0001533954-15-000002.txt : 20151112 0001533954-15-000002.hdr.sgml : 20151112 20151112140355 ACCESSION NUMBER: 0001533954-15-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 151223446 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533954 XXXXXXXX 09-30-2015 09-30-2015 Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Jeff Jorgensen 720-956-3138 /s/Jeff Jorgensen Denver CO 11-12-2015 0 27 52640 false INFORMATION TABLE 2 iwmq32015.xml ISHARES TR CORE S&P SCP ETF 464287804 255 2394 SH SOLE 0 0 2394 SPDR S&P 500 ETF TR TR UNIT 78462F103 4177 21795 SH SOLE 0 0 21795 ISHARES TR U.S. FINLS ETF 464287788 1390 16527 SH SOLE 0 0 16527 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1690 42794 SH SOLE 0 0 42794 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 342 4637 SH SOLE 0 0 4637 ISHARES TR 1-3 YR TR BD ETF 464287457 283 3330 SH SOLE 0 0 3330 ISHARES TR 7-10 Y TR BD ETF 464287440 2337 21666 SH SOLE 0 0 21666 ISHARES TR CORE US AGGBD ET 464287226 5023 45842 SH SOLE 0 0 45842 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1380 25705 SH SOLE 0 0 25705 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1163 9492 SH SOLE 0 0 9492 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1481 15292 SH SOLE 0 0 15292 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1106 22494 SH SOLE 0 0 22494 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 1618 154093 SH SOLE 0 0 154093 ISHARES TR IBOXX HI YD ETF 464288513 1056 12675 SH SOLE 0 0 12675 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1219 15160 SH SOLE 0 0 15160 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1943 37311 SH SOLE 0 0 37311 ISHARES TR EAFE SML CP ETF 464288273 2361 49417 SH SOLE 0 0 49417 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 2821 51612 SH SOLE 0 0 51612 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 763 4341 SH SOLE 0 0 4341 FIRST TR EXCH TRD ALPHA FD I JAPAN ALPHADEX 33737J158 1756 39290 SH SOLE 0 0 39290 ISHARES TR USA MIN VOL ETF 46429B697 4124 104158 SH SOLE 0 0 104158 ISHARES TR CMBS ETF 46429B366 1974 38131 SH SOLE 0 0 38131 ETF SER SOLUTIONS ALPCLONE ALTER 26922A305 3111 77128 SH SOLE 0 0 77128 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1980 37399 SH SOLE 0 0 37399 ISHARES TR MSCI USA QLT FAC 46432F339 2925 48390 SH SOLE 0 0 48390 FLEXSHARES TR GLB QLT R/E IDX 33939L787 1514 28039 SH SOLE 0 0 28039 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 2848 57518 SH SOLE 0 0 57518