Advisory Compliance Manager

0001085146-13-001419.txt : 20130814 0001085146-13-001419.hdr.sgml : 20130814 20130813205232 ACCESSION NUMBER: 0001085146-13-001419 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130813 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC CENTRAL INDEX KEY: 0001534400 IRS NUMBER: 840858799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14617 FILM NUMBER: 131034623 BUSINESS ADDRESS: STREET 1: 4600 S. SYRACUSE ST. STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-509-2446 MAIL ADDRESS: STREET 1: 4600 S. SYRACUSE ST. STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 FORMER COMPANY: FORMER CONFORMED NAME: Multi-Financial Securities Corp DATE OF NAME CHANGE: 20111107 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534400 XXXXXXXX 06-30-2013 06-30-2013 Cetera Advisors LLC

4600 S. SYRACUSE ST. SUITE 600 DENVER CO 80237

13F HOLDINGS REPORT 028-14617 Y CETERA ADVISORS LLC WAS FORMERLEY KNOWN AS MULTI-FINANCIAL SECURITIES CORP Francine Eaves-Ranft Advisory Compliance Manager 720-509-2446 /s/ Francine Eaves-Ranft Denver CO 08-13-2013 0 387 479136 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579y1019408613SHSOLE 008613ABBOTT LABSCOM00282410049614247SHSOLE 0014247ABBVIE INCCOM00287Y10963915446SHSOLE 0015446AGILENT TECHNOLOGIES INCCOM00846u10155212935SHSOLE 0012935ALCOA INCCOM0138171018510816SHSOLE 0010816ALLIANCE RES PARTNER L PUT LTD PART01877r108127418032SHSOLE 0018032ALPHA NATURAL RESOURCES INCCOM02076X1027915285SHSOLE 0015285ALPS ETF TRC&S GLOBL ETF00162q106203151496SHSOLE 0051496ALPS ETF TRALERIAN MLP00162Q866161090402SHSOLE 0090402ALTRIA GROUP INCCOM02209s103131637826SHSOLE 0037826AMAZON COM INCCOM0231351064801730SHSOLE 001730AMERICAN CAPITAL AGENCY CORPCOM02503X105157468135SHSOLE 0068135AMERICAN EXPRESS COCOM0258161092543381SHSOLE 003381AMERICAN RLTY CAP PPTYS INCCOM02917T1046551429501SHSOLE 00429501AMERICAN TOWER CORP NEWCOM03027X1003234405SHSOLE 004405AMERIGAS PARTNERS L PUNIT L P INT0309751062394834SHSOLE 004834AMGEN INCCOM0311621005115168SHSOLE 005168ANNALY CAP MGMT INCCOM0357104094458354301SHSOLE 00354301ANWORTH MORTGAGE ASSET CPCOM03734710113323700SHSOLE 0023700AOXING PHARMACEUTICAL CO INCCOM03740A106730760SHSOLE 0030760APOLLO INVT CORPNOTE 5.750% 1/103761uae6325300000PRNSOLE 00300000APPLE INCCOM0378331001287432356SHSOLE 0032356ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L1046050540207SHSOLE 00540207ARMOUR RESIDENTIAL REIT INCCOM04231510112025247SHSOLE 0025247ASSURANT INCCOM04621x1082815497SHSOLE 005497AT&T INCCOM00206r102248570113SHSOLE 0070113ATLAS PIPELINE PARTNERS LPUNIT L P INT0493921032606800SHSOLE 006800AUTOMATIC DATA PROCESSING INCOM0530151035668229SHSOLE 008229BANK NEW YORK MELLON CORPCOM0640581002569133SHSOLE 009133BANK OF AMERICA CORPORATIONCOM060505104110185502SHSOLE 0085502BARCLAYS BK PLCDJUBS CMDT ETN3606738C7783278886SHSOLE 008886BARCLAYS BK PLCIPATH S&P500 VIX06740C18869433500SHSOLE 