0001085146-19-002645.txt : 20191028 0001085146-19-002645.hdr.sgml : 20191028 20191028165234 ACCESSION NUMBER: 0001085146-19-002645 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191028 DATE AS OF CHANGE: 20191028 EFFECTIVENESS DATE: 20191028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 191173627 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001533954 XXXXXXXX 09-30-2019 09-30-2019 false Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Jeff Jorgensen 720-956-3183 /s/ Jeff Jorgensen Denver CO 10-24-2019 0 419 396722 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 658 4001 SH SOLE 4001 0 0 ABBOTT LABS COM 002824100 400 4779 SH SOLE 4779 0 0 ABBVIE INC COM 00287Y109 1021 13479 SH SOLE 13479 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 219 1140 SH SOLE 1140 0 0 ACTIVISION BLIZZARD INC COM 00507V109 427 8060 SH SOLE 8060 0 0 ADAM NAT RES FD INC COM 00548F105 270 17040 SH SOLE 17040 0 0 ADOBE INC COM 00724F101 6607 23916 SH SOLE 23916 0 0 ADVANCED MICRO DEVICES INC COM 007903107 533 18397 SH SOLE 18397 0 0 AEGON N V NY REGISTRY SHS 007924103 472 113789 SH SOLE 113789 0 0 AIR PRODS & CHEMS INC COM 009158106 282 1270 SH SOLE 1270 0 0 ALASKA AIR GROUP INC COM 011659109 707 10898 SH SOLE 10898 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 513 3067 SH SOLE 3067 0 0 ALLERGAN PLC SHS G0177J108 778 4625 SH SOLE 4625 0 0 ALLIANZGI CONV INCOME FD COM 018828103 130 23112 SH SOLE 23112 0 0 ALLIANZGI EQUITY & CONV INCO COM 018829101 443 20518 SH SOLE 20518 0 0 ALLSTATE CORP COM 020002101 302 2780 SH SOLE 2780 0 0 ALPHABET INC CAP STK CL A 02079K305 2164 1772 SH SOLE 1772 0 0 ALPHABET INC CAP STK CL C 02079K107 1365 1120 SH SOLE 1120 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1132 123900 SH SOLE 123900 0 0 ALTABA INC COM 021346101 810 41560 SH SOLE 41560 0 0 ALTRIA GROUP INC COM 02209S103 737 18011 SH SOLE 18011 0 0 AMAZON COM INC COM 023135106 6343 3654 SH SOLE 3654 0 0 AMERICAN EXPRESS CO COM 025816109 1379 11659 SH SOLE 11659 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1000 17949 SH SOLE 17949 0 0 AMERICAN TOWER CORP NEW COM 03027X100 401 1814 SH SOLE 1814 0 0 AMGEN INC COM 031162100 3214 16608 SH SOLE 16608 0 0 ANTHEM INC COM 036752103 681 2836 SH SOLE 2836 0 0 APPLE INC COM 037833100 7895 35251 SH SOLE 35251 0 0 APPLIED MATLS INC COM 038222105 1104 22132 SH SOLE 22132 0 0 APTIV PLC SHS G6095L109 286 3277 SH SOLE 3277 0 0 AQUA 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SH SOLE 10367 0 0 CSX CORP COM 126408103 1879 27133 SH SOLE 27133 0 0 CUMMINS INC COM 231021106 428 2634 SH SOLE 2634 0 0 CVS HEALTH CORP COM 126650100 724 11475 SH SOLE 11475 0 0 DANAHER CORPORATION COM 235851102 624 4318 SH SOLE 4318 0 0 DANAHER CORPORATION DBCV 1/2 235851AF9 6 100000 SH Call SOLE 100000 0 0 DEERE & CO COM 244199105 463 2745 SH SOLE 2745 0 0 DELL TECHNOLOGIES INC CL C 24703L202 601 11596 SH SOLE 11596 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 699 12135 SH SOLE 12135 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 84 11230 SH SOLE 11230 0 0 DISCOVER FINL SVCS COM 254709108 309 3814 SH SOLE 3814 0 0 DISCOVERY INC COM SER A 25470F104 271 10165 SH SOLE 10165 0 0 DISNEY WALT CO COM DISNEY 254687106 3204 24584 SH SOLE 24584 0 0 DOLLAR GEN CORP NEW COM 256677105 402 2532 SH SOLE 2532 0 0 DOLLAR TREE INC COM 256746108 336 2947 SH SOLE 2947 0 0 DOMINION ENERGY INC COM 25746U109 455 5616 SH SOLE 5616 0 0 DOW INC COM 260557103 710 14895 SH SOLE 14895 0 0 DROPCAR INC COM NEW 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3784 SH SOLE 3784 0 0 GENERAL DYNAMICS CORP COM 369550108 492 2695 SH SOLE 2695 0 0 GENERAL ELECTRIC CO COM 369604103 599 67006 SH SOLE 67006 0 0 GENERAL MLS INC COM 370334104 485 8798 SH SOLE 8798 0 0 GENERAL MTRS CO COM 37045V100 1593 42512 SH SOLE 42512 0 0 GENESEE & WYO INC CL A 371559105 1305 11807 SH SOLE 11807 0 0 GENUINE PARTS CO COM 372460105 353 3546 