0001104659-23-061528.txt : 20230516 0001104659-23-061528.hdr.sgml : 20230516 20230516200131 ACCESSION NUMBER: 0001104659-23-061528 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROMAN STEPHEN CENTRAL INDEX KEY: 0001667448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 23929337 MAIL ADDRESS: STREET 1: C/O CION INVESTMENT CORP. STREET 2: 3 PARK AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-418-4700 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 4 1 tm2315815-3_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-15 0 0001534254 CION Investment Corp CION 0001667448 ROMAN STEPHEN C/O CION INVESTMENT CORP. 100 PARK AVENUE, 25TH FLOOR NEW YORK NY 10017 0 1 0 0 CCO & Secretary 0 Common stock, $0.001 par value 2023-05-15 4 P 0 1100 9.26 A 7696.85 D Includes 596.85 shares acquired under the Issuer's distribution reinvestment plan. /s/ Stephen Roman 2023-05-16