0001493152-23-008508.txt : 20230322
0001493152-23-008508.hdr.sgml : 20230322
20230322145748
ACCESSION NUMBER: 0001493152-23-008508
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230314
FILED AS OF DATE: 20230322
DATE AS OF CHANGE: 20230322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: URBAN ALAN LOUIS
CENTRAL INDEX KEY: 0001534376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37916
FILM NUMBER: 23752686
MAIL ADDRESS:
STREET 1: 1524 CLOVERFIELD BOULEVARD
STREET 2: SUITE E
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SRAX, Inc.
CENTRAL INDEX KEY: 0001538217
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 452925231
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2629 TOWNSGATE ROAD #215
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 323-694-9800
MAIL ADDRESS:
STREET 1: 2629 TOWNSGATE ROAD #215
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: SOCIAL REALITY, Inc.
DATE OF NAME CHANGE: 20131112
FORMER COMPANY:
FORMER CONFORMED NAME: SOCIAL REALITY
DATE OF NAME CHANGE: 20111227
4
1
ownership.xml
X0407
4
2023-03-14
0
0001538217
SRAX, Inc.
SRAX
0001534376
URBAN ALAN LOUIS
C/O ALAN URBAN
2629 TOWNSGATE ROAD #215
WESTLAKE VILLAGE
CA
91361
0
1
0
0
Chief Financial Officer
0
Class A Common Stock Purchase Option
0.44
2023-03-14
4
A
0
300000
0.00
A
Class A Common Stock
300000
300000
D
Represents options to purchase Class A Common Stock issued to reporting person as consideration in connection with the reporting person's appointment as the Issuer's Chief Financial Officer (the "Option Grant").
The Option Grant vests as follows: (i) 40% to vest upon completion, during the term in which the reporting person is employed by the Issuer as Chief Financial Officer, of the Issuer's delinquent reports with the U.S. Securities and Exchange Commission for the quarters ended June 30, 2022 and September 30, 2022, and for the year ended December 31, 2022 (collectively, the "Delinquent Reports"), and (ii) the remaining 60% to vest in equal quarterly installments over the following two year period, subject to the completion of the Delinquent Reports. The Option Grant will fully vest in connection with a Change in Control.
/s/ Alan Louis Urban
2023-03-22