0033500BARRICK GOLD CORPCOM067901108810000SHCallSOLE 0010000BERKSHIRE HATHAWAY INC DELCL A0846701088445SHSOLE 005BERKSHIRE HATHAWAY INC DELCL B NEW084670702204318266SHSOLE 0018266BLACKSTONE GSO FLTING RTE FUCOM09256U10572236125SHSOLE 0036125BOARDWALK PIPELINE PARTNERSUT LTD PARTNER096627104106535190SHSOLE 0035190BOEING COCOM097023105154515145SHSOLE 0015145BP PLCSPONSORED ADR05562210471617198SHSOLE 0017198BP PRUDHOE BAY RTY TRUNIT BEN INT0556301079269614SHSOLE 009614BRISTOL MYERS SQUIBB COCOM110122108158735674SHSOLE 0035674BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012483541SHSOLE 003541C H ROBINSON WORLDWIDE INCCOM NEW12541W2092654700SHSOLE 004700CALAMOS CONV & HIGH INCOME FCOM SHS12811p10843234716SHSOLE 0034716CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510110810771SHSOLE 0010771CANADIAN NATL RY COCOM136375102119012224SHSOLE 0012224CATERPILLAR INC DELCOM149123101138916911SHSOLE 0016911CELGENE CORPCOM1510201046045165SHSOLE 005165CELSION CORPORATIONCOM NEW15117N3051414000SHSOLE 0014000CENTRAL FD CDA LTDCL A1535011013391249443SHSOLE 00249443CENTURYLINK INCCOM1567001063429624SHSOLE 009624CERNER CORPCOM156782104157516344SHSOLE 0016344CHAMBERS STR PPTYSCOM15784210555655595SHSOLE 0055595CHEVRON CORP NEWCOM166764100638753942SHSOLE 0053942CHIMERA INVT CORPCOM16934Q10911438100SHSOLE 0038100CHIQUITA BRANDS INTL INCNOTE 4.250% 8/1170032at3494504000PRNSOLE 00504000CHURCH & DWIGHT INCCOM1713401024717631SHSOLE 007631CIGNA CORPORATIONCOM1255091093625001SHSOLE 005001CISCO SYS INCCOM17275r10266127018SHSOLE 0027018CLAYMORE EXCHANGE TRD FD TRWLSHR US REIT18383M47287322797SHSOLE 0022797CLIFFS NAT RES INCCOM18683K1014153255494SHSOLE 00255494CME GROUP INCCOM12572Q1055707511SHSOLE 007511COACH INCCOM18975410483414539SHSOLE 0014539COCA COLA COCOM191216100204150988SHSOLE 0050988COHEN & STEERS QUALITY RLTYCOM19247l1062413215502SHSOLE 00215502COHEN & STEERS REIT & PFD INCOM19247x10020111630SHSOLE 0011630COLGATE PALMOLIVE COCOM194162103222438846SHSOLE 0038846COMERICA INCCOM2003401072335853SHSOLE 005853CONOCOPHILLIPSCOM20825c10489914920SHSOLE 0014920CORNING INCCOM21935010590463519SHSOLE 0063519COSTCO WHSL CORP NEWCOM22160k1052772530SHSOLE 002530COURIER CORPCOM22266010224617232SHSOLE 0017232COVANTA HLDG CORPCOM22282E10263031413SHSOLE 0031413CREE INCCOM2254471012503916SHSOLE 003916CUMMINS INCCOM2310211063843537SHSOLE 003537CVS CAREMARK CORPORATIONCOM1266501002243911SHSOLE 003911CYS INVTS INCCOM12673A10838842263SHSOLE 0042263DCP MIDSTREAM PARTNERS LPCOM UT LTD PTN23311P10080614900SHSOLE 0014900DEERE & COCOM244199105260432095SHSOLE 0032095DIGITAL RLTY TR INCCOM2538681033175186SHSOLE 005186DISNEY WALT COCOM DISNEY2546871065899360SHSOLE 009360DNP SELECT INCOME FDCOM23325p1041515154459SHSOLE 00154459DOLLAR TREE INCCOM25674610855110860SHSOLE 0010860DUFF & PHELPS UTIL CORP BD TCOM26432k10877871263SHSOLE 0071263E M C CORP MASSCOM26864810233714386SHSOLE 0014386ECOLAB