0001104659-24-040981.txt : 20240329
0001104659-24-040981.hdr.sgml : 20240329
20240329105534
ACCESSION NUMBER: 0001104659-24-040981
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240327
FILED AS OF DATE: 20240329
DATE AS OF CHANGE: 20240329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gatto Mark
CENTRAL INDEX KEY: 0001553165
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00941
FILM NUMBER: 24802550
MAIL ADDRESS:
STREET 1: C/O CION INVESTMENT CORP.
STREET 2: 3 PARK AVENUE, 36TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CION Investment Corp
CENTRAL INDEX KEY: 0001534254
ORGANIZATION NAME:
IRS NUMBER: 453058280
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PARK AVENUE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-418-4700
MAIL ADDRESS:
STREET 1: 100 PARK AVENUE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: CĪON Investment Corp
DATE OF NAME CHANGE: 20111104
4
1
tm2410106-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-03-27
0
0001534254
CION Investment Corp
CION
0001553165
Gatto Mark
C/O CION INVESTMENT CORP.
100 PARK AVENUE, 25TH FL
NEW YORK
NY
10017
1
1
0
0
Co-Chairman & Co-CEO
0
Common stock, $0.001 par value
2024-03-27
4
P
0
1000
11.02
A
1000
I
Gatto Living Trust
Common stock, $0.001 par value
2024-03-27
4
P
0
50
11.02
A
50
I
UTMA Account of A.G.
Common stock, $0.001 par value
2024-03-27
4
P
0
50
11.02
A
50
I
UTMA Account of G.G.
Common stock, $0.001 par value
2024-03-27
4
P
0
50
11.02
A
50
I
UTMA Account of M.G.
The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust.
The shares are held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the "UTMA") for which the Reporting Person serves as custodian.
The shares are held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
The shares are held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Mark Gatto
2024-03-29