0001085146-19-001639.txt : 20190515 0001085146-19-001639.hdr.sgml : 20190515 20190515143945 ACCESSION NUMBER: 0001085146-19-001639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 19827211 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533954 XXXXXXXX 03-31-2019 03-31-2019 false Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Jeff Jorgensen 720-956-3183 /s/ Jeff Jorgensen Denver CO 03-31-2019 0 450 459978 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1052 5063 SH SOLE 0 0 5063 ABBOTT LABS COM 002824100 420 5257 SH SOLE 0 0 5257 ABBVIE INC COM 00287Y109 1114 13824 SH SOLE 0 0 13824 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 82 15200 SH SOLE 0 0 15200 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 368 2090 SH SOLE 0 0 2090 ACTIVISION BLIZZARD INC COM 00507V109 373 8185 SH SOLE 0 0 8185 ADAM NAT RES FD INC COM 00548F105 292 17403 SH SOLE 0 0 17403 ADOBE INC COM 00724F101 6558 24608 SH SOLE 0 0 24608 ADVANCED MICRO DEVICES INC COM 007903107 369 14461 SH SOLE 0 0 14461 AEGON N V NY REGISTRY SHS 007924103 3472 174405 SH SOLE 0 0 174405 AFLAC INC COM 001055102 799 15974 SH SOLE 0 0 15974 AIR PRODS & CHEMS INC COM 009158106 287 1503 SH SOLE 0 0 1503 ALASKA AIR GROUP INC COM 011659109 633 11277 SH SOLE 0 0 11277 ALCOA CORP COM 013872106 316 11221 SH SOLE 0 0 11221 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1224 6706 SH SOLE 0 0 6706 ALLERGAN PLC SHS G0177J108 776 5298 SH SOLE 0 0 5298 ALLIANZGI EQUITY & CONV INCO COM 018829101 442 20518 SH SOLE 0 0 20518 ALLSTATE CORP COM 020002101 350 3718 SH SOLE 0 0 3718 ALPHABET INC CAP STK CL A 02079K305 2172 1845 SH SOLE 0 0 1845 ALPHABET INC CAP STK CL C 02079K107 1503 1281 SH SOLE 0 0 1281 ALPS ETF TR ALERIAN MLP 00162Q866 1215 121099 SH SOLE 0 0 121099 ALTABA INC COM 021346101 3087 41643 SH SOLE 0 0 41643 ALTRIA GROUP INC COM 02209S103 1223 21301 SH SOLE 0 0 21301 AMAZON COM INC COM 023135106 8266 4642 SH SOLE 0 0 4642 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 210 9464 SH SOLE 0 0 9464 AMERICAN EXPRESS CO COM 025816109 1236 11287 SH SOLE 0 0 11287 AMERICAN INTL GROUP INC COM NEW 026874784 756 17557 SH SOLE 0 0 17557 AMERICAN TOWER CORP NEW COM 03027X100 527 2673 SH SOLE 0 0 2673 AMGEN INC COM 031162100 3114 16382 SH SOLE 0 0 16382 ANADARKO PETE CORP COM 032511107 531 11675 SH SOLE 0 0 11675 ANNALY CAP MGMT INC COM 035710409 101 10120 SH SOLE 0 0 10120 ANTHEM INC COM 036752103 829 2890 SH SOLE 0 0 2890 APPLE INC COM 037833100 19217 218386 SH SOLE 0 0 218386 APPLIED MATLS INC COM 038222105 912 23000 SH SOLE 0 0 23000 AQUA AMERICA INC COM 03836W103 479 13140 SH SOLE 0 0 13140 ARCONIC INC COM 03965L100 234 12230 SH SOLE 0 0 12230 ARES CAP CORP COM 04010L103 818 47674 SH SOLE 0 0 47674 AT&T INC COM 00206R102 2376 75764 SH SOLE 0 0 75764 AURORA CANNABIS INC COM 05156X108 100 11000 SH SOLE 0 0 11000 AUTOMATIC DATA PROCESSING IN COM 053015103 440 2757 SH SOLE 0 0 2757 AXON ENTERPRISE INC COM 05464C101 1430 26287 SH SOLE 0 0 26287 BANCROFT FUND LTD COM 059695106 238 11146 SH SOLE 0 0 11146 BANK AMER CORP COM 060505104 3921 142099 SH SOLE 0 0 142099 BARCLAYS BK PLC BARC ETN+SHILL 06742A669 342 2630 SH SOLE 0 0 2630 BAXTER INTL INC COM 071813109 745 9158 SH SOLE 0 0 9158 BB&T CORP COM 054937107 263 5662 SH SOLE 0 0 5662 BBX CAP CORP NEW CL A 05491N104 227 