INCCOM2788651008129527SHSOLE 009527E-COMMERCE CHINA DANGDANG INSPN ADS COM A26833A1056910000SHSOLE 0010000EDISON INTLCOM28102010757711995SHSOLE 0011995ENBRIDGE ENERGY PARTNERS L PCOM29250r1062588530SHSOLE 008530ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109114922700SHSOLE 0022700ENTERGY CORP NEWCOM29364g1033294717SHSOLE 004717ENTERPRISE BANCORP INC MASSCOM29366810966135728SHSOLE 0035728ENTERPRISE PRODS PARTNERS LCOM293792107116518766SHSOLE 0018766ESSEX PPTY TR INCCOM2971781059696100SHSOLE 006100ETFS GOLD TRSHS26922Y1052452001SHSOLE 002001ETFS PALLADIUM TRSH BEN INT26923A1063285065SHSOLE 005065EXELON CORPCOM30161n10150316322SHSOLE 0016322EXPRESS SCRIPTS HLDG COCOM30219G1084016505SHSOLE 006505EXXON MOBIL CORPCOM30231g10210602117430SHSOLE 00117430FACEBOOK INCCL A30303M10244418056SHSOLE 0018056FAMILY DLR STORES INCCOM30700010971211400SHSOLE 0011400FASTENAL COCOM311900104121626561SHSOLE 0026561FIRST TR DJS MICROCAP INDEXCOM SHS ANNUAL33718M10553320240SHSOLE 0020240FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E10470923916SHSOLE 0023916FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X10147317383SHSOLE 0017383FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K108178451487SHSOLE 0051487FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1019334267337SHSOLE 00267337FIRST TR LRGE CP CORE ALPHACOM SHS33734K109223863495SHSOLE 0063495FIRST TR MID CAP CORE ALPHADCOM SHS33735B108152135930SHSOLE 0035930FIRST TR MULTI CP VAL ALPHACOM SHS33733C108136135991SHSOLE 0035991FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109116629479SHSOLE 0029479FIRST TR VALUE LINE DIVID INSHS33734h10636819087SHSOLE 0019087FORD MTR CO DELCOM PAR $0.013453708601657107245SHSOLE 00107245FREEPORT-MCMORAN COPPER & GOCOM35671D8575154186502SHSOLE 00186502FRONTIER COMMUNICATIONS CORPCOM35906A10813033605SHSOLE 0033605FULTON FINL CORP PACOM36027110017415242SHSOLE 0015242GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A10921922250SHSOLE 0022250GENERAL ELECTRIC COCOM3696041032554109728SHSOLE 00109728GENERAL MLS INCCOM37033410462212802SHSOLE 0012802GENERAL MTRS COCOM37045V100181054373SHSOLE 0054373GENERAL MTRS CO*W EXP 07/10/20137045V118123851553SHSOLE 0051553GENUINE PARTS COCOM3724601055366829SHSOLE 006829GEO GROUP INCCOM36159r10349614625SHSOLE 0014625GIANT INTERACTIVE GROUP INCADR3745111038710990SHSOLE 0010990GILEAD SCIENCES INCCOM375558103168332840SHSOLE 0032840GLOBAL X FDSGLBX SUPRINC ETF37950E33339426798SHSOLE 0026798GOOGLE INCCL A38259p50840464584SHSOLE 004584GREEN MTN COFFEE ROASTERS INCOM3931221062553386SHSOLE 003386GUANGSHEN RY LTDSPONSORED ADR40065W10746723214SHSOLE 0023214HALCON RES CORPCOM NEW40537Q2098515000SHSOLE 0015000HCP INCCOM40414L10947310438SHSOLE 0010438HEALTH CARE REIT INCCOM42217k1062013062SHSOLE 003062HEALTHCARE TR AMER INCCL A42225P10515213629SHSOLE 0013629HERSHEY COCOM4278661087808750SHSOLE 008750HEWLETT PACKARD COCOM42823610372629355SHSOLE 