0001533954-15-000003.txt : 20151112 0001533954-15-000003.hdr.sgml : 20151112 20151112141106 ACCESSION NUMBER: 0001533954-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 151223481 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533954 XXXXXXXX 03-31-2015 03-31-2015 Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Jeff Jorgensen 720-956-3183 /s/Jeff Jorgensen Denver CO 11-12-2015 0 32 90977 false INFORMATION TABLE 2 iwmq12015.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1485 8360 SH SOLE 0 0 8360 SPDR S&P 500 ETF TR TR UNIT 78462F103 27581 133609 SH SOLE 0 0 133609 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1715 38591 SH SOLE 0 0 38591 ISHARES TR U.S. FINLS ETF 464287788 1934 21715 SH SOLE 0 0 21715 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1574 32264 SH SOLE 0 0 32264 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1734 71907 SH SOLE 0 0 71907 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1689 30278 SH SOLE 0 0 30278 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3304 79723 SH SOLE 0 0 79723 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3218 66031 SH SOLE 0 0 66031 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1862 25685 SH SOLE 0 0 25685 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1824 24213 SH SOLE 0 0 24213 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2484 30872 SH SOLE 0 0 30872 ISHARES TR 1-3 YR TR BD ETF 464287457 2031 23923 SH SOLE 0 0 23923 ISHARES TR 7-10 Y TR BD ETF 464287440 1997 18422 SH SOLE 0 0 18422 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 232 1825 SH SOLE 0 0 1825 ISHARES TR CORE US AGGBD ET 464287226 7121 63903 SH SOLE 0 0 63903 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 236 1742 SH SOLE 0 0 1742 VANGUARD INDEX FDS REIT ETF 922908553 4399 52172 SH SOLE 0 0 52172 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 238 4820 SH SOLE 0 0 4820 VANGUARD WORLD FDS UTILITIES ETF 92204A876 274 2833 SH SOLE 0 0 2833 VANGUARD WORLD FDS INF TECH ETF 92204A702 242 2271 SH SOLE 0 0 2271 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 237 1931 SH SOLE 0 0 1931 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 213 1982 SH SOLE 0 0 1982 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 1967 174057 SH SOLE 0 0 174057 ISHARES IBOXX HI YD ETF 464288513 2983 32923 SH SOLE 0 0 32923 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1412 26588 SH SOLE 0 0 26588 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 3483 52654 SH SOLE 0 0 52654 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3017 15948 SH SOLE 0 0 15948 FIRST TR EXCH TRD ALPHA FD I JAPAN ALPHADEX 33737J158 2270 45439 SH SOLE 0 0 45439 ISHARES TR CMBS ETF 46429B366 1441 27635 SH SOLE 0 0 27635 ISHARES GLB HGH YLD ETF 464286178 437 8838 SH SOLE 0 0 8838 POWERSHARES ACTIVE MNG ETF T S&P500 DWNHDGE 73935B805 6343 235710 SH SOLE 0 0 235710