SH SOLE 3546 0 0 GILEAD SCIENCES INC COM 375558103 695 10959 SH SOLE 10959 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1058 24793 SH SOLE 24793 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 760 44802 SH SOLE 44802 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1466 7072 SH SOLE 7072 0 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 298 3084 SH SOLE 3084 0 0 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 358 11143 SH SOLE 11143 0 0 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 389 13691 SH SOLE 13691 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 2239 36939 SH SOLE 36939 0 0 HCA HEALTHCARE INC COM 40412C101 414 3441 SH SOLE 3441 0 0 HEALTHEQUITY INC COM 42226A107 466 8154 SH SOLE 8154 0 0 HESS CORP COM 42809H107 560 9256 SH SOLE 9256 0 0 HOME DEPOT INC COM 437076102 1537 6622 SH SOLE 6622 0 0 HONEYWELL INTL INC COM 438516106 1001 5916 SH SOLE 5916 0 0 HYATT HOTELS CORP COM CL A 448579102 674 9155 SH SOLE 9155 0 0 ILLINOIS TOOL WKS INC COM 452308109 247 1577 SH SOLE 1577 0 0 ILLUMINA INC COM 452327109 610 2005 SH SOLE 2005 0 0 INTEL CORP COM 458140100 1261 24473 SH SOLE 24473 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 994 6833 SH SOLE 6833 0 0 INTL PAPER CO COM 460146103 357 8543 SH SOLE 8543 0 0 INTUIT COM 461202103 278 1047 SH SOLE 1047 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 657 1217 SH SOLE 1217 0 0 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 1266 25106 SH SOLE 25106 0 0 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1262 42700 SH SOLE 42700 0 0 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 3644 59841 SH SOLE 59841 0 0 INVESCO EXCHANGE TRADED FD T DWA NASDAQ MNT 46137V829 2471 22941 SH SOLE 22941 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 1094 23085 SH SOLE 23085 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 2163 44743 SH SOLE 44743 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 576 15035 SH SOLE 15035 0 0 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 2663 28061 SH SOLE 28061 0 0 INVESCO EXCHANGE TRADED FD T DYNMC PHRMCTLS 46137V662 616 10880 SH SOLE 10880 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 602 32057 SH SOLE 32057 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1677 14230 SH SOLE 14230 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 618 4872 SH SOLE 4872 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 514 28081 SH SOLE 28081 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 988 61622 SH SOLE 61622 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 1279 6020 SH SOLE 6020 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 3776 64803 SH SOLE 64803 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP VLU MNT 46137V456 368 11354 SH SOLE 11354 0 0 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 337 11050 SH SOLE 11050 0 0 INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 46137V498 932 25014 SH SOLE 25014 0 0 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 1127 24275 SH SOLE 24275 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 654 6055 SH SOLE 6055 0 0 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 1399 41720 SH SOLE 41720 0 0 INVESCO EXCHANGE TRADED FD T ZACKS MULT AST 46137Y500 383 17168 SH SOLE 17168 0 0 INVESCO EXCHNG TRADED FD TR DWA EMERG MKTS 46138E867 188 10721 SH SOLE 10721 0 0 ISHARES GOLD TRUST ISHARES 464285105 254 17988 SH SOLE 17988 0 0 ISHARES INC MIN VOL EMRG MKT 464286533 373 6536 SH SOLE 6536 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 897 15808 SH SOLE 15808 0 0 ISHARES INC MSCI MEXICO ETF 464286822 232 5422 SH SOLE 5422 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 218 5470 SH SOLE 5470 0 0 ISHARES TR CORE S&P500 ETF 464287200 5808 19455 SH SOLE 19455 0 0 ISHARES TR CORE US AGGBD ET 464287226 611 5397 SH SOLE 5397 0 0 ISHARES TR CRE U S REIT ETF 464288521 419 7534 SH SOLE 7534 0 0 ISHARES