0029355HIGHLAND FDS IHI LD IBOXX SRLN43010177460230150SHSOLE 0030150HOME DEPOT INCCOM4370761027689898SHSOLE 009898HONEYWELL INTL INCCOM4385161063814795SHSOLE 004795INLAND REAL ESTATE CORPCOM NEW45746120070568272SHSOLE 0068272INTEL CORPCOM4581401003161130430SHSOLE 00130430INTERNATIONAL BUSINESS MACHSCOM459200101676435310SHSOLE 0035310INTUITIVE SURGICAL INCCOM NEW46120e602300592SHSOLE 00592INVESCO QUALITY MUNI INC TRSCOM46133G10714712153SHSOLE 0012153INVESTORS REAL ESTATE TRSH BEN INT46173010328132675SHSOLE 0032675ISHARES GOLD TRUSTISHARES4642851052507208510SHSOLE 00208510ISHARES INCEM MKT MIN VOL46428653370212287SHSOLE 0012287ISHARES INCMSCI THAI CAPPED4642866242022575SHSOLE 002575ISHARES INCMSCI PAC J IDX46428666578318150SHSOLE 0018150ISHARES INCMSCI JAPAN46428684831328146SHSOLE 0028146ISHARES SILVER TRUSTISHARES46428Q10975439740SHSOLE 0039740ISHARES TRS&P 100 IDX FD464287101130718175SHSOLE 0018175ISHARES TRLRGE CORE INDX4642871273583725SHSOLE 003725ISHARES TRDJ SEL DIV INX46428716811168174346SHSOLE 00174346ISHARES TRBARCLYS TIPS BD464287176129411589SHSOLE 0011589ISHARES TRFTSE CHINA25 IDX4642871844408135677SHSOLE 00135677ISHARES TRCORE S&P500 ETF464287200317419737SHSOLE 0019737ISHARES TRCORE TOTUSBD ETF464287226355933192SHSOLE 0033192ISHARES TRMSCI EMERG MKT464287234315381775SHSOLE 0081775ISHARES TRIBOXX INV CPBD464287242130311468SHSOLE 0011468ISHARES TRS&P500 GRW464287309104812514SHSOLE 0012514ISHARES TRS&P GBL HLTHCR4642873254135554SHSOLE 005554ISHARES TRS&P GBL ENER4642873413408861SHSOLE 008861ISHARES TRS&P NA NAT RES4642873743479013SHSOLE 009013ISHARES TRS&P 500 VALUE4642874083464616SHSOLE 004616ISHARES TRBARCLYS 20+ YR4642874322592330SHSOLE 002330ISHARES TRBARCLYS 7-10 YR4642874402222162SHSOLE 002162ISHARES TRBARCLYS 1-3 YR4642874577749196SHSOLE 009196ISHARES TRMSCI EAFE INDEX464287465413772246SHSOLE 0072246ISHARES TRRUSSELL MCP VL4642874734097061SHSOLE 007061ISHARES TRRUSSELL MCP GR464287481282339370SHSOLE 0039370ISHARES TRRUSSELL MIDCAP4642874997185542SHSOLE 005542ISHARES TRCORE S&P MCP ETF464287507276023868SHSOLE 0023868ISHARES TRS&P NA TECH FD4642875496538761SHSOLE 008761ISHARES TRNASDQ BIO INDX46428755616989756SHSOLE 009756ISHARES TRCOHEN&ST RLTY46428756496612006SHSOLE 0012006ISHARES TRS&P GLB100INDX4642875722663933SHSOLE 003933ISHARES TRRUSSELL1000VAL464287598422150288SHSOLE 0050288ISHARES TRS&P MC 400 GRW464287606245419089SHSOLE 0019089ISHARES TRRUSSELL1000GRW464287614485466683SHSOLE 0066683ISHARES TRRUSSELL 10004642876224114574SHSOLE 004574ISHARES TRRUSL 2000 VALU464287630130715220SHSOLE 0015220ISHARES TRRUSL 2000 GROW464287648651758524SHSOLE 0058524ISHARES TRRUSSELL 2000464287655131813590SHSOLE 0013590ISHARES TRRUSL 3000 GROW4642876716901115957SHSOLE 00115957ISHARES TRDJ US UTILS4642876973864087SHSOLE 004087ISHARES TRS&P MIDCP VALU4642877054094048SHSOLE 004048ISHARES TRDJ US REAL EST464287739108416314SHSOLE 0016314ISHARES TRDJ US HEALTHCR4642877625895866SHSOLE 