0001420506-21-000074.txt : 20210129
0001420506-21-000074.hdr.sgml : 20210129
20210129133831
ACCESSION NUMBER: 0001420506-21-000074
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210129
DATE AS OF CHANGE: 20210129
EFFECTIVENESS DATE: 20210129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ground Swell Capital, LLC
CENTRAL INDEX KEY: 0001534450
IRS NUMBER: 272835438
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16253
FILM NUMBER: 21570089
BUSINESS ADDRESS:
STREET 1: 105 WEST HURON AVENUE
STREET 2: SUITE 205
CITY: FOLLY BEACH
STATE: SC
ZIP: 29439
BUSINESS PHONE: (843) 588-5169
MAIL ADDRESS:
STREET 1: PO BOX 46
CITY: FOLLY BEACH
STATE: SC
ZIP: 29439
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001534450
XXXXXXXX
12-31-2020
12-31-2020
false
Ground Swell Capital, LLC
PO BOX 46
FOLLY BEACH
SC
29439
13F HOLDINGS REPORT
028-16253
N
Joey Foxhall
Chief Compliance Officer
(843) 588-5169
Joey Foxhall, Chief Compliance Officer
FOLLY BEACH
SC
01-29-2021
0
64
26114
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR GROUND SWELL CAPITAL, LLC
AMERICAN ELEC PWR CO INC
COM
025537101
259
3109
SH
SOLE
3109
0
0
ANALOG DEVICES INC
COM
032654105
432
2921
SH
SOLE
2921
0
0
APPLE INC
COM
037833100
1068
8046
SH
SOLE
8046
0
0
APPLIED MATLS INC
COM
038222105
288
3341
SH
SOLE
3341
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103877
37
14285
SH
SOLE
14285
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
270
1532
SH
SOLE
1532
0
0
BMC STK HLDGS INC
COM
05591B109
200
3735
SH
SOLE
3735
0
0
BOOKING HOLDINGS INC
COM
09857L108
243
109
SH
SOLE
109
0
0
BOXLIGHT CORP
COM CL A
103197109
22
14366
SH
SOLE
14366
0
0
BRIDGETOWN HOLDINGS LTD
*W EXP 09/30/202
G1355U121
93
21292
SH
SOLE
21292
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
24
34399
SH
SOLE
34399
0
0
BROADCOM INC
COM
11135F101
228
521
SH
SOLE
521
0
0
C3 AI INC
CL A
12468P104
233
1676
SH
SOLE
1676
0
0
CINTAS CORP
COM
172908105
206
584
SH
SOLE
584
0
0
CISCO SYS INC
COM
17275R102
290
6486
SH
SOLE
6486
0
0
COMCAST CORP NEW
CL A
20030N101
408
7789
SH
SOLE
7789
0
0
CVR ENERGY INC
COM
12662P108
156
10469
SH
SOLE
10469
0
0
DRAGON VICTORY INTL LTD
SHS
G28365107
27
12162
SH
SOLE
12162
0
0
ENPHASE ENERGY INC
COM
29355A107
533
3037
SH
SOLE
3037
0
0
ENTEGRIS INC
COM
29362U104
309
3214
SH
SOLE
3214
0
0
GRAHAM HLDGS CO
COM CL B
384637104
210
394
SH
SOLE
394
0
0
GRIDSUM HLDG INC
SPONSORED ADR
398132100
26
16180
SH
SOLE
16180
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
21
14104
SH
SOLE
14104
0
0
HENRY JACK & ASSOC INC
COM
426281101
279
1721
SH
SOLE
1721
0
0
INSU ACQUISITION CORP III
UNIT 12/31/2026
457817302
156
14729
SH
SOLE
14729
0
0
ISHARES INC
MSCI WORLD ETF
464286392
304
2707
SH
SOLE
2707
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
966
14300
SH
SOLE
14300
0
0
ISHARES TR
MSCI LW CRB TG
46434V464
224
1504
SH
SOLE
1504
0
0
ISHARES TR
GBL COMM SVC ETF
464287275
218
2933
SH
SOLE
2933
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
524
3980
SH
SOLE
3980
0
0
ISHARES TR
CORE S&P500 ETF
464287200
655
1744
SH
SOLE
1744
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
20
10022
SH
SOLE
10022
0
0
LORDSTOWN MOTORS CORP
COM CL A
54405Q100
204
10150
SH
SOLE
10150
0
0
LORDSTOWN MOTORS CORP
*W EXP 10/23/202
54405Q118
125
14455
SH
SOLE
14455
0
0
MARRONE BIO INNOVATIONS INC
COM
57165B106
30
24071
SH
SOLE
24071
0
0
MATERIALISE NV
SPONSORED ADS
57667T100
225
4157
SH
SOLE
4157
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
264
1908
SH
SOLE
1908
0
0
MICROSTRATEGY INC
CL A NEW
594972408
208
535
SH
SOLE
535
0
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
5
14338
SH
SOLE
14338
0
0
PENN NATL GAMING INC
COM
707569109
284
3289
SH
SOLE
3289
0
0
PRICE T ROWE GROUP INC
COM
74144T108
377
2489
SH
SOLE
2489
0
0
QUALCOMM INC
COM
747525103
363
2385
SH
SOLE
2385
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
392
4401
SH
SOLE
4401
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
201
3213
SH
SOLE
3213
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
672
9964
SH
SOLE
9964
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
349
4821
SH
SOLE
4821
0
0
SIERRA METALS INC
COM
82639W106
34
10340
SH
SOLE
10340
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
250
4273
SH
SOLE
4273
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
272
1308
SH
SOLE
1308
0
0
TARGET HOSPITALITY CORP
*W EXP 03/15/202
87615L115
1
10677
SH
SOLE
10677
0
0
TESLA INC
COM
88160R101
3528
5000
SH
Put
SOLE
5000
0
0
TETRA TECH INC NEW
COM
88162G103
263
2273
SH
SOLE
2273
0
0
ULTA BEAUTY INC
COM
90384S303
366
1276
SH
SOLE
1276
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
276
3246
SH
SOLE
3246
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
634
1845
SH
SOLE
1845
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1042
5352
SH
SOLE
5352
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
207
3544
SH
SOLE
3544
0
0
VELODYNE LIDAR INC
COM
92259F101
280
12284
SH
SOLE
12284
0
0
VERB TECHNOLOGY CO INC
COM
92337U104
17
10429
SH
SOLE
10429
0
0
VIACOMCBS INC
CL B
92556H206
298
7989
SH
SOLE
7989
0
0
VIATRIS INC
COM
92556V106
1706
91061
SH
SOLE
91061
0
0
VIRTU FINL INC
CL A
928254101
3993
158658
SH
SOLE
158658
0
0
WASHINGTON PRIME GROUP NEW
COM
93964W405
68
10479
SH
SOLE
10479
0
0
XCEL ENERGY INC
COM
98389B100
251
3767
SH
SOLE
3767
0
0