0001104659-22-096955.txt : 20220901
0001104659-22-096955.hdr.sgml : 20220901
20220901144148
ACCESSION NUMBER: 0001104659-22-096955
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220830
FILED AS OF DATE: 20220901
DATE AS OF CHANGE: 20220901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRESNER GREGG A.
CENTRAL INDEX KEY: 0001681896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00941
FILM NUMBER: 221220638
MAIL ADDRESS:
STREET 1: C/O CION INVESTMENT CORP
STREET 2: 3 PARK AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CION Investment Corp
CENTRAL INDEX KEY: 0001534254
IRS NUMBER: 453058280
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212 - 418 - 4700
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: CĪON Investment Corp
DATE OF NAME CHANGE: 20111104
4
1
tm2224947-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-08-30
0
0001534254
CION Investment Corp
CION
0001681896
BRESNER GREGG A.
C/O CION INVESTMENT CORP
3 PARK AVENUE, 36TH FLOOR
NEW YORK
NY
10016
0
1
0
0
President & CIO
Common Stock, $0.001 par value
2022-08-30
4
P
0
1000
10.20
A
31099
I
See Footnote
Common Stock, $0.001 par value
2022-08-31
4
P
0
4000
9.69
A
35099
D
Includes 3,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account.
Purchased by an IRA of the Reporting Person.
/s/ Gregg A. Bresner
2022-09-01