38394 SH SOLE 0 0 38394 BIOGEN INC COM 09062X103 417 1763 SH SOLE 0 0 1763 BLACKROCK ENH CAP & INC FD I COM 09256A109 301 19092 SH SOLE 0 0 19092 BLACKROCK ENHANCED EQT DIV T COM 09251A104 186 21756 SH SOLE 0 0 21756 BLACKROCK INCOME TR INC COM 09247F100 67 11280 SH SOLE 0 0 11280 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 611 17469 SH SOLE 0 0 17469 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 151 10619 SH SOLE 0 0 10619 BOEING CO COM 097023105 6388 16749 SH SOLE 0 0 16749 BOOKING HLDGS INC COM 09857L108 879 504 SH SOLE 0 0 504 BP PLC SPONSORED ADR 055622104 711 16256 SH SOLE 0 0 16256 BRISTOL MYERS SQUIBB CO COM 110122108 880 18441 SH SOLE 0 0 18441 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 230 5504 SH SOLE 0 0 5504 BROADCOM INC COM 11135F101 393 1306 SH SOLE 0 0 1306 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 115 11375 SH SOLE 0 0 11375 CALAMOS GBL DYN INCOME FUND COM 12811L107 342 42749 SH SOLE 0 0 42749 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 312 25182 SH SOLE 0 0 25182 CATERPILLAR INC DEL COM 149123101 881 6490 SH SOLE 0 0 6490 CBS CORP NEW CL B 124857202 872 18347 SH SOLE 0 0 18347 CELGENE CORP COM 151020104 498 5278 SH SOLE 0 0 5278 CENTRAL SECS CORP COM 155123102 941 32839 SH SOLE 0 0 32839 CHARTER COMMUNICATIONS INC N CL A 16119P108 366 1055 SH SOLE 0 0 1055 CHENIERE ENERGY INC COM NEW 16411R208 620 9071 SH SOLE 0 0 9071 CHEVRON CORP NEW COM 166764100 1051 8522 SH SOLE 0 0 8522 CIGNA CORP NEW COM 125523100 730 4536 SH SOLE 0 0 4536 CISCO SYS INC COM 17275R102 1461 27038 SH SOLE 0 0 27038 CITIGROUP INC COM NEW 172967424 1695 27226 SH SOLE 0 0 27226 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 104 10754 SH SOLE 0 0 10754 CME GROUP INC COM CL A 12572Q105 1435 8720 SH SOLE 0 0 8720 COCA COLA CO COM 191216100 1990 42469 SH SOLE 0 0 42469 COGNEX CORP COM 192422103 217 4266 SH SOLE 0 0 4266 COHEN & STEERS TOTAL RETURN COM 19247R103 147 11137 SH SOLE 0 0 11137 COLGATE PALMOLIVE CO COM 194162103 442 6452 SH SOLE 0 0 6452 COMCAST CORP NEW CL A 20030N101 1200 29995 SH SOLE 0 0 29995 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 61 17051 SH SOLE 0 0 17051 CONOCOPHILLIPS COM 20825C104 1119 16768 SH SOLE 0 0 16768 CORNERSTONE STRATEGIC VALUE COM 21924B302 214 17557 SH SOLE 0 0 17557 CORNERSTONE TOTAL RTRN FD IN COM 21924U300 200 16690 SH SOLE 0 0 16690 CORNING INC COM 219350105 514 15540 SH SOLE 0 0 15540 COSTAR GROUP INC COM 22160N109 913 1957 SH SOLE 0 0 1957 COSTCO WHSL CORP NEW COM 22160K105 2667 11015 SH SOLE 0 0 11015 CSX CORP COM 126408103 2328 31104 SH SOLE 0 0 31104 CUMMINS INC COM 231021106 416 2634 SH SOLE 0 0 2634 CVS HEALTH CORP COM 126650100 439 8131 SH SOLE 0 0 8131 DANAHER CORPORATION COM 235851102 857 6495 SH SOLE 0 0 6495 DEERE & CO COM 244199105 455 2845 SH SOLE 0 0 2845 DELL TECHNOLOGIES INC CL C 24703L202 732 12470 SH SOLE 0 0 12470 DELTA AIR LINES INC DEL COM NEW 247361702 630 12195 SH SOLE 0 0 12195 DIGITAL RLTY TR INC COM 253868103 299 7693 SH SOLE 0 0 7693 DILLARDS INC CL A 254067101 202 2800 SH SOLE 0 0 2800 DISCOVER FINL SVCS COM 254709108 289 4058 SH SOLE 0 0 4058 DISCOVERY INC COM SER A 25470F104 319 11894 SH SOLE 0 0 11894 DISNEY WALT CO COM DISNEY 254687106 2981 26827 SH SOLE 0 0 26827 DOLLAR GEN CORP NEW COM 256677105 307 2570 SH SOLE 0 