005866ISHARES TRDJ US FINL SVC4642877704806717SHSOLE 006717ISHARES TRDJ US ENERGY4642877964129246SHSOLE 009246ISHARES TRCORE S&P SCP ETF464287804254928196SHSOLE 0028196ISHARES TRS&P EURO PLUS4642878612035287SHSOLE 005287ISHARES TRS&P SMLCP VALU464287879316833964SHSOLE 0033964ISHARES TRMID CORE INDEX4642882083132817SHSOLE 002817ISHARES TRS&P NTL AMTFREE464288414198018824SHSOLE 0018824ISHARES TRSMLL CORE INDX4642885055424952SHSOLE 004952ISHARES TRHIGH YLD CORP464288513146416116SHSOLE 0016116ISHARES TRMRTG PLS CAP IDX4642885391383109165SHSOLE 00109165ISHARES TRBARCLYS MBS BD4642885882782625SHSOLE 002625ISHARES TRBARCLYS GOVT CR4642885963683333SHSOLE 003333ISHARES TRBARCLYS INTER CR4642886389238545SHSOLE 008545ISHARES TRBARCLYS 1-3YR CR464288646139313244SHSOLE 0013244ISHARES TRBARCLYS 3-7 YR4642886616885705SHSOLE 005705ISHARES TRUS PFD STK IDX464288687383297540SHSOLE 0097540ISHARES TRS&P GL C STAPL464288737128416050SHSOLE 0016050ISHARES TRDJ HOME CONSTN464288752216497025SHSOLE 0097025ISHARES TRMSCI ESG SEL SOC4642888022894260SHSOLE 004260ISHARES TRRSSL MCRCP IDX46428886991014722SHSOLE 0014722ISHARES TRMSCI VAL IDX46428887794219499SHSOLE 0019499ISHARES TRPHILL INVSTMRK46429B4083008445SHSOLE 008445ISHARES TRHGH DIV EQT FD46429B6637961120014SHSOLE 00120014ITT CORP NEWCOM NEW4509112012297788SHSOLE 007788JOHNSON & JOHNSONCOM478160104289433722SHSOLE 0033722JPMORGAN CHASE & COCOM46625h100148828158SHSOLE 0028158JPMORGAN CHASE & COALERIAN ML ETN46625H365260755718SHSOLE 0055718KANSAS CITY SOUTHERNCOM NEW4851703022892725SHSOLE 002725KAYNE ANDERSON MLP INVSMNT CCOM486606106112828984SHSOLE 0028984KIMBERLY CLARK CORPCOM49436810398910240SHSOLE 0010240KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501064935755SHSOLE 005755KRAFT FOODS GROUP INCCOM50076Q1062604583SHSOLE 004583LIFE TECHNOLOGIES CORPCOM53217V1092002705SHSOLE 002705LOCKHEED MARTIN CORPCOM5398301094183846SHSOLE 003846LOWES COS INCCOM54866110743910703SHSOLE 0010703MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801063035584SHSOLE 005584MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN5707591004066069SHSOLE 006069MATTEL INCCOM5770811022094623SHSOLE 004623MCDONALDS CORPCOM580135101155015626SHSOLE 0015626MDU RES GROUP INCCOM55269010930911917SHSOLE 0011917MERCK & CO INC NEWCOM58933Y105130628103SHSOLE 0028103MERCURY GENL CORP NEWCOM5894001003087000SHSOLE 007000METLIFE INCCOM59156r1082194753SHSOLE 004753MICROSOFT CORPCOM594918104183853215SHSOLE 0053215MONDELEZ INTL INCCL A60920710539513807SHSOLE 0013807MYLAN INCCOM6285301072879256SHSOLE 009256NABORS INDUSTRIES LTDSHSg6359f10319212511SHSOLE 0012511NETFLIX INCCOM64110l1063881830SHSOLE 001830NEW YORK CMNTY BANCORP INCCOM64944510348434550SHSOLE 0034550NEW YORK MTG TR INCCOM PAR $.0264960450120329836SHSOLE 0029836NEXTERA ENERGY INCCOM65339F1013644491SHSOLE 004491NIKE INCCL B6541061035498648SHSOLE 008648NOKIA CORPSPONSORED ADR6549022044712815SHSOLE 0012815NORDSTROM