0001104659-22-096955.txt : 20220901 0001104659-22-096955.hdr.sgml : 20220901 20220901144148 ACCESSION NUMBER: 0001104659-22-096955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220830 FILED AS OF DATE: 20220901 DATE AS OF CHANGE: 20220901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRESNER GREGG A. CENTRAL INDEX KEY: 0001681896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 221220638 MAIL ADDRESS: STREET 1: C/O CION INVESTMENT CORP STREET 2: 3 PARK AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212 - 418 - 4700 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 4 1 tm2224947-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-08-30 0 0001534254 CION Investment Corp CION 0001681896 BRESNER GREGG A. C/O CION INVESTMENT CORP 3 PARK AVENUE, 36TH FLOOR NEW YORK NY 10016 0 1 0 0 President & CIO Common Stock, $0.001 par value 2022-08-30 4 P 0 1000 10.20 A 31099 I See Footnote Common Stock, $0.001 par value 2022-08-31 4 P 0 4000 9.69 A 35099 D Includes 3,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. Purchased by an IRA of the Reporting Person. /s/ Gregg A. Bresner 2022-09-01