0001104659-24-040981.txt : 20240329 0001104659-24-040981.hdr.sgml : 20240329 20240329105534 ACCESSION NUMBER: 0001104659-24-040981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240327 FILED AS OF DATE: 20240329 DATE AS OF CHANGE: 20240329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gatto Mark CENTRAL INDEX KEY: 0001553165 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 24802550 MAIL ADDRESS: STREET 1: C/O CION INVESTMENT CORP. STREET 2: 3 PARK AVENUE, 36TH FL CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 ORGANIZATION NAME: IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-418-4700 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 4 1 tm2410106-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-27 0 0001534254 CION Investment Corp CION 0001553165 Gatto Mark C/O CION INVESTMENT CORP. 100 PARK AVENUE, 25TH FL NEW YORK NY 10017 1 1 0 0 Co-Chairman & Co-CEO 0 Common stock, $0.001 par value 2024-03-27 4 P 0 1000 11.02 A 1000 I Gatto Living Trust Common stock, $0.001 par value 2024-03-27 4 P 0 50 11.02 A 50 I UTMA Account of A.G. Common stock, $0.001 par value 2024-03-27 4 P 0 50 11.02 A 50 I UTMA Account of G.G. Common stock, $0.001 par value 2024-03-27 4 P 0 50 11.02 A 50 I UTMA Account of M.G. The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust. The shares are held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the "UTMA") for which the Reporting Person serves as custodian. The shares are held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. The shares are held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Mark Gatto 2024-03-29