INCCOM6556641004537535SHSOLE 007535NORFOLK SOUTHERN CORPCOM6558441082703716SHSOLE 003716NORTHEAST UTILSCOM6643971062526002SHSOLE 006002NORTHERN LTS ETF TRARROW DJ GLOBL66537H1052088076SHSOLE 008076NORTHSTAR RLTY FIN CORPCOM66704R10047652266SHSOLE 0052266NOVARTIS A GSPONSORED ADR66987v1094896971SHSOLE 006971NUVEEN CAL AMT-FREE MUN INCCOM67065110818013352SHSOLE 0013352NUVEEN EQUITY PREM ADV FDCOM6706ET10733527175SHSOLE 0027175NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10075957343SHSOLE 0057343OI S.A.SPONSORED ADR6708511043015431SHSOLE 0015431OI S.A.SPN ADR REP PFD670851203263145869SHSOLE 00145869OMEGA HEALTHCARE INVS INCCOM6819361002819118SHSOLE 009118ONEOK INC NEWCOM68268010359714426SHSOLE 0014426ONEOK PARTNERS LPUNIT LTD PARTN68268N10356511411SHSOLE 0011411ORACLE CORPCOM68389x10549116012SHSOLE 0016012PAYCHEX INCCOM7043261072326317SHSOLE 006317PEPSICO INCCOM713448108215926453SHSOLE 0026453PFIZER INCCOM717081103160957497SHSOLE 0057497PG&E CORPCOM69331c1082084554SHSOLE 004554PHILIP MORRIS INTL INCCOM718172109145216775SHSOLE 0016775PIEDMONT OFFICE REALTY TR INCOM CL A72019020639422006SHSOLE 0022006PIMCO CORPORATE & INCOME OPPCOM72201b10181641278SHSOLE 0041278PIMCO ETF TRTOTL RETN ETF72201R775159715127SHSOLE 0015127PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105101018107SHSOLE 0018107PLUM CREEK TIMBER CO INCCOM7292511082455262SHSOLE 005262POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10581832652SHSOLE 0032652POWERSHARES ETF TR IIS&P500 LOW VOL73937B779100832350SHSOLE 0032350POWERSHARES ETF TR IIS&P500 HGH BET73937B82957323105SHSOLE 0023105POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X28673220602SHSOLE 0020602POWERSHARES ETF TRUSTBASIC MAT SECT73935X4272956935SHSOLE 006935POWERSHARES ETF TRUSTFTSE US1500 SM73935X5676307764SHSOLE 007764POWERSHARES ETF TRUSTFTSE RAFI 100073935X58390212565SHSOLE 0012565POWERSHARES ETF TRUSTINTL DIV ACHV73935X71631018976SHSOLE 0018976POWERSHARES ETF TRUSTZACKS MC PRTFL73935X740117283273SHSOLE 0083273POWERSHARES ETF TRUSTDYN FD & BEV73935X849101341269SHSOLE 0041269POWERSHARES ETF TRUST IIDWA DEVEL MKTS73936Q108126559889SHSOLE 0059889POWERSHARES ETF TRUST IIDWA EMRG MKTS73936Q20789249521SHSOLE 0049521POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76981132825SHSOLE 0032825POWERSHARES GLOBAL ETF TRUSTINSUR NATL MUN73936T47437115460SHSOLE 0015460POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T789190651677SHSOLE 0051677POWERSHARES QQQ TRUSTUNIT SER 173935A104188426449SHSOLE 0026449PROCTER & GAMBLE COCOM742718109428655687SHSOLE 0055687PROSHARES TRPSHS ULTSH 20YRS74347B2013675067SHSOLE 005067PROSHARES TRULTRA SH DOW3074347X112117026829SHSOLE 0026829PROSPECT CAPITAL CORPORATIONCOM74348T10227625575SHSOLE 0025575PUBLIC STORAGECOM74460D1092661732SHSOLE 001732QUALCOMM INCCOM74752510390914866SHSOLE 0014866QUALYS INCCOM74758T30320212500SHSOLE 0012500RAIT FINANCIAL TRUSTCOM NEW749227609129931727751SHSOLE 