0 2570 DOLLAR TREE INC COM 256746108 295 2809 SH SOLE 0 0 2809 DOMINION ENERGY INC COM 25746U109 628 8190 SH SOLE 0 0 8190 DOWDUPONT INC COM 26078J100 3035 56935 SH SOLE 0 0 56935 DUKE ENERGY CORP NEW COM NEW 26441C204 201 2236 SH SOLE 0 0 2236 EATON CORP PLC SHS G29183103 804 9983 SH SOLE 0 0 9983 EATON VANCE SH TM DR DIVR IN COM 27828V104 134 10364 SH SOLE 0 0 10364 EATON VANCE SR INCOME TR SH BEN INT 27826S103 164 26700 SH SOLE 0 0 26700 EATON VANCE TX ADV GLBL DIV COM 27828S101 546 26983 SH SOLE 0 0 26983 EATON VANCE TX MGD DIV EQ IN COM 27828N102 132 11710 SH SOLE 0 0 11710 EBAY INC COM 278642103 682 18360 SH SOLE 0 0 18360 ECOLAB INC COM 278865100 299 1691 SH SOLE 0 0 1691 EDWARDS LIFESCIENCES CORP COM 28176E108 436 2277 SH SOLE 0 0 2277 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 246 12290 SH SOLE 0 0 12290 ELECTRONIC ARTS INC COM 285512109 303 2984 SH SOLE 0 0 2984 ELLSWORTH GRWTH AND INCOME L COM 289074106 773 80474 SH SOLE 0 0 80474 EMERSON ELEC CO COM 291011104 513 7487 SH SOLE 0 0 7487 ENBRIDGE INC COM 29250N105 217 5981 SH SOLE 0 0 5981 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 214 13950 SH SOLE 0 0 13950 ENTERPRISE PRODS PARTNERS L COM 293792107 468 16087 SH SOLE 0 0 16087 EOG RES INC COM 26875P101 1249 13122 SH SOLE 0 0 13122 EXPEDIA GROUP INC COM NEW 30212P303 256 2151 SH SOLE 0 0 2151 EXXON MOBIL CORP COM 30231G102 1218 15054 SH SOLE 0 0 15054 F5 NETWORKS INC COM 315616102 292 1859 SH SOLE 0 0 1859 FACEBOOK INC CL A 30303M102 4515 27087 SH SOLE 0 0 27087 FEDEX CORP COM 31428X106 608 3350 SH SOLE 0 0 3350 FIBROGEN INC COM 31572Q808 234 4300 SH SOLE 0 0 4300 FIRST TR ENHANCED EQTY INC F COM 337318109 181 12069 SH SOLE 0 0 12069 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 333 8474 SH SOLE 0 0 8474 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 215 1545 SH SOLE 0 0 1545 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 598 19757 SH SOLE 0 0 19757 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 841 34017 SH SOLE 0 0 34017 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 253 1674 SH SOLE 0 0 1674 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 268 8872 SH SOLE 0 0 8872 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 255 3947 SH SOLE 0 0 3947 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 877 41238 SH SOLE 0 0 41238 FORD MTR CO DEL COM 345370860 755 86069 SH SOLE 0 0 86069 FORTINET INC COM 34959E109 1389 16541 SH SOLE 0 0 16541 FORTIVE CORP COM 34959J108 264 3152 SH SOLE 0 0 3152 FS KKR CAPITAL CORP COM 302635107 897 148328 SH SOLE 0 0 148328 GABELLI DIVD & INCOME TR COM 36242H104 535 25135 SH SOLE 0 0 25135 GABELLI EQUITY TR INC COM 362397101 76 12404 SH SOLE 0 0 12404 GABELLI MULTIMEDIA TR INC COM 36239Q109 197 23653 SH SOLE 0 0 23653 GARTNER INC COM 366651107 208 1374 SH SOLE 0 0 1374 GCI LIBERTY INC COM CLASS A 36164V305 226 4059 SH SOLE 0 0 4059 GENERAL DYNAMICS CORP COM 369550108 428 2530 SH SOLE 0 0 2530 GENERAL ELECTRIC CO COM 369604103 709 70978 SH SOLE 0 0 70978 GENERAL MLS INC COM 370334104 475 9174 SH SOLE 0 0 9174 GENERAL MTRS CO COM 37045V100 1635 44075 SH SOLE 0 0 44075 GENESEE & WYO INC CL A 371559105 1092 12531 SH SOLE 0 0 12531 GENUINE PARTS CO COM 372460105 402 3584 SH SOLE 0 0 3584 GILEAD SCIENCES INC COM 375558103 682 10481 SH SOLE 0 0 