0001533954-16-000005.txt : 20160208 0001533954-16-000005.hdr.sgml : 20160208 20160208131547 ACCESSION NUMBER: 0001533954-16-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 EFFECTIVENESS DATE: 20160208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 161394980 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533954 XXXXXXXX 12-31-2015 12-31-2015 Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Jeff Jorgensen 720-956-3183 /s/Jeff F. Jorgensen Denver CO 02-08-2016 0 36 66955 false INFORMATION TABLE 2 INFORMATIONTABLEQ42015.xml ISHARES TR CORE S&P SCP ETF 464287804 270 2449 SH SOLE 0 0 2449 SPDR S&P 500 ETF TR TR UNIT 78462F103 13875 68058 SH SOLE 0 0 68058 ISHARES TR U.S. FINLS ETF 464287788 1375 15560 SH SOLE 0 0 15560 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 999 23013 SH SOLE 0 0 23013 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1146 48090 SH SOLE 0 0 48090 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2665 62214 SH SOLE 0 0 62214 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1177 23321 SH SOLE 0 0 23321 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1135 14516 SH SOLE 0 0 14516 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 349 4483 SH SOLE 0 0 4483 ISHARES TR 1-3 YR TR BD ETF 464287457 446 5291 SH SOLE 0 0 5291 ISHARES TR 7-10 Y TR BD ETF 464287440 1970 18660 SH SOLE 0 0 18660 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 254 1968 SH SOLE 0 0 1968 ISHARES TR CORE US AGGBD ET 464287226 3295 30506 SH SOLE 0 0 30506 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1245 21964 SH SOLE 0 0 21964 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1227 9232 SH SOLE 0 0 9232 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1458 14761 SH SOLE 0 0 14761 VANGUARD WORLD FDS MATERIALS ETF 92204A801 201 2129 SH SOLE 0 0 2129 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 253 5216 SH SOLE 0 0 5216 VANGUARD WORLD FDS INF TECH ETF 92204A702 251 2319 SH SOLE 0 0 2319 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 249 2029 SH SOLE 0 0 2029 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1226 24575 SH SOLE 0 0 24575 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 1546 146952 SH SOLE 0 0 146952 ISHARES TR IBOXX HI YD ETF 464288513 636 7889 SH SOLE 0 0 7889 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 790 9929 SH SOLE 0 0 9929 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1262 24436 SH SOLE 0 0 24436 ISHARES TR EAFE SML CP ETF 464288273 2362 47289 SH SOLE 0 0 47289 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 204 4100 SH SOLE 0 0 4100 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 2444 45418 SH SOLE 0 0 45418 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2966 15867 SH SOLE 0 0 15867 FIRST TR EXCH TRD ALPHA FD I JAPAN ALPHADEX 33737J158 1766 37451 SH SOLE 0 0 37451 ISHARES TR USA MIN VOL ETF 46429B697 6483 155017 SH SOLE 0 0 155017 ISHARES TR CMBS ETF 46429B366 1342 26494 SH SOLE 0 0 26494 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1274 24087 SH SOLE 0 0 24087 ISHARES TR MSCI USA QLT FAC 46432F339 5539 85776 SH SOLE 0 0 85776 FLEXSHARES TR GLB QLT R/E IDX 33939L787 1358 23889 SH SOLE 0 0 23889 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1917 39446 SH SOLE 0 0 39446