001727751REALTY INCOME CORPCOM75610910496623063SHSOLE 0023063RENTECH NITROGEN PARTNERS LCOM UNIT7601131002247627SHSOLE 007627RETAIL PPTYS AMER INCCL A76131V20271549974SHSOLE 0049974ROSS STORES INCCOM7782961034837464SHSOLE 007464ROYAL DUTCH SHELL PLCSPONS ADR A7802592062153350SHSOLE 003350ROYCE VALUE TR INCCOM78091010530319956SHSOLE 0019956RYDEX ETF TRUSTGUG S&P500 EQ WT78355w10612504203950SHSOLE 00203950RYDEX ETF TRUSTGUG S&P MC400 PV78355W50291821225SHSOLE 0021225RYDEX ETF TRUSTGUG S&P MC400 PG78355W601117711587SHSOLE 0011587RYDEX ETF TRUSTGUG S&P SC600 PV78355W700271253588SHSOLE 0053588SABINE ROYALTY TRUNIT BEN INT78568810258111252SHSOLE 0011252SCHLUMBERGER LTDCOM8068571083004197SHSOLE 004197SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209105222026SHSOLE 0022026SELECT SECTOR SPDR TRSBI CONS STPLS81369y3083157914SHSOLE 007914SELECT SECTOR SPDR TRSBI INT-ENERGY81369y50695012139SHSOLE 0012139SELECT SECTOR SPDR TRSBI INT-UTILS81369y8862035380SHSOLE 005380SEMPRA ENERGYCOM8168511096818334SHSOLE 008334SIRIUS XM RADIO INCCOM82967N1087021435SHSOLE 0021435SOUTHERN COCOM84258710773216640SHSOLE 0016640SPDR DOW JONES INDL AVRG ETFUT SER 178467x10911407671SHSOLE 007671SPDR GOLD TRUSTGOLD SHS78463V107330427604SHSOLE 0027604SPDR INDEX SHS FDSEURO STOXX 5078463X2023677110989SHSOLE 00110989SPDR INDEX SHS FDSS&P CHINA ETF78463X4004747401SHSOLE 007401SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7494391104146SHSOLE 00104146SPDR S&P 500 ETF TRTR UNIT78462f1031106168970SHSOLE 0068970SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1076172940SHSOLE 002940SPDR SERIES TRUSTS&P 600 SMCP GRW78464A201172311806SHSOLE 0011806SPDR SERIES TRUSTBRC CNV SECS ETF78464A359132130954SHSOLE 0030954SPDR SERIES TRUSTBRC HGH YLD BD78464A417125231710SHSOLE 0031710SPDR SERIES TRUSTBRCLYS INTL ETF78464A5164628252SHSOLE 008252SPDR SERIES TRUSTHLTH CARE SVCS78464A5732252790SHSOLE 002790SPDR SERIES TRUSTS&P DIVID ETF78464A763155923535SHSOLE 0023535SPDR SERIES TRUSTS&P HOMEBUILD78464A888151751526SHSOLE 0051526TASEKO MINES LTDCOM8765111063418100SHSOLE 0018100TEEKAY LNG PARTNERS L PPRTNRSP UNITSy8564m1052455600SHSOLE 005600TERRA NITROGEN CO L PCOM UNIT8810052012441143SHSOLE 001143THERAPEUTICSMD INCCOM88338N1078327500SHSOLE 0027500TIME WARNER INCCOM NEW8873173032995169SHSOLE 005169TJX COS INC NEWCOM8725401092815607SHSOLE 005607TORTOISE PWR & ENERGY INFRASCOM89147X10440215775SHSOLE 0015775TOTAL S ASPONSORED ADR89151e1093386945SHSOLE 006945TWO HBRS INVT CORPCOM90187B10147146024SHSOLE 0046024U S GEOTHERMAL INCCOM90338S102410500SHSOLE 0010500UNION PAC CORPCOM90781810813298627SHSOLE 008627UNITED PARCEL SERVICE INCCL B9113121067879079SHSOLE 009079UNITED STS BRENT OIL FD LPUNIT91167Q100191324554SHSOLE 0024554UNITED TECHNOLOGIES CORPCOM9130171095596024SHSOLE 006024UNITEDHEALTH GROUP INCCOM91324p102109716736SHSOLE 0016736UNIVERSAL HLTH SVCS INCCL B9139031002824209SHSOLE 004209VAALCO ENERGY INCCOM NEW91851c20122940000SHSOLE 0040000VANGUARD BD INDEX FD INCINTERMED TERM9219378194465327SHSOLE 005327VANGUARD BD INDEX FD INCSHORT TRM BOND921937827137417174SHSOLE 0017174VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378355176385SHSOLE 006385VANGUARD INDEX FDSMCAP VL IDXVIP922908512122417763SHSOLE 0017763VANGUARD INDEX FDSREIT ETF9229085533715449SHSOLE 005449VANGUARD INDEX FDSSML CP GRW ETF9229085955765598SHSOLE 005598VANGUARD INDEX FDSSM CP VAL ETF922908611168920123SHSOLE 0020123VANGUARD INDEX FDSMID CAP ETF922908629155216365SHSOLE 0016365VANGUARD INDEX FDSLARGE CAP ETF922908637184125067SHSOLE 0025067VANGUARD INDEX FDSGROWTH ETF922908736376148032SHSOLE 0048032VANGUARD INDEX FDSSMALL CP ETF9229087513984267SHSOLE 004267VANGUARD INDEX FDSTOTAL STK MKT922908769135616428SHSOLE 0016428VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775177240131SHSOLE 0040131VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858157340544SHSOLE 0040544VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874132127497SHSOLE 0027497VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4097819869SHSOLE 009869VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844292744189SHSOLE 0044189VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464063165614SHSOLE 005614VANGUARD WORLD FDSCONSUM DIS ETF92204A1082162375SHSOLE 002375VANGUARD WORLD FDSCONSUM STP ETF92204a207289528383SHSOLE 0028383VANGUARD WORLD FDSENERGY ETF92204a3065845202SHSOLE 005202VANGUARD WORLD FDSHEALTH CAR ETF92204a5042332674SHSOLE 002674VANGUARD WORLD FDSINF TECH ETF92204A702262535561SHSOLE 0035561VECTOR GROUP LTDCOM92240m10867241418SHSOLE 0041418VEECO INSTRS INC DELCOM92241710084223721SHSOLE 0023721VERIZON COMMUNICATIONS INCCOM92343v104280255661SHSOLE 0055661VODAFONE GROUP PLC NEWSPONS ADR NEW92857w20942214736SHSOLE 0014736W P CAREY INCCOM92936U10991013711SHSOLE 0013711WAL-MART STORES INCCOM931142103105314113SHSOLE 0014113WASHINGTON FED INCCOM93882410927614614SHSOLE 0014614WASTE MGMT INC DELCOM94106l1092496230SHSOLE 006230WATSCO INCCOM9426222005967100SHSOLE 007100WEBSTER FINL CORP CONNCOM94789010939115219SHSOLE 0015219WELLS FARGO & CO NEWCOM94974610151612485SHSOLE 0012485WELLS FARGO ADV GLB DIV OPPCOM94987C10315119700SHSOLE 0019700WESTERN ASSET MTG CAP CORPCOM95790D10526715400SHSOLE 0015400WESTERN DIGITAL CORPCOM9581021052153471SHSOLE 003471WHOLE FOODS MKT INCCOM9668371062765366SHSOLE 005366WISDOMTREE TRUSTTOTAL DIVID FD97717W1092023367SHSOLE 003367WISDOMTREE TRUSTEMERG MKTS ETF97717W3153206555SHSOLE 006555WISDOMTREE TRUSTDIV EX-FINL FD97717W4063034838SHSOLE 004838WISDOMTREE TRUSTMIDCAP DIVI FD97717W5052543880SHSOLE 003880WISDOMTREE TRUSTTTL EARNING FD97717W59673912682SHSOLE 0012682WISDOMTREE TRUSTINTL SMCAP DIV97717W760134525750SHSOLE 0025750WISDOMTREE TRUSTJAPN HEDGE EQT97717W85179817466SHSOLE 0017466XCEL ENERGY INCCOM98389b10031911334SHSOLE 0011334YUM BRANDS INCCOM9884981016299077SHSOLE 009077