10481 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 691 16534 SH SOLE 0 0 16534 GLOBAL X FDS GLB X MLP ENRG I 37950E226 132 10000 SH SOLE 0 0 10000 GLOBAL X FDS GLB X SUPERDIV 37950E549 1038 57046 SH SOLE 0 0 57046 GLOBALSCAPE INC COM 37940G109 63 10000 SH SOLE 0 0 10000 GLOBALSTAR INC COM 378973408 22 50000 SH SOLE 0 0 50000 GOLDMAN SACHS GROUP INC COM 38141G104 1358 7074 SH SOLE 0 0 7074 GOLDMAN SACHS GROUP INC COM 38141G104 12 100000000 SH Call SOLE 0 0 0 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 355 11143 SH SOLE 0 0 11143 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 340 13691 SH SOLE 0 0 13691 HARTFORD FINL SVCS GROUP INC COM 416515104 1815 36495 SH SOLE 0 0 36495 HCA HEALTHCARE INC COM 40412C101 446 3419 SH SOLE 0 0 3419 HEALTHEQUITY INC COM 42226A107 628 8492 SH SOLE 0 0 8492 HESS CORP COM 42809H107 534 8861 SH SOLE 0 0 8861 HOME DEPOT INC COM 437076102 1378 7182 SH SOLE 0 0 7182 HONEYWELL INTL INC COM 438516106 958 6026 SH SOLE 0 0 6026 HYATT HOTELS CORP COM CL A 448579102 623 8583 SH SOLE 0 0 8583 ILLINOIS TOOL WKS INC COM 452308109 213 1482 SH SOLE 0 0 1482 ILLUMINA INC COM 452327109 540 1737 SH SOLE 0 0 1737 INTEL CORP COM 458140100 1672 31130 SH SOLE 0 0 31130 INTERNATIONAL BUSINESS MACHS COM 459200101 1073 7602 SH SOLE 0 0 7602 INTL PAPER CO COM 460146103 448 9688 SH SOLE 0 0 9688 INTUIT COM 461202103 328 1254 SH SOLE 0 0 1254 INTUITIVE SURGICAL INC COM NEW 46120E602 3318 5816 SH SOLE 0 0 5816 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 2761 54910 SH SOLE 0 0 54910 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1214 43895 SH SOLE 0 0 43895 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 3653 64445 SH SOLE 0 0 64445 INVESCO EXCHANGE TRADED FD T DWA NASDAQ MNT 46137V829 2579 23536 SH SOLE 0 0 23536 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 1298 23515 SH SOLE 0 0 23515 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 2151 45318 SH SOLE 0 0 45318 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 547 15435 SH SOLE 0 0 15435 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 2755 28626 SH SOLE 0 0 28626 INVESCO EXCHANGE TRADED FD T DYNMC PHRMCTLS 46137V662 717 11005 SH SOLE 0 0 11005 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 526 28813 SH SOLE 0 0 28813 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1672 14746 SH SOLE 0 0 14746 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 622 4872 SH SOLE 0 0 4872 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 502 28081 SH SOLE 0 0 28081 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 1000 62984 SH SOLE 0 0 62984 INVESCO EXCHANGE TRADED FD T RUSEL 2000 PUR 46137V498 911 25014 SH SOLE 0 0 25014 INVESCO EXCHANGE TRADED FD T RUSEL 2000 VAL 46137V480 327 11070 SH SOLE 0 0 11070 INVESCO EXCHANGE TRADED FD T RUSEL MDCP GWT 46137V464 3888 68726 SH SOLE 0 0 68726 INVESCO EXCHANGE TRADED FD T RUSEL MDCP PUR 46137V456 358 11354 SH SOLE 0 0 11354 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 1275 6285 SH SOLE 0 0 6285 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 1319 26197 SH SOLE 0 0 26197 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 611 5848 SH SOLE 0 0 5848 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 1301 40452 SH SOLE 0 0 40452 INVESCO EXCHANGE TRADED FD T ