0001420506-21-000074.txt : 20210129 0001420506-21-000074.hdr.sgml : 20210129 20210129133831 ACCESSION NUMBER: 0001420506-21-000074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210129 EFFECTIVENESS DATE: 20210129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ground Swell Capital, LLC CENTRAL INDEX KEY: 0001534450 IRS NUMBER: 272835438 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16253 FILM NUMBER: 21570089 BUSINESS ADDRESS: STREET 1: 105 WEST HURON AVENUE STREET 2: SUITE 205 CITY: FOLLY BEACH STATE: SC ZIP: 29439 BUSINESS PHONE: (843) 588-5169 MAIL ADDRESS: STREET 1: PO BOX 46 CITY: FOLLY BEACH STATE: SC ZIP: 29439 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534450 XXXXXXXX 12-31-2020 12-31-2020 false Ground Swell Capital, LLC
PO BOX 46 FOLLY BEACH SC 29439
13F HOLDINGS REPORT 028-16253 N
Joey Foxhall Chief Compliance Officer (843) 588-5169 Joey Foxhall, Chief Compliance Officer FOLLY BEACH SC 01-29-2021 0 64 26114 false
INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR GROUND SWELL CAPITAL, LLC AMERICAN ELEC PWR CO INC COM 025537101 259 3109 SH SOLE 3109 0 0 ANALOG DEVICES INC COM 032654105 432 2921 SH SOLE 2921 0 0 APPLE INC COM 037833100 1068 8046 SH SOLE 8046 0 0 APPLIED MATLS INC COM 038222105 288 3341 SH SOLE 3341 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103877 37 14285 SH SOLE 14285 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 270 1532 SH SOLE 1532 0 0 BMC STK HLDGS INC COM 05591B109 200 3735 SH SOLE 3735 0 0 BOOKING HOLDINGS INC COM 09857L108 243 109 SH SOLE 109 0 0 BOXLIGHT CORP COM CL A 103197109 22 14366 SH SOLE 14366 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 93 21292 SH SOLE 21292 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 24 34399 SH SOLE 34399 0 0 BROADCOM INC COM 11135F101 228 521 SH SOLE 521 0 0 C3 AI INC CL A 12468P104 233 1676 SH SOLE 1676 0 0 CINTAS CORP COM 172908105 206 584 SH SOLE 584 0 0 CISCO SYS INC COM 17275R102 290 6486 SH SOLE 6486 0 0 COMCAST CORP NEW CL A 20030N101 408 7789 SH SOLE 7789 0 0 CVR ENERGY INC COM 12662P108 156 10469 SH SOLE 10469 0 0 DRAGON VICTORY INTL LTD SHS G28365107 27 12162 SH SOLE 12162 0 0 ENPHASE ENERGY INC COM 29355A107 533 3037 SH SOLE 3037 0 0 ENTEGRIS INC COM 29362U104 309 3214 SH SOLE 3214 0 0 GRAHAM HLDGS CO COM CL B 384637104 210 394 SH SOLE 394 0 0 GRIDSUM HLDG INC SPONSORED ADR 398132100 26 16180 SH SOLE 16180 0 0 HALLADOR ENERGY COMPANY COM 40609P105 21 14104 SH SOLE 14104 0 0 HENRY JACK & ASSOC INC COM 426281101 279 1721 SH SOLE 1721 0 0 INSU ACQUISITION CORP III UNIT 12/31/2026 457817302 156 14729 SH SOLE 14729 0 0 ISHARES INC MSCI WORLD ETF 464286392 304 2707 SH SOLE 2707 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 966 14300 SH SOLE 14300 0 0 ISHARES TR MSCI LW CRB TG 46434V464 224 1504 SH SOLE 1504 0 0 ISHARES TR GBL COMM SVC ETF 464287275 218 2933 SH SOLE 2933 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 524 3980 SH SOLE 3980 0 0 ISHARES TR CORE S&P500 ETF 464287200 655 1744 SH SOLE 1744 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 20 10022 SH SOLE 10022 0 0 LORDSTOWN MOTORS CORP COM CL A 54405Q100 204 10150 SH SOLE 10150 0 0 LORDSTOWN MOTORS CORP *W EXP 10/23/202 54405Q118 125 14455 SH SOLE 14455 0 0 MARRONE BIO INNOVATIONS INC COM 57165B106 30 24071 SH SOLE 24071 0 0 MATERIALISE NV SPONSORED ADS 57667T100 225 4157 SH SOLE 4157 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 264 1908 SH SOLE 1908 0 0 MICROSTRATEGY INC CL A NEW 594972408 208 535 SH SOLE 535 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 5 14338 SH SOLE 14338 0 0 PENN NATL GAMING INC COM 707569109 284 3289 SH SOLE 3289 0 0 PRICE T ROWE GROUP INC COM 74144T108 377 2489 SH SOLE 2489 0 0 QUALCOMM INC COM 747525103 363 2385 SH SOLE 2385 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 392 4401 SH SOLE 4401 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 201 3213 SH SOLE 3213 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 672 9964 SH SOLE 9964 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 349 4821 SH SOLE 4821 0 0 SIERRA METALS INC COM 82639W106 34 10340 SH SOLE 10340 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 250 4273 SH SOLE 4273 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 272 1308 SH SOLE 1308 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 1 10677 SH SOLE 10677 0 0 TESLA INC COM 88160R101 3528 5000 SH Put SOLE 5000 0 0 TETRA TECH INC NEW COM 88162G103 263 2273 SH SOLE 2273 0 0 ULTA BEAUTY INC COM 90384S303 366 1276 SH SOLE 1276 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 276 3246 SH SOLE 3246 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 634 1845 SH SOLE 1845 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1042 5352 SH SOLE 5352 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 207 3544 SH SOLE 3544 0 0 VELODYNE LIDAR INC COM 92259F101 280 12284 SH SOLE 12284 0 0 VERB TECHNOLOGY CO INC COM 92337U104 17 10429 SH SOLE 10429 0 0 VIACOMCBS INC CL B 92556H206 298 7989 SH SOLE 7989 0 0 VIATRIS INC COM 92556V106 1706 91061 SH SOLE 91061 0 0 VIRTU FINL INC CL A 928254101 3993 158658 SH SOLE 158658 0 0 WASHINGTON PRIME GROUP NEW COM 93964W405 68 10479 SH SOLE 10479 0 0 XCEL ENERGY INC COM 98389B100 251 3767 SH SOLE 3767 0 0