SH SOLE 0 0 23293 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 1004 78289 SH SOLE 0 0 78289 GMS INC COM 36251C103 1235 45590 SH SOLE 0 0 45590 GOLD RESOURCE CORP COM 38068T105 88 13333 SH SOLE 0 0 13333 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 776 26492 SH SOLE 0 0 26492 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 353 10711 SH SOLE 0 0 10711 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 487 11100 SH SOLE 0 0 11100 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 37286 680879 SH SOLE 0 0 680879 GOLDMAN SACHS GROUP INC COM 38141G104 651 2952 SH SOLE 0 0 2952 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 1104 69330 SH SOLE 0 0 69330 GRAMERCY PPTY TR COM NEW 385002308 485 17669 SH SOLE 0 0 17669 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 468 55292 SH SOLE 0 0 55292 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 524 23815 SH SOLE 0 0 23815 HALLIBURTON CO COM 406216101 359 7958 SH SOLE 0 0 7958 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 590 67964 SH SOLE 0 0 67964 HANCOCK JOHN PFD INCOME FD I COM 41021P103 1199 64222 SH SOLE 0 0 64222 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 366 22327 SH SOLE 0 0 22327 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 850 36354 SH SOLE 0 0 36354 HANESBRANDS INC COM 410345102 893 40584 SH SOLE 0 0 40584 HARBORONE BANCORP INC COM 41165F101 310 16400 SH SOLE 0 0 16400 HCP INC COM 40414L109 298 11492 SH SOLE 0 0 11492 HEALTHCARE TR AMER INC CL A NEW 42225P501 209 7741 SH SOLE 0 0 7741 HEWLETT PACKARD ENTERPRISE C COM 42824C109 211 14259 SH SOLE 0 0 14259 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 2985 191121 SH SOLE 0 0 191121 HONEYWELL INTL INC COM 438516106 4286 29785 SH SOLE 0 0 29785 HORIZONS ETF TR I HORIZONS NASDAQ 44053G108 366 15208 SH SOLE 0 0 15208 HORMEL FOODS CORP COM 440452100 930 25064 SH SOLE 0 0 25064 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 287 9970 SH SOLE 0 0 9970 HP INC COM 40434L105 343 15084 SH SOLE 0 0 15084 HUBBELL INC COM 443510607 365 3448 SH SOLE 0 0 3448 HUMANA INC COM 444859102 215 720 SH SOLE 0 0 720 HUNTINGTON BANCSHARES INC COM 446150104 269 18248 SH SOLE 0 0 18248 ICON PLC SHS G4705A100 679 5105 SH SOLE 0 0 5105 IDEAL PWR INC COM 451622104 14 14000 SH SOLE 0 0 14000 ILLINOIS TOOL WKS INC COM 452308109 798 5763 SH SOLE 0 0 5763 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 408 13521 SH SOLE 0 0 13521 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 580 30475 SH SOLE 0 0 30475 INDEXIQ ETF TR HDGD FTSE INTL 45409B560 520 24915 SH SOLE 0 0 24915 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 2008 65425 SH SOLE 0 0 65425 INGERSOLL-RAND PLC SHS G47791101 2083 23238 SH SOLE 0 0 23238 INNOVATOR ETFS TR IBD 50 ETF 45782C102 988 28253 SH SOLE 0 0 28253 INTEL CORP COM 458140100 6920 139250 SH SOLE 0 0 139250 INTERCONTINENTAL EXCHANGE IN COM 45866F104 252 3428 SH SOLE 0 0 3428 INTERNATIONAL BUSINESS MACHS COM 459200101 4065 29097 SH SOLE 0 0 29097 INTL PAPER CO COM 460146103 279 5334 SH SOLE 0 0 5334 INTUIT COM 461202103 549 2685 SH SOLE 0 0 2685 INTUITIVE SURGICAL INC COM NEW 46120E602 272 570 SH SOLE 0 0 570 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 302 6010 SH SOLE 0 0 6010 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 946 51292 SH SOLE 0 0 51292 INVESCO BLDRS INDEX FDS TR EMGRING MKTS50 46090C305 480 11853 SH SOLE 0 0 11853 INVESCO CURNCYSHS JAPANESE Y JAPANESE YEN 46138W107 223 2560 SH SOLE 0 0 2560 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 945 53369 SH SOLE 0 0 53369 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 1645 65893 SH SOLE 0 0 65893 INVESCO DYNAMIC CR OPP FD COM 46132R104 219 18872 SH SOLE 0 0 18872 INVESCO EXCH TRD SLF IDX FD BULSHS2018 COR 46138J106 402 19150 SH SOLE 0 0 19150 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 586 28067 SH SOLE 0 0 28067 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 HY 46138J403 429 17772 SH SOLE 0 0 17772 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 405 19301 SH SOLE 0 0 19301 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 389 16010 SH SOLE 0 0 16010 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 296 14363 SH SOLE 0 0 14363 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 298 12142 SH SOLE 0 0 12142 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 585 10615 SH SOLE 0 0 10615 INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 233 1831 SH SOLE 0 0 1831 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 3328 111051 SH SOLE 0 0 111051 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1307 8244 SH SOLE 0 0 8244 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 1333 23479 SH SOLE 0 0 23479 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 379 3284 SH SOLE 0 0 3284 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 832 19621 SH SOLE 0 0 19621 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 20089 197251 SH SOLE 0 0 197251 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 289 2308 SH SOLE 0 0 2308 INVESCO EXCHANGE TRADED FD T CLEANTECH ETF 46137V407 766 18150 SH SOLE 0 0 18150 INVESCO EXCHANGE TRADED FD T RUSEL MDCP EQL 46137V472 512 10400 SH SOLE 0 0 10400 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 252 9784 SH SOLE 0 0 9784 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 1010 7256 SH SOLE 0 0 7256 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 298 19008 SH SOLE 0 0 19008 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 628 35497 SH SOLE 0 0 35497 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 8540 61365 SH SOLE 0 0 61365 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 56407 500914 SH SOLE 0 0 500914 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1667 90129 SH SOLE 0 0 90129 INVESCO EXCHANGE TRADED FD T DYNMC SEMICNDT 46137V647 397 7656 SH SOLE 0 0 7656 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 410 11509 SH SOLE 0 0 11509 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 968 21552 SH SOLE 0 0 21552 INVESCO EXCHANGE TRADED FD T DYNMC FOOD BEV 46137V753 240 7228 SH SOLE 0 0 7228 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 1040 18816 SH SOLE 0 0 18816 INVESCO EXCHANGE TRADED FD T DWA FINL MUMT 46137V860 339 9700 SH SOLE 0 0 9700 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 1249 26532 SH SOLE 0 0 26532 INVESCO EXCHNG TRADED FD TR S&P GBL WATER 46138E263 1168 34798 SH SOLE 0 0 34798 INVESCO EXCHNG TRADED FD TR S&P EMRNG MMTM 46138E289 255 13412 SH SOLE 0 0 13412 INVESCO EXCHNG TRADED FD TR S&P EMRNG MKTS 46138E297 201 8270 SH SOLE 0 0 8270 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 3546 74880 SH SOLE 0 0 74880 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 1699 41419 SH SOLE 0 0 41419 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 6258 274683 SH SOLE 0 0 274683 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 491 33854 SH SOLE 0 0 33854 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 230 9142 SH SOLE 0 0 9142 INVESCO EXCHNG TRADED FD TR KBW HIG DV YLD 46138E610 345 14938 SH SOLE 0 0 14938 INVESCO EXCHNG TRADED FD TR KBW BK 46138E628 632 11799 SH SOLE 0 0 11799 INVESCO EXCHNG TRADED FD TR INTL BUYBACK 46138E644 207 5761 SH SOLE 0 0 5761 INVESCO EXCHNG TRADED FD TR GBL SRT TRM HY 46138E669 357 15088 SH SOLE 0 0 15088 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 375 20586 SH SOLE 0 0 20586 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 294 14297 SH SOLE 0 0 14297 INVESCO EXCHNG TRADED FD TR FTSE RAFI SML 46138E735 1881 56707 SH SOLE 0 0 56707 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 3430 79893 SH SOLE 0 0 79893 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 274 10577 SH SOLE 0 0 10577 INVESCO EXCHNG TRADED FD TR DWA TACTCL SCT 46138E826 268 9001 SH SOLE 0 0 9001 INVESCO EXCHNG TRADED FD TR DWA TACTCL MLT 46138E834 267 10429 SH SOLE 0 0 10429 INVESCO EXCHNG TRADED FD TR DWA SMLCP MENT 46138E842 440 8178 SH SOLE 0 0 8178 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 1087 22469 SH SOLE 0 0 22469 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 812 35341 SH SOLE 0 0 35341 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 1143 38576 SH SOLE 0 0 38576 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 439 17664 SH SOLE 0 0 17664 INVESCO MUN OPPORTUNITY TR COM 46132C107 300 25574 SH SOLE 0 0 25574 INVESCO MUN TR COM 46131J103 429 36317 SH SOLE 0 0 36317 INVESCO MUNI INCOME OPP TRST COM 46132X101 1135 150349 SH SOLE 0 0 150349 INVESCO QQQ TR UNIT SER 1 46090E103 47799 278591 SH SOLE 0 0 278591 INVESCO QUALITY MUNI INC TRS COM 46133G107 560 46888 SH SOLE 0 0 46888 INVESCO VALUE MUN INCOME TR COM 46132P108 293 20728 SH SOLE 0 0 20728 INVITAE CORP COM 46185L103 129 17350 SH SOLE 0 0 17350 IQIYI INC SPONSORED ADS 46267X108 534 16615 SH SOLE 0 0 16615 IRIDIUM COMMUNICATIONS INC COM 46269C102 1264 78817 SH SOLE 0 0 78817 IRON MTN INC NEW COM 46284V101 471 13328 SH SOLE 0 0 13328 ISHARES GOLD TRUST ISHARES 464285105 3157 262821 SH SOLE 0 0 262821 ISHARES INC MSCI FRNTR100ETF 464286145 256 8877 SH SOLE 0 0 8877 ISHARES INC MIN VOL GBL ETF 464286525 1816 21868 SH SOLE 0 0 21868 ISHARES INC MIN VOL EMRG MKT 464286533 5709 98483 SH SOLE 0 0 98483 ISHARES INC MSCI EURZONE ETF 464286608 212 5165 SH SOLE 0 0 5165 ISHARES INC CORE MSCI EMKT 46434G103 5453 103926 SH SOLE 0 0 103926 ISHARES INC MSCI JPN ETF NEW 46434G822 608 10538 SH SOLE 0 0 10538 ISHARES SILVER TRUST ISHARES 46428Q109 2661 175470 SH SOLE 0 0 175470 ISHARES TR S&P 100 ETF 464287101 368 3067 SH SOLE 0 0 3067 ISHARES TR MRNGSTR LG-CP GR 464287119 2344 13421 SH SOLE 0 0 13421 ISHARES TR MRNGSTR LG-CP ET 464287127 698 4539 SH SOLE 0 0 4539 ISHARES TR CORE S&P TTL STK 464287150 7646 122135 SH SOLE 0 0 122135 ISHARES TR SELECT DIVID ETF 464287168 6428 65669 SH SOLE 0 0 65669 ISHARES TR TIPS BD ETF 464287176 3924 34734 SH SOLE 0 0 34734 ISHARES TR TRANS AVG ETF 464287192 557 2984 SH SOLE 0 0 2984 ISHARES TR CORE S&P500 ETF 464287200 37189 136224 SH SOLE 0 0 136224 ISHARES TR CORE US AGGBD ET 464287226 13583 127722 SH SOLE 0 0 127722 ISHARES TR MSCI EMG MKT ETF 464287234 22361 516102 SH SOLE 0 0 516102 ISHARES TR IBOXX INV CP ETF 464287242 2468 21590 SH SOLE 0 0 21590 ISHARES TR GLOBAL TECH ETF 464287291 235 1423 SH SOLE 0 0 1423 ISHARES TR S&P 500 GRWT ETF 464287309 4238 26047 SH SOLE 0 0 26047 ISHARES TR GLOBAL ENERG ETF 464287341 729 19548 SH SOLE 0 0 19548 ISHARES TR NORTH AMERN NAT 464287374 6757 183263 SH SOLE 0 0 183263 ISHARES TR S&P 500 VAL ETF 464287408 2424 22021 SH SOLE 0 0 22021 ISHARES TR 20 YR TR BD ETF 464287432 2957 24281 SH SOLE 0 0 24281 ISHARES TR BARCLAYS 7 10 YR 464287440 1343 13061 SH SOLE 0 0 13061 ISHARES TR 1 3 YR TREAS BD 464287457 1612 19363 SH SOLE 0 0 19363 ISHARES TR MSCI EAFE ETF 464287465 15394 229949 SH SOLE 0 0 229949 ISHARES TR RUS MDCP VAL ETF 464287473 7777 87893 SH SOLE 0 0 87893 ISHARES TR RUS MD CP GR ETF 464287481 4955 39121 SH SOLE 0 0 39121 ISHARES TR RUS MID CAP ETF 464287499 20419 96295 SH SOLE 0 0 96295 ISHARES TR CORE S&P MCP ETF 464287507 29259 150162 SH SOLE 0 0 150162 ISHARES TR NA TEC SFTWR ETF 464287515 208 1142 SH SOLE 0 0 1142 ISHARES TR PHLX SEMICND ETF 464287523 989 5572 SH SOLE 0 0 5572 ISHARES TR NASDAQ BIOTECH 464287556 5962 54237 SH SOLE 0 0 54237 ISHARES TR COHEN STEER REIT 464287564 1866 18702 SH SOLE 0 0 18702 ISHARES TR GLOBAL 100 ETF 464287572 2665 58157 SH SOLE 0 0 58157 ISHARES TR RUS 1000 VAL ETF 464287598 23729 195536 SH SOLE 0 0 195536 ISHARES TR S&P MC 400GR ETF 464287606 14323 63740 SH SOLE 0 0 63740 ISHARES TR RUS 1000 GRW ETF 464287614 51289 356696 SH SOLE 0 0 356696 ISHARES TR RUS 1000 ETF 464287622 5047 33210 SH SOLE 0 0 33210 ISHARES TR RUS 2000 VAL ETF 464287630 27873 211298 SH SOLE 0 0 211298 ISHARES TR RUS 2000 GRW ETF 464287648 29405 143896 SH SOLE 0 0 143896 ISHARES TR RUSSELL 2000 ETF 464287655 9104 55652 SH SOLE 0 0 55652 ISHARES TR CORE S&P US VLU 464287663 3251 60647 SH SOLE 0 0 60647 ISHARES TR CORE S&P US GWT 464287671 2583 45195 SH SOLE 0 0 45195 ISHARES TR RUSSELL 3000 ETF 464287689 6639 40909 SH SOLE 0 0 40909 ISHARES TR S&P MC 400VL ETF 464287705 2885 17827 SH SOLE 0 0 17827 ISHARES TR U.S. TECH ETF 464287721 1621 9097 SH SOLE 0 0 9097 ISHARES TR U.S. REAL ES ETF 464287739 6546 81212 SH SOLE 0 0 81212 ISHARES TR US INDUSTRIALS 464287754 1088 7606 SH SOLE 0 0 7606 ISHARES TR US HLTHCARE ETF 464287762 347 1948 SH SOLE 0 0 1948 ISHARES TR U.S. FIN SVC ETF 464287770 1501 11599 SH SOLE 0 0 11599 ISHARES TR U.S. FINLS ETF 464287788 225 1913 SH SOLE 0 0 1913 ISHARES TR U.S. ENERGY ETF 464287796 296 7124 SH SOLE 0 0 7124 ISHARES TR CORE S&P SCP ETF 464287804 27654 331356 SH SOLE 0 0 331356 ISHARES TR U.S. BAS MTL ETF 464287838 598 6031 SH SOLE 0 0 6031 ISHARES TR DOW JONES US ETF 464287846 590 4320 SH SOLE 0 0 4320 ISHARES TR SP SMCP600VL ETF 464287879 2875 17591 SH SOLE 0 0 17591 ISHARES TR S&P SML 600 GWT 464287887 10974 58089 SH SOLE 0 0 58089 ISHARES TR MRNGSTR LG-CP VL 464288109 1475 14509 SH SOLE 0 0 14509 ISHARES TR INTL TREA BD ETF 464288117 391 7974 SH SOLE 0 0 7974 ISHARES TR EAFE SML CP ETF 464288273 7601 121135 SH SOLE 0 0 121135 ISHARES TR JPMORGAN USD EMG 464288281 307 2897 SH SOLE 0 0 2897 ISHARES TR MRGSTR MD CP VAL 464288406 224 1404 SH SOLE 0 0 1404 ISHARES TR NATIONAL MUN ETF 464288414 2494 22941 SH SOLE 0 0 22941 ISHARES TR INTL SEL DIV ETF 464288448 1461 45699 SH SOLE 0 0 45699 ISHARES TR INTL DEV RE ETF 464288489 1791 61153 SH SOLE 0 0 61153 ISHARES TR IBOXX HI YD ETF 464288513 1162 13647 SH SOLE 0 0 13647 ISHARES TR CRE U S REIT ETF 464288521 355 7231 SH SOLE 0 0 7231 ISHARES TR MSCI KLD400 SOC 464288570 431 4273 SH SOLE 0 0 4273 ISHARES TR MBS ETF 464288588 1368 13161 SH SOLE 0 0 13161 ISHARES TR INTRM GOV CR ETF 464288612 543 5056 SH SOLE 0 0 5056 ISHARES TR US CR BD ETF 464288620 1717 16035 SH SOLE 0 0 16035 ISHARES TR INTRMD CR BD ETF 464288638 1088 10226 SH SOLE 0 0 10226 ISHARES TR 1 3 YR CR BD ETF 464288646 257 2444 SH SOLE 0 0 2444 ISHARES TR 3 7 YR TREAS BD 464288661 440 3635 SH SOLE 0 0 3635 ISHARES TR SHORT TREAS BD 464288679 209 1900 SH SOLE 0 0 1900 ISHARES TR S&P US PFD STK 464288687 7291 192927 SH SOLE 0 0 192927 ISHARES TR US HOME CONS ETF 464288752 204 5330 SH SOLE 0 0 5330 ISHARES TR US AER DEF ETF 464288760 1876 9754 SH SOLE 0 0 9754 ISHARES TR US REGNL BKS ETF 464288778 602 12307 SH SOLE 0 0 12307 ISHARES TR US BR DEL SE ETF 464288794 402 6244 SH SOLE 0 0 6244 ISHARES TR MSCI USA ESG SLC 464288802 590 5219 SH SOLE 0 0 5219 ISHARES TR U.S. MED DVC ETF 464288810 1987 9929 SH SOLE 0 0 9929 ISHARES TR US HLTHCR PR ETF 464288828 774 4429 SH SOLE 0 0 4429 ISHARES TR U.S. PHARMA ETF 464288836 1489 9851 SH SOLE 0 0 9851 ISHARES TR EAFE VALUE ETF 464288877 621 12109 SH SOLE 0 0 12109 ISHARES TR EAFE GRWTH ETF 464288885 1515 19215 SH SOLE 0 0 19215 ISHARES TR RUS TP200 GR ETF 464289438 912 11627 SH SOLE 0 0 11627 ISHARES TR 10+ YR CR BD ETF 464289511 266 4516 SH SOLE 0 0 4516 ISHARES TR AGGRES ALLOC ETF 464289859 1716 32147 SH SOLE 0 0 32147 ISHARES TR GRWT ALLOCAT ETF 464289867 1752 39500 SH SOLE 0 0 39500 ISHARES TR MODERT ALLOC ETF 464289875 648 17248 SH SOLE 0 0 17248 ISHARES TR US TREAS BD ETF 46429B267 1266 51276 SH SOLE 0 0 51276 ISHARES TR FLTG RATE NT ETF 46429B655 5661 111178 SH SOLE 0 0 111178 ISHARES TR CORE HIGH DV ETF 46429B663 3171 37294 SH SOLE 0 0 37294 ISHARES TR MIN VOL EAFE ETF 46429B689 10810 152012 SH SOLE 0 0 152012 ISHARES TR MIN VOL USA ETF 46429B697 52147 980448 SH SOLE 0 0 980448 ISHARES TR EDGE MSCI USA VL 46432F388 905 10987 SH SOLE 0 0 10987 ISHARES TR USA MOMENTUM FCT 46432F396 11144 101604 SH SOLE 0 0 101604 ISHARES TR CORE MSCI TOTAL 46432F834 2194 36423 SH SOLE 0 0 36423 ISHARES TR CORE MSCI EAFE 46432F842 29512 465717 SH SOLE 0 0 465717 ISHARES TR CORE 1 5 YR USD 46432F859 2330 47390 SH SOLE 0 0 47390 ISHARES TR IBNDS MAR23 ETF 46432FAN7 502 21342 PRN SOLE 0 0 21342 ISHARES TR MULTIFACTOR USA 46434V282 856 26780 SH SOLE 0 0 26780 ISHARES TR INTL MOMENTUM FT 46434V449 1913 64647 SH SOLE 0 0 64647 ISHARES TR CORE TOTAL USD 46434V613 3218 65132 SH SOLE 0 0 65132 ISHARES TR CORE DIV GRWTH 46434V621 4923 143543 SH SOLE 0 0 143543 ISHARES TR CORE MSCI EURO 46434V738 279 5857 SH SOLE 0 0 5857 ISHARES TR HDG MSCI EAFE 46434V803 392 13250 SH SOLE 0 0 13250 ISHARES TR CORE MSCI INTL 46435G326 328 5897 SH SOLE 0 0 5897 ISHARES TR MORTGE REL ETF 46435G342 2081 47938 SH SOLE 0 0 47938 ISHARES TR INTL VALUE FACTR 46435G409 370 14699 SH SOLE 0 0 14699 ISHARES TR INTL DIV GRWTH 46435G524 684 12548 SH SOLE 0 0 12548 ISHARES TR EDGE US FIXD INM 46435U796 412 4238 SH SOLE 0 0 4238 ISHARES US ETF TR SHT MAT BD ETF 46431W507 3372 67203 SH SOLE 0 0 67203 JOHN HANCOCK EXCHANGE TRADED MULTIFACTR SML 47804J842 1864 68929 SH SOLE 0 0 68929 JOHNSON & JOHNSON COM 478160104 14245 117689 SH SOLE 0 0 117689 JOHNSON CTLS INTL PLC SHS G51502105 368 11042 SH SOLE 0 0 11042 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 2428 42117 SH SOLE 0 0 42117 JPMORGAN CHASE & CO COM 46625H100 8401 80546 SH SOLE 0 0 80546 KELLOGG CO COM 487836108 331 4702 SH SOLE 0 0 4702 KEYCORP NEW COM 493267108 205 10384 SH SOLE 0 0 10384 KIMBERLY CLARK CORP COM 494368103 4927 46655 SH SOLE 0 0 46655 KINDER MORGAN INC DEL COM 49456B101 1585 89778 SH SOLE 0 0 89778 KINDER MORGAN INC DEL PFD SER A 49456B200 1167 33595 SH SOLE 0 0 33595 KKR & CO L P DEL COM UNITS 48248M102 209 8454 SH SOLE 0 0 8454 KRANESHARES TR CSI CHI INTERNET 500767306 369 6156 SH SOLE 0 0 6156 KRANESHARES TR BOSERA MSCI CH 500767405 354 11820 SH SOLE 0 0 11820 LABORATORY CORP AMER HLDGS COM NEW 50540R409 219 1220 SH SOLE 0 0 1220 LAM RESEARCH CORP COM 512807108 474 2745 SH SOLE 0 0 2745 LAMB WESTON HLDGS INC COM 513272104 337 4902 SH SOLE 0 0 4902 LAZARD WORLD DIVID & INCOME COM 521076109 836 80522 SH SOLE 0 0 80522 LEGG MASON ETF INVESTMENT TR LOW DIVI ETF 52468L406 369 12333 SH SOLE 0 0 12333 LEIDOS HLDGS INC COM 525327102 675 11408 SH SOLE 0 0 11408 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1868 292170 SH SOLE 0 0 292170 LILLY ELI & CO COM 532457108 1898 22198 SH SOLE 0 0 22198 LIVE OAK BANCSHARES INC COM 53803X105 1509 49170 SH SOLE 0 0 49170 LOCKHEED MARTIN CORP COM 539830109 3963 13402 SH SOLE 0 0 13402 LOEWS CORP COM 540424108 274 5677 SH SOLE 0 0 5677 LOWES COS INC COM 548661107 3169 33151 SH SOLE 0 0 33151 LTC PPTYS INC COM 502175102 450 10483 SH SOLE 0 0 10483 LULULEMON ATHLETICA INC COM 550021109 641 5141 SH SOLE 0 0 5141 M & T BK CORP COM 55261F104 428 2517 SH SOLE 0 0 2517 MACYS INC COM 55616P104 219 5774 SH SOLE 0 0 5774 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 299 4314 SH SOLE 0 0 4314 MAIN STREET CAPITAL CORP COM 56035L104 342 9011 SH SOLE 0 0 9011 MANULIFE FINL CORP COM 56501R106 254 14105 SH SOLE 0 0 14105 MARATHON OIL CORP COM 565849106 226 10843 SH SOLE 0 0 10843 MARATHON PETE CORP COM 56585A102 292 4173 SH SOLE 0 0 4173 MARKEL CORP COM 570535104 224 207 SH SOLE 0 0 207 MARRIOTT INTL INC NEW CL A 571903202 1475 11652 SH SOLE 0 0 11652 MARTIN MARIETTA MATLS INC COM 573284106 206 915 SH SOLE 0 0 915 MASCO CORP COM 574599106 273 7251 SH SOLE 0 0 7251 MASTERCARD INCORPORATED CL A 57636Q104 1919 9725 SH SOLE 0 0 9725 MB FINANCIAL INC NEW COM 55264U108 310 6648 SH SOLE 0 0 6648 MCCORMICK & CO INC COM NON VTG 579780206 398 3368 SH SOLE 0 0 3368 MCDONALDS CORP COM 580135101 5587 35622 SH SOLE 0 0 35622 MCKESSON CORP COM 58155Q103 797 5980 SH SOLE 0 0 5980 MEDTRONIC PLC SHS G5960L103 1500 17495 SH SOLE 0 0 17495 MERCK & CO INC COM 58933Y105 6734 111265 SH SOLE 0 0 111265 METLIFE INC COM 59156R108 302 6907 SH SOLE 0 0 6907 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 912 161240 SH SOLE 0 0 161240 MICROCHIP TECHNOLOGY INC COM 595017104 210 2306 SH SOLE 0 0 2306 MICRON TECHNOLOGY INC COM 595112103 889 17084 SH SOLE 0 0 17084 MICROSOFT CORP COM 594918104 28645 290252 SH SOLE 0 0 290252 MIMEDX GROUP INC COM 602496101 388 61650 SH SOLE 0 0 61650 MKS INSTRUMENT INC COM 55306N104 286 2994 SH SOLE 0 0 2994 MONDELEZ INTL INC CL A 609207105 3534 86293 SH SOLE 0 0 86293 MONSTER BEVERAGE CORP NEW COM 61174X109 458 7988 SH SOLE 0 0 7988 MORGAN STANLEY COM NEW 617446448 911 19217 SH SOLE 0 0 19217 MSA SAFETY INC COM 553498106 498 5166 SH SOLE 0 0 5166 MYLAN N V SHS EURO N59465109 209 5718 SH SOLE 0 0 5718 MYND ANALYTICS INC *W EXP 06/29/202 62857N111 3 15600 SH SOLE 0 0 15600 NATIONAL RETAIL PPTYS INC COM 637417106 615 13982 SH SOLE 0 0 13982 NEKTAR THERAPEUTICS COM 640268108 258 5220 SH SOLE 0 0 5220 NETAPP INC COM 64110D104 221 2816 SH SOLE 0 0 2816 NETEASE INC SPONSORED ADR 64110W102 228 902 SH SOLE 0 0 902 NETFLIX INC COM 64110L106 2730 6960 SH SOLE 0 0 6960 NEUBERGER BERMAN MLP INCOME COM 64129H104 100 11324 SH SOLE 0 0 11324 NEUBERGER BERMAN NY INT MUN COM 64124K102 128 11137 SH SOLE 0 0 11137 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 421 24525 SH SOLE 0 0 24525 NEW YORK CMNTY BANCORP INC COM 649445103 303 27254 SH SOLE 0 0 27254 NEW YORK MTG TR INC COM PAR $.02 649604501 195 32216 SH SOLE 0 0 32216 NEWMONT MINING CORP COM 651639106 1245 33004 SH SOLE 0 0 33004 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 1108 50476 SH SOLE 0 0 50476 NEXTERA ENERGY INC COM 65339F101 1699 10190 SH SOLE 0 0 10190 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 314 25015 SH SOLE 0 0 25015 NIKE INC CL B 654106103 2472 30904 SH SOLE 0 0 30904 NOKIA CORP SPONSORED ADR 654902204 154 26226 SH SOLE 0 0 26226 NORFOLK SOUTHERN CORP COM 655844108 1564 10364 SH SOLE 0 0 10364 NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 679 24449 SH SOLE 0 0 24449 NORTHROP GRUMMAN CORP COM 666807102 2962 9612 SH SOLE 0 0 9612 NORWOOD FINANCIAL CORP COM 669549107 463 12806 SH SOLE 0 0 12806 NOVARTIS A G SPONSORED ADR 66987V109 976 12881 SH SOLE 0 0 12881 NOVO-NORDISK A S ADR 670100205 451 9743 SH SOLE 0 0 9743 NRG ENERGY INC COM NEW 629377508 327 10663 SH SOLE 0 0 10663 NUCOR CORP COM 670346105 668 10595 SH SOLE 0 0 10595 NUTRIEN LTD COM 67077M108 227 4137 SH SOLE 0 0 4137 NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 2493 295476 SH SOLE 0 0 295476 NUVEEN AMT FREE MUN CR INC F COM 67071L106 638 43809 SH SOLE 0 0 43809 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 223 16819 SH SOLE 0 0 16819 NUVEEN CALIF MUN VALUE FD COM 67062C107 426 45075 SH SOLE 0 0 45075 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 208 15155 SH SOLE 0 0 15155 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 364 24839 SH SOLE 0 0 24839 NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 413 43645 SH SOLE 0 0 43645 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 257 32222 SH SOLE 0 0 32222 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 1157 99478 SH SOLE 0 0 99478 NUVEEN FLOATING RATE INCOME COM 67072T108 164 15711 SH SOLE 0 0 15711 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 1049 100527 SH SOLE 0 0 100527 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 1984 128113 SH SOLE 0 0 128113 NUVEEN HGH INC DEC18 TRGT TR COM 67075P103 944 95708 SH SOLE 0 0 95708 NUVEEN HIGH INCOME 2020 TARG COM 67075L102 833 82862 SH SOLE 0 0 82862 NUVEEN HIGH INCOME DECMBR 20 COM 67076E107 658 67050 SH SOLE 0 0 67050 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 839 87953 SH SOLE 0 0 87953 NUVEEN MUN VALUE FD INC COM 670928100 143 14955 SH SOLE 0 0 14955 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 150 12245 SH SOLE 0 0 12245 NUVEEN NEW YORK QLT MUN INC COM 67066X107 127 10086 SH SOLE 0 0 10086 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 1518 162426 SH SOLE 0 0 162426 NUVEEN PFD & INCM SECURTIES COM 67072C105 873 98941 SH SOLE 0 0 98941 NUVEEN PFD & INCOME TERM FD COM 67075A106 1316 56842 SH SOLE 0 0 56842 NUVEEN QUALITY MUNCP INCOME COM 67066V101 349 26320 SH SOLE 0 0 26320 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 3277 232748 SH SOLE 0 0 232748 NUVEEN SHT DUR CR OPP FD COM 67074X107 897 52777 SH SOLE 0 0 52777 NUVEEN SR INCOME FD COM 67067Y104 1966 315153 SH SOLE 0 0 315153 NVIDIA CORP COM 67066G104 4434 18674 SH SOLE 0 0 18674 OCCIDENTAL PETE CORP DEL COM 674599105 633 7577 SH SOLE 0 0 7577 OGE ENERGY CORP COM 670837103 335 9496 SH SOLE 0 0 9496 OLD DOMINION FGHT LINES INC COM 679580100 364 2448 SH SOLE 0 0 2448 OMEGA HEALTHCARE INVS INC COM 681936100 282 9157 SH SOLE 0 0 9157 OMNICOM GROUP INC COM 681919106 281 3691 SH SOLE 0 0 3691 ONEOK INC NEW COM 682680103 770 11049 SH SOLE 0 0 11049 OPHTHOTECH CORP COM 683745103 31 11184 SH SOLE 0 0 11184 OPPENHEIMER ETF TR S&P 500 REVENUE 68386C104 882 17388 SH SOLE 0 0 17388 OPPENHEIMER ETF TR S&P SMALLCAP 600 68386C302 756 10277 SH SOLE 0 0 10277 OPPENHEIMER ETF TR S&P ULTRA DIVIDE 68386C401 9139 238968 SH SOLE 0 0 238968 ORACLE CORP COM 68389X105 2632 59738 SH SOLE 0 0 59738 OSHKOSH CORP COM 688239201 370 5250 SH SOLE 0 0 5250 OXFORD LANE CAP CORP COM 691543102 1023 98147 SH SOLE 0 0 98147 PACER FDS TR TRENDP US LAR CP 69374H105 317 10785 SH SOLE 0 0 10785 PACER FDS TR TRENDP 100 ETF 69374H303 801 24158 SH SOLE 0 0 24158 PACER FDS TR TRENDPILOT EUR 69374H808 731 26093 SH SOLE 0 0 26093 PALO ALTO NETWORKS INC COM 697435105 263 1271 SH SOLE 0 0 1271 PAYCHEX INC COM 704326107 478 6979 SH SOLE 0 0 6979 PAYPAL HLDGS INC COM 70450Y103 1170 14099 SH SOLE 0 0 14099 PDL BIOPHARMA INC COM 69329Y104 40 16924 SH SOLE 0 0 16924 PEPSICO INC COM 713448108 5146 47166 SH SOLE 0 0 47166 PFIZER INC COM 717081103 11653 321119 SH SOLE 0 0 321119 PG&E CORP COM 69331C108 519 12133 SH SOLE 0 0 12133 PHILIP MORRIS INTL INC COM 718172109 2904 36042 SH SOLE 0 0 36042 PHILLIPS 66 COM 718546104 1663 14832 SH SOLE 0 0 14832 PIERIS PHARMACEUTICALS INC COM 720795103 109 19275 SH SOLE 0 0 19275 PIMCO CORPORATE & INCOME OPP COM 72201B101 2127 121817 SH SOLE 0 0 121817 PIMCO CORPORATE INCOME STRAT COM 72200U100 1367 77817 SH SOLE 0 0 77817 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1645 51739 SH SOLE 0 0 51739 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 420 17828 SH SOLE 0 0 17828 PIMCO ETF TR ACTIVE BD ETF 72201R775 2508 24335 SH SOLE 0 0 24335 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 962 9664 SH SOLE 0 0 9664 PIMCO ETF TR INV GRD CRP BD 72201R817 279 2780 SH SOLE 0 0 2780 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1832 18066 SH SOLE 0 0 18066 PIMCO HIGH INCOME FD COM SHS 722014107 3853 462305 SH SOLE 0 0 462305 PIONEER HIGH INCOME TR COM 72369H106 249 26998 SH SOLE 0 0 26998 PIONEER MUN HIGH INCOME TR COM SHS 723763108 890 77809 SH SOLE 0 0 77809 PITNEY BOWES INC COM 724479100 143 16707 SH SOLE 0 0 16707 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 312 13238 SH SOLE 0 0 13238 PLUMAS BANCORP COM 729273102 355 12592 SH SOLE 0 0 12592 PNC FINL SVCS GROUP INC COM 693475105 1232 9114 SH SOLE 0 0 9114 PPG INDS INC COM 693506107 755 7270 SH SOLE 0 0 7270 PPL CORP COM 69351T106 943 32854 SH SOLE 0 0 32854 PRICE T ROWE GROUP INC COM 74144T108 443 3785 SH SOLE 0 0 3785 PROCTER AND GAMBLE CO COM 742718109 9494 121377 SH SOLE 0 0 121377 PROGRESSIVE CORP OHIO COM 743315103 205 3470 SH SOLE 0 0 3470 PROOFPOINT INC COM 743424103 929 8075 SH SOLE 0 0 8075 PROSHARES TR SHORT S&P 500 NE 74347B425 549 18714 SH SOLE 0 0 18714 PROSHARES TR S&P MDCP 400 DIV 74347B680 768 14123 SH SOLE 0 0 14123 PROSHARES TR PSHS LC COR PLUS 74347R248 236 3482 SH SOLE 0 0 3482 PROSHARES TR S&P 500 DV ARIST 74348A467 4052 65161 SH SOLE 0 0 65161 PROSPECT CAPITAL CORPORATION COM 74348T102 370 55513 SH SOLE 0 0 55513 PROSPERITY BANCSHARES INC COM 743606105 237 3466 SH SOLE 0 0 3466 PROVIDENT BANCORP INC COM 74383X109 221 8450 SH SOLE 0 0 8450 PRUDENTIAL FINL INC COM 744320102 509 5471 SH SOLE 0 0 5471 PTC INC COM 69370C100 516 5550 SH SOLE 0 0 5550 PUBLIC STORAGE COM 74460D109 1116 4926 SH SOLE 0 0 4926 PUBLIC SVC ENTERPRISE GROUP COM 744573106 738 13700 SH SOLE 0 0 13700 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 482 92167 SH SOLE 0 0 92167 QORVO INC COM 74736K101 257 3214 SH SOLE 0 0 3214 QUALCOMM INC COM 747525103 1712 30363 SH SOLE 0 0 30363 RAMBUS INC DEL COM 750917106 207 16400 SH SOLE 0 0 16400 RAYTHEON CO COM NEW 755111507 521 2689 SH SOLE 0 0 2689 REALTY INCOME CORP COM 756109104 16691 310212 SH SOLE 0 0 310212 RED HAT INC COM 756577102 345 2557 SH SOLE 0 0 2557 REGIONS FINL CORP NEW COM 7591EP100 311 17474 SH SOLE 0 0 17474 RITE AID CORP COM 767754104 472 274950 SH SOLE 0 0 274950 ROCKWELL AUTOMATION INC COM 773903109 739 4449 SH SOLE 0 0 4449 ROCKWELL COLLINS INC COM 774341101 454 3378 SH SOLE 0 0 3378 ROLLINS INC COM 775711104 528 10067 SH SOLE 0 0 10067 ROSS STORES INC COM 778296103 239 2822 SH SOLE 0 0 2822 ROYAL BK CDA MONTREAL QUE COM 780087102 674 8922 SH SOLE 0 0 8922 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 2635 36162 SH SOLE 0 0 36162 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2383 34405 SH SOLE 0 0 34405 S&P GLOBAL INC COM 78409V104 369 1817 SH SOLE 0 0 1817 SALESFORCE COM INC COM 79466L302 1370 10030 SH SOLE 0 0 10030 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 155 26301 SH SOLE 0 0 26301 SCHEIN HENRY INC COM 806407102 218 3011 SH SOLE 0 0 3011 SCHLUMBERGER LTD COM 806857108 718 10784 SH SOLE 0 0 10784 SCHWAB CHARLES CORP NEW COM 808513105 423 8317 SH SOLE 0 0 8317 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1159 17821 SH SOLE 0 0 17821 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 7277 96003 SH SOLE 0 0 96003 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 6809 128018 SH SOLE 0 0 128018 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 958 12974 SH SOLE 0 0 12974 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 259 9240 SH SOLE 0 0 9240 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 377 7621 SH SOLE 0 0 7621 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 432 13072 SH SOLE 0 0 13072 SCHWAB STRATEGIC TR US TIPS ETF 808524870 254 4620 SH SOLE 0 0 4620 SCIENCE APPLICATNS INTL CP N COM 808625107 500 6187 SH SOLE 0 0 6187 SEAGATE TECHNOLOGY PLC SHS G7945M107 303 5381 SH SOLE 0 0 5381 SELECT INCOME REIT COM SH BEN INT 81618T100 501 22265 SH SOLE 0 0 22265 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 875 15058 SH SOLE 0 0 15058 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4603 54988 SH SOLE 0 0 54988 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1991 38706 SH SOLE 0 0 38706 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5913 54044 SH SOLE 0 0 54044 SELECT SECTOR SPDR TR ENERGY 81369Y506 3360 44241 SH SOLE 0 0 44241 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 6469 243280 SH SOLE 0 0 243280 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2456 34299 SH SOLE 0 0 34299 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9469 136285 SH SOLE 0 0 136285 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 820 15810 SH SOLE 0 0 15810 SEMPRA ENERGY COM 816851109 2549 21971 SH SOLE 0 0 21971 SENIOR HSG PPTYS TR SH BEN INT 81721M109 539 29863 SH SOLE 0 0 29863 SHERWIN WILLIAMS CO COM 824348106 466 1140 SH SOLE 0 0 1140 SHIP FINANCE INTERNATIONAL L SHS G81075106 163 10975 SH SOLE 0 0 10975 SHIRE PLC SPONSORED ADR 82481R106 307 1812 SH SOLE 0 0 1812 SILVERCORP METALS INC COM 82835P103 53 20000 SH SOLE 0 0 20000 SIRIUS XM HLDGS INC COM 82968B103 118 17471 SH SOLE 0 0 17471 SKYWORKS SOLUTIONS INC COM 83088M102 456 4684 SH SOLE 0 0 4684 SMUCKER J M CO COM NEW 832696405 253 2360 SH SOLE 0 0 2360 SOUTHERN CO COM 842587107 1936 41702 SH SOLE 0 0 41702 SOUTHWEST AIRLS CO COM 844741108 620 12143 SH SOLE 0 0 12143 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1909 7895 SH SOLE 0 0 7895 SPDR GOLD TRUST GOLD SHS 78463V107 13478 113507 SH SOLE 0 0 113507 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 252 8239 SH SOLE 0 0 8239 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 8378 174249 SH SOLE 0 0 174249 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 217 5733 SH SOLE 0 0 5733 SPDR S&P 500 ETF TR TR UNIT 78462F103 53611 197614 SH SOLE 0 0 197614 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5260 14803 SH SOLE 0 0 14803 SPDR SER TR BLOMBERG BRC INV 78468R200 3162 102833 SH SOLE 0 0 102833 SPDR SER TR BLOOMBERG SRT TR 78468R408 435 15903 SH SOLE 0 0 15903 SPDR SER TR SPDR BLOOMBERG 78468R663 373 4076 SH SOLE 0 0 4076 SPDR SER TR NUVEEN BRC MUNIC 78468R721 237 4934 SH SOLE 0 0 4934 SPDR SER TR NUVEEN BLMBRG SR 78468R739 243 5059 SH SOLE 0 0 5059 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 678 10738 SH SOLE 0 0 10738 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 637 14683 SH SOLE 0 0 14683 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 470 8871 SH SOLE 0 0 8871 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 1262 35922 SH SOLE 0 0 35922 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 752 21169 SH SOLE 0 0 21169 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1408 46646 SH SOLE 0 0 46646 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 20063 723041 SH SOLE 0 0 723041 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 848 13399 SH SOLE 0 0 13399 SPDR SERIES TRUST DJ REIT ETF 78464A607 565 6002 SH SOLE 0 0 6002 SPDR SERIES TRUST AEROSPACE DEF 78464A631 688 7880 SH SOLE 0 0 7880 SPDR SERIES TRUST S&P REGL BKG 78464A698 1736 28565 SH SOLE 0 0 28565 SPDR SERIES TRUST S&P DIVID ETF 78464A763 5573 60120 SH SOLE 0 0 60120 SPDR SERIES TRUST S&P INS ETF 78464A789 712 23987 SH SOLE 0 0 23987 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 295 4052 SH SOLE 0 0 4052 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 279 5180 SH SOLE 0 0 5180 SPDR SERIES TRUST S&P BIOTECH 78464A870 2340 24380 SH SOLE 0 0 24380 SPECTRA ENERGY PARTNERS LP COM 84756N109 700 19771 SH SOLE 0 0 19771 SPOTIFY TECHNOLOGY S A SHS L8681T102 732 4345 SH SOLE 0 0 4345 SPRINT CORP COM SER 1 85207U105 257 47671 SH SOLE 0 0 47671 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 2487 198030 SH SOLE 0 0 198030 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 960 94404 SH SOLE 0 0 94404 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 102 12451 SH SOLE 0 0 12451 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1511 257039 SH SOLE 0 0 257039 SQUARE INC CL A 852234103 417 6806 SH SOLE 0 0 6806 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 238 6368 SH SOLE 0 0 6368 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 663 13937 SH SOLE 0 0 13937 STANLEY BLACK & DECKER INC COM 854502101 262 1958 SH SOLE 0 0 1958 STARBUCKS CORP COM 855244109 2612 53303 SH SOLE 0 0 53303 STARWOOD PPTY TR INC COM 85571B105 212 9686 SH SOLE 0 0 9686 STEEL DYNAMICS INC COM 858119100 357 7771 SH SOLE 0 0 7771 STONEMOR PARTNERS L P COM UNITS INT 86183Q100 110 18380 SH SOLE 0 0 18380 STORE CAP CORP COM 862121100 266 9700 SH SOLE 0 0 9700 STRYKER CORP COM 863667101 535 3162 SH SOLE 0 0 3162 SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 86722Y101 297 19642 SH SOLE 0 0 19642 SUNTRUST BKS INC COM 867914103 708 10706 SH SOLE 0 0 10706 SYNTHETIC BIOLOGICS INC COM 87164U102 3 11000 SH SOLE 0 0 11000 SYSCO CORP COM 871829107 1328 19422 SH SOLE 0 0 19422 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 877 23941 SH SOLE 0 0 23941 TARGET CORP COM 87612E106 1323 17280 SH SOLE 0 0 17280 TD AMERITRADE HLDG CORP COM 87236Y108 246 4501 SH SOLE 0 0 4501 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 391 18096 SH SOLE 0 0 18096 TEMPLETON EMERG MKTS INCOME COM 880192109 150 14607 SH SOLE 0 0 14607