0001420506-22-000172.txt : 20220209 0001420506-22-000172.hdr.sgml : 20220209 20220208191338 ACCESSION NUMBER: 0001420506-22-000172 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220209 DATE AS OF CHANGE: 20220208 EFFECTIVENESS DATE: 20220209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ground Swell Capital, LLC CENTRAL INDEX KEY: 0001534450 IRS NUMBER: 272835438 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16253 FILM NUMBER: 22603345 BUSINESS ADDRESS: STREET 1: 105 WEST HURON AVENUE STREET 2: SUITE 205 CITY: FOLLY BEACH STATE: SC ZIP: 29439 BUSINESS PHONE: (843) 588-5169 MAIL ADDRESS: STREET 1: PO BOX 46 CITY: FOLLY BEACH STATE: SC ZIP: 29439 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534450 XXXXXXXX 12-31-2021 12-31-2021 false Ground Swell Capital, LLC

PO BOX 46 FOLLY BEACH SC 29439

13F HOLDINGS REPORT 028-16253 N Joey Foxhall (843) 588-5169 Joey Foxhall, Chief Compliance Officer FOLLY BEACH SC 02-08-2022 0 68 17215 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR GROUND SWELL CAPITAL, LLC ADVENT TECHNOLOGIES HOLDNG I *W EXP 02/03/202 00788A113 13 11054 SH SOLE 11054 0 0 AFFIRM HLDGS INC COM CL A 00827B106 284 2822 SH SOLE 2822 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 181 10100 SH SOLE 10100 0 0 ARRIVAL GROUP SHS L0423Q108 82 11030 SH SOLE 11030 0 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 229 1699 SH SOLE 1699 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 207 260 SH SOLE 260 0 0 ATHENE HOLDING LTD CL A G0684D107 212 2545 SH SOLE 2545 0 0 AVIS BUDGET GROUP COM 053774105 580 2798 SH SOLE 2798 0 0 BERKSHIRE GREY INC COM CL A 084656107 109 19833 SH SOLE 19833 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 437 302 SH SOLE 302 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 130 10668 SH SOLE 10668 0 0 BROADCOM INC COM 11135F101 548 824 SH SOLE 824 0 0 CAMDEN PPTY TR SH BEN INT 133131102 207 1158 SH SOLE 1158 0 0 CASI PHARMACEUTICALS INC COM 14757U109 15 18638 SH SOLE 18638 0 0 COSTCO WHSL CORP NEW COM 22160K105 225 396 SH SOLE 396 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 223 1091 SH SOLE 1091 0 0 DATA KNIGHTS ACQUISITION COR *W EXP 11/11/202 237699111 6 16233 SH SOLE 16233 0 0 DIREXION SHS ETF TR OIL GAS BL 2X SH 25460G500 277 3155 SH SOLE 3155 0 0 DURECT CORP COM 266605104 15 15704 SH SOLE 15704 0 0 ELECTRONIC ARTS INC COM 285512109 321 2435 SH SOLE 2435 0 0 EQUINIX INC COM 29444U700 472 558 SH SOLE 558 0 0 ETSY INC COM 29786A106 232 1061 SH SOLE 1061 0 0 EXTRA SPACE STORAGE INC COM 30225T102 301 1328 SH SOLE 1328 0 0 FAIR ISAAC CORP COM 303250104 342 789 SH SOLE 789 0 0 INTUIT COM 461202103 217 337 SH SOLE 337 0 0 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 520 3182 SH SOLE 3182 0 0 IQIYI INC SPONSORED ADS 46267X108 73 16003 SH SOLE 16003 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 331 1129 SH SOLE 1129 0 0 ISHARES TR S&P MC 400VL ETF 464287705 323 2919 SH SOLE 2919 0 0 LILLY ELI & CO COM 532457108 201 727 SH SOLE 727 0 0 MASTERCARD INCORPORATED CL A 57636Q104 322 896 SH SOLE 896 0 0 MERCURY SYS INC COM 589378108 214 3881 SH SOLE 3881 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 229 2632 SH SOLE 2632 0 0 MICROSOFT CORP COM 594918104 494 1468 SH SOLE 1468 0 0 MIND MEDICINE MINDMED INC COM SUB VTG 60255C109 88 63698 SH SOLE 63698 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 397 7181 SH SOLE 7181 0 0 ONESMART INTL ED GROUP LTD SPONSORED ADS 68276W103 6 25884 SH SOLE 25884 0 0 PAYPAL HLDGS INC COM 70450Y103 365 1933 SH SOLE 1933 0 0 PERSHING SQUARE TONTINE HLDG *W EXP 07/24/202 71531R117 18 13677 SH SOLE 13677 0 0 PHUNWARE INC COM 71948P100 35 13474 SH SOLE 13474 0 0 PLX PHARMA INC COM 72942A107 292 36407 SH SOLE 36407 0 0 POEMA GLOBAL HOLDINGS CORP *W EXP 01/08/202 G7154B115 17 11831 SH SOLE 11831 0 0 PROGRESSIVE CORP COM 743315103 206 2002 SH SOLE 2002 0 0 PROLOGIS INC. COM 74340W103 225 1337 SH SOLE 1337 0 0 PROSHARES TR ULTRA 20YR TRE 74347R172 225 4131 SH SOLE 4131 0 0 PUBLIC STORAGE COM 74460D109 252 672 SH SOLE 672 0 0 QUALCOMM INC COM 747525103 787 4304 SH SOLE 4304 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 217 2819 SH SOLE 2819 0 0 SANDERSON FARMS INC COM 800013104 204 1065 SH SOLE 1065 0 0 SHOPIFY INC CL A 82509L107 284 206 SH SOLE 206 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 314 2021 SH SOLE 2021 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 231 3259 SH SOLE 3259 0 0 SNOWFLAKE INC CL A 833445109 223 659 SH SOLE 659 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 290 3129 SH SOLE 3129 0 0 SPLUNK INC COM 848637104 445 3845 SH SOLE 3845 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 2196 48125 SH SOLE 48125 0 0 STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS 85789A105 16 18927 SH SOLE 18927 0 0 SUNLIGHT FINANCIAL HOLDINGS COM 86738J106 57 11969 SH SOLE 11969 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 72 10533 SH SOLE 10533 0 0 TREVI THERAPEUTICS INC COM 89532M101 8 10461 SH SOLE 10461 0 0 UNIVERSAL SEC INSTRS INC COM NEW 913821302 40 11645 SH SOLE 11645 0 0 UP FINTECH HLDG LTD SPONSORED ADS 91531W106 57 11560 SH SOLE 11560 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 446 3186 SH SOLE 3186 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 254 745 SH SOLE 745 0 0 VENUS CONCEPT INC COM 92332W105 28 16625 SH SOLE 16625 0 0 WAITR HLDGS INC COM 930752100 8 10200 SH SOLE 10200 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 286 4483 SH SOLE 4483 0 0 ZOMEDICA CORP COM 98980M109 54 177278 SH SOLE 177278 0 0