TR EAFE GRWTH ETF 464288885 1368 16997 SH SOLE 16997 0 0 ISHARES TR ESG 1 5 YR USD 46435G243 510 20020 SH SOLE 20020 0 0 ISHARES TR EUROPE ETF 464287861 1268 29299 SH SOLE 29299 0 0 ISHARES TR FALN ANGLS USD 46435G474 525 19615 SH SOLE 19615 0 0 ISHARES TR GLB INFRASTR ETF 464288372 248 5341 SH SOLE 5341 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 324 10403 SH SOLE 10403 0 0 ISHARES TR INDIA 50 ETF 464289529 358 9742 SH SOLE 9742 0 0 ISHARES TR MIN VOL EUROPE 46434V720 369 14504 SH SOLE 14504 0 0 ISHARES TR MSCI EAFE ETF 464287465 363 5563 SH SOLE 5563 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1473 36045 SH SOLE 36045 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 1122 17506 SH SOLE 17506 0 0 ISHARES TR NASDAQ BIOTECH 464287556 231 2317 SH SOLE 2317 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 204 1058 SH SOLE 1058 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 452 2986 SH SOLE 2986 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2338 12987 SH SOLE 12987 0 0 ISHARES TR S&P MC 400GR ETF 464287606 230 1028 SH SOLE 1028 0 0 ISHARES TR SELECT DIVID ETF 464287168 1649 16179 SH SOLE 16179 0 0 ISHARES TR SH TR CRPORT ETF 464288646 570 10620 SH SOLE 10620 0 0 ISHARES TR SHORT TREAS BD 464288679 2172 19634 SH SOLE 19634 0 0 ISHARES TR TIPS BD ETF 464287176 1430 12300 SH SOLE 12300 0 0 ISHARES TR TRANS AVG ETF 464287192 206 1104 SH SOLE 1104 0 0 ISHARES TR U.S. FINLS ETF 464287788 277 2151 SH SOLE 2151 0 0 ISHARES TR U.S. MED DVC ETF 464288810 208 841 SH SOLE 841 0 0 ISHARES TR U.S. TECH ETF 464287721 1127 5518 SH SOLE 5518 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 435 3648 SH SOLE 3648 0 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 754 14979 SH SOLE 14979 0 0 JOHNSON & JOHNSON COM 478160104 1669 12903 SH SOLE 12903 0 0 JOHNSON CTLS INTL PLC SHS G51502105 211 4805 SH SOLE 4805 0 0 JPMORGAN CHASE & CO COM 46625H100 2609 22169 SH SOLE 22169 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1373 10321 SH SOLE 10321 0 0 KEYCORP NEW COM 493267108 468 26232 SH SOLE 26232 0 0 KINDER MORGAN INC DEL COM 49456B101 203 9855 SH SOLE 9855 0 0 KLA CORPORATION COM NEW 482480100 281 1761 SH SOLE 1761 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 354 1695 SH SOLE 1695 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 244 1454 SH SOLE 1454 0 0 LAM RESEARCH CORP COM 512807108 1737 7515 SH SOLE 7515 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 212 2590 SH SOLE 2590 0 0 LAS VEGAS SANDS CORP COM 517834107 227 3937 SH SOLE 3937 0 0 LENNAR CORP CL A 526057104 522 9350 SH SOLE 9350 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 520 81217 SH SOLE 81217 0 0 LILLY ELI & CO COM 532457108 903 8077 SH SOLE 8077 0 0 LOCKHEED MARTIN CORP COM 539830109 703 1803 SH SOLE 1803 0 0 LOWES COS INC COM 548661107 1028 9345 SH SOLE 9345 0 0 LULULEMON ATHLETICA INC COM 550021109 250 1299 SH SOLE 1299 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 730 8165 SH SOLE 8165 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 304 12632 SH SOLE 12632 0 0 MADISON CVRED CALL & EQ STR COM 557437100 3 44800 SH Call SOLE 44800 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 1005 3814 SH SOLE 3814 0 0 MARATHON PETE CORP COM 56585A102 1258 20711 SH SOLE 20711 0 0 MARRIOTT INTL INC NEW CL A 571903202 1234 9923 SH SOLE 9923 0 0 MASCO CORP COM 574599106 428 10269 SH SOLE 10269 0 0 MASTERCARD INC CL A 57636Q104 1922 7078 SH SOLE 7078 0 0 MATCH GROUP INC COM 57665R106 233 3260 SH SOLE 3260 0 0 MCDONALDS CORP COM 580135101 547 2547 SH SOLE 2547 0 0 MEDTRONIC PLC SHS G5960L103 291 2676 SH SOLE 2676 0 0 MERCK & CO INC COM 58933Y105 657 7808 SH SOLE 7808 0 0 METLIFE INC COM 59156R108 393 8339 SH SOLE 8339 0 0 MGM RESORTS INTERNATIONAL COM 552953101 297 10715 SH SOLE 10715 0 0 MICROSOFT CORP COM 594918104 8695 62539 SH SOLE 62539 0 0 MOBILE MINI INC COM 60740F105 253 6860 SH SOLE 6860 0 0 MONDELEZ INTL INC CL A 609207105 483 8734 SH SOLE 8734 0 0 MORGAN STANLEY COM NEW 617446448 663 15549 SH SOLE 15549 0 0 NAVIENT CORPORATION COM 63938C108 147 11456 SH SOLE 11456 0 0 NETFLIX INC COM 64110L106 1826 6824 SH SOLE 6824 0 0 NIKE INC CL B 654106103 1547 16475 SH SOLE 16475 0 0 NOKIA CORP SPONSORED ADR 654902204 96 18890 SH SOLE 18890 0 0 NORBORD INC COM NEW 65548P403 324 13530 SH SOLE 13530 0 0 NORDSTROM INC COM 655664100 314 9334 SH SOLE 9334 0 0 NORTHWEST BANCSHARES INC MD COM 667340103 1287 78516 SH SOLE 78516 0 0 NOVARTIS A G SPONSORED ADR 66987V109 349 4020 SH SOLE 4020 0 0 NUCOR CORP COM 670346105 251 4924 SH SOLE 4924 0 0 NUTRIEN LTD COM 67077M108 271 5423 SH SOLE 5423 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 159 21266 SH SOLE 21266 0 0 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 771 43292 SH SOLE 43292 0 0 NVIDIA CORP COM 67066G104 3764 21624 SH SOLE 21624 0 0 OCCIDENTAL PETE CORP COM 674599105 438 9841 SH SOLE 9841 0 0 OMNICOM GROUP INC COM 681919106 396 5053 SH SOLE 5053 0 0 ORACLE CORP COM 68389X105 1048 19040 SH SOLE 19040 0 0 OSI ETF TR OSHARS FTSE US 67110P407 310 8927 SH SOLE 8927 0 0 PALO ALTO NETWORKS INC COM 697435105 900 4416 SH SOLE 4416 0 0 PAYPAL HLDGS INC COM 70450Y103 4558 43996 SH SOLE 43996 0 0 PEPSICO INC COM 713448108 562 4099 SH SOLE 4099 0 0 PFIZER INC COM 717081103 1643 45737 SH SOLE 45737 0 0 PHILIP MORRIS INTL INC COM 718172109 206 2706 SH SOLE 2706 0 0 PHILLIPS 66 COM 718546104 851 8311 SH SOLE 8311 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 528 16229 SH SOLE 16229 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 895 8797 SH SOLE 8797 0 0 PNC FINL SVCS GROUP INC COM 693475105 247 1760 SH SOLE 1760 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 607 10625 SH SOLE 10625 0 0 PROCTER & GAMBLE CO COM 742718109 923 7420 SH SOLE 7420 0 0 PROSHARES TR MSCI EMRG ETF 74347X302 630 9698 SH SOLE 9698 0 0 PROSHARES TR PSHS ULT MCAP400 74347R404 1452 36350 SH SOLE 36350 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 1991 15497 SH SOLE 15497 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 2894 29919 SH SOLE 29919 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 1325 20558 SH SOLE 20558 0 0 PRUDENTIAL FINL INC COM 744320102 883 9822 SH SOLE 9822 0 0 PUBLIC STORAGE COM 74460D109 259 1056 SH SOLE 1056 0 0 PULTE GROUP INC COM 745867101 405 11077 SH SOLE 11077 0 0 QORVO INC COM 74736K101 499 6727 SH SOLE 6727 0 0 QUALCOMM INC COM 747525103 1286 16864 SH SOLE 16864 0 0 RADIAN GROUP INC COM 750236101 460 20158 SH SOLE 20158 0 0 RAYTHEON CO COM NEW 755111507 1292 6587 SH SOLE 6587 0 0 REDFIN CORP COM 75737F108 355 21067 SH SOLE 21067 0 0 REGENERON PHARMACEUTICALS COM 75886F107 347 1250 SH SOLE 1250 0 0 RESONANT INC COM 76118L102 1439 484565 SH SOLE 484565 0 0 RIO TINTO PLC SPONSORED ADR 767204100 557 10691 SH SOLE 10691 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 351 7207 SH SOLE 7207 0 0 ROSS STORES INC COM 778296103 297 2705 SH SOLE 2705 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 52 10265 SH SOLE 10265 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 622 10381 SH SOLE 10381 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 282 4800 SH SOLE 4800 0 0 ROYCE MICRO-CAP TR INC COM 780915104 264 32836 SH SOLE 32836 0 0 SALESFORCE COM INC COM 79466L302 1293 8709 SH SOLE 8709 0 0 SANOFI SPONSORED ADR 80105N105 1052 22713 SH SOLE 22713 0 0 SCHLUMBERGER LTD COM 806857108 697 20387 SH SOLE 20387 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3036 36139 SH SOLE 36139 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 815 15151 SH SOLE 15151 0 0 SEATTLE GENETICS INC COM 812578102 230 2690 SH SOLE 2690 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 343 6917 SH SOLE 6917 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1108 18717 SH SOLE 18717 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 565 14351 SH SOLE 14351 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 906 7503 SH SOLE 7503 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 493 8023 SH SOLE 8023 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2152 76848 SH SOLE 76848 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2282 29402 SH SOLE 29402 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 791 12219 SH SOLE 12219 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 510 8764 SH SOLE 8764 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1656 20560 SH SOLE 20560 0 0 SEMPRA ENERGY COM 816851109 232 1574 SH SOLE 1574 0 0 SERVICENOW INC COM 81762P102 745 2936 SH SOLE 2936 0 0 SHERWIN WILLIAMS CO COM 824348106 345 628 SH SOLE 628 0 0 SHOPIFY INC CL A 82509L107 271 869 SH SOLE 869 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 451 5693 SH SOLE 5693 0 0 SOUTHERN CO COM 842587107 507 8202 SH SOLE 8202 0 0 SOUTHWEST AIRLS CO COM 844741108 887 16421 SH SOLE 16421 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 239 1719 SH SOLE 1719 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4754 16019 SH SOLE 16019 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 417 1182 SH SOLE 1182 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 209 1958 SH SOLE 1958 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 905 17248 SH SOLE 17248 0 0 SPDR SERIES TRUST NYSE TECH ETF 78464A102 430 5910 SH SOLE 5910 0 0 SPDR SERIES TRUST PORTFLI HIGH YLD 78468R606 300 11455 SH SOLE 11455 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 346 11661 SH SOLE 11661 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 747 21428 SH SOLE 21428 0 0 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 1006 26498 SH SOLE 26498 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 303 5091 SH SOLE 5091 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 222 5148 SH SOLE 5148 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 303 2949 SH SOLE 2949 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 745 16911 SH SOLE 16911 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 587 11122 SH SOLE 11122 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 341 8044 SH SOLE 8044 0 0 SPDR SERIES TRUST SSGA US LRG ETF 78468R804 1935 17359 SH SOLE 17359 0 0 SPROTT FOCUS TR INC COM 85208J109 222 32888 SH SOLE 32888 0 0 SQUARE INC CL A 852234103 827 13353 SH SOLE 13353 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 481 9761 SH SOLE 9761 0 0 STANLEY BLACK & DECKER INC COM 854502101 482 3339 SH SOLE 3339 0 0 STARBUCKS CORP COM 855244109 7497 84789 SH SOLE 84789 0 0 SUNTRUST BKS INC COM 867914103 390 5673 SH SOLE 5673 0 0 SYSCO CORP COM 871829107 316 3982 SH SOLE 3982 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 1293 227715 SH SOLE 227715 0 0 TESLA INC COM 88160R101 475 1972 SH SOLE 1972 0 0 TEXAS INSTRS INC COM 882508104 3843 29738 SH SOLE 29738 0 0 THE TRADE DESK INC COM CL A 88339J105 321 1711 SH SOLE 1711 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 276 946 SH SOLE 946 0 0 TJX COS INC NEW COM 872540109 418 7493 SH SOLE 7493 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 332 2466 SH SOLE 2466 0 0 TWITTER INC COM 90184L102 1169 28378 SH SOLE 28378 0 0 ULTA BEAUTY INC COM 90384S303 262 1046 SH SOLE 1046 0 0 UNION PACIFIC CORP COM 907818108 567 3498 SH SOLE 3498 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1195 9974 SH SOLE 9974 0 0 UNITED RENTALS INC COM 911363109 1422 11412 SH SOLE 11412 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1001 7333 SH SOLE 7333 0 0 UNITEDHEALTH GROUP INC COM 91324P102 529 2432 SH SOLE 2432 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 355 2114 SH SOLE 2114 0 0 US BANCORP DEL COM NEW 902973304 682 12324 SH SOLE 12324 0 0 VAIL RESORTS INC COM 91879Q109 1233 5420 SH SOLE 5420 0 0 VALERO ENERGY CORP NEW COM 91913Y100 644 7554 SH SOLE 7554 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 431 6547 SH SOLE 6547 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 587 4975 SH SOLE 4975 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 430 14669 SH SOLE 14669 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 165 14034 SH SOLE 14034 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 542 4548 SH SOLE 4548 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 205 2327 SH SOLE 2327 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3122 36976 SH SOLE 36976 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2354 40016 SH SOLE 40016 0 0 VANGUARD GROUP DIV APP ETF 921908844 595 4975 SH SOLE 4975 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1557 9361 SH SOLE 9361 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3264 22039 SH SOLE 22039 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2603 27912 SH SOLE 27912 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6177 22659 SH SOLE 22659 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6307 41767 SH SOLE 41767 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 304 2724 SH SOLE 2724 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1456 36153 SH SOLE 36153 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2730 50921 SH SOLE 50921 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 729 11963 SH SOLE 11963 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3759 46373 SH SOLE 46373 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2581 62834 SH SOLE 62834 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 275 2073 SH SOLE 2073 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 663 7648 SH SOLE 7648 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 828 4597 SH SOLE 4597 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 923 5893 SH SOLE 5893 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 932 13311 SH SOLE 13311 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 755 4502 SH SOLE 4502 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 924 4285 SH SOLE 4285 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 611 4831 SH SOLE 4831 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 955 6650 SH SOLE 6650 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1505 24929 SH SOLE 24929 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 789 4655 SH SOLE 4655 0 0 VIACOM INC NEW CL B 92553P201 659 27436 SH SOLE 27436 0 0 VISA INC COM CL A 92826C839 2314 13455 SH SOLE 13455 0 0 WABCO HLDGS INC COM 92927K102 280 2092 SH SOLE 2092 0 0 WALMART INC COM 931142103 510 4298 SH SOLE 4298 0 0 WASTE CONNECTIONS INC COM 94106B101 210 2281 SH SOLE 2281 0 0 WASTE MGMT INC DEL COM 94106L109 1507 13105 SH SOLE 13105 0 0 WELLS FARGO CO NEW COM 949746101 350 6940 SH SOLE 6940 0 0 WELLTOWER INC COM 95040Q104 216 2386 SH SOLE 2386 0 0 WESTERN DIGITAL CORP COM 958102105 433 7258 SH SOLE 7258 0 0 WESTROCK CO COM 96145D105 266 7293 SH SOLE 7293 0 0 WEYERHAEUSER CO COM 962166104 637 23002 SH SOLE 23002 0 0 WILLIAMS SONOMA INC COM 969904101 514 7560 SH SOLE 7560 0 0 WISDOMTREE TR CBOE S&P 500 97717X560 594 21496 SH SOLE 21496 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 729 15866 SH SOLE 15866 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 530 10503 SH SOLE 10503 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 847 9682 SH SOLE 9682 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 229 3073 SH SOLE 3073 0 0 WISDOMTREE TR US LARGECAP FUND 97717W588 383 11415 SH SOLE 11415 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 818 22521 SH SOLE 22521 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 623 15794 SH SOLE 15794 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 618 6231 SH SOLE 6231 0 0 WISDOMTREE TR YIELD ENHANCED 97717Y808 342 6787 SH SOLE 6787 0 0 WYNN RESORTS LTD COM 983134107 241 2213 SH SOLE 2213 0 0 XILINX INC COM 983919101 1005 10483 SH SOLE 10483 0 0 YUM BRANDS INC COM 988498101 371 3273 SH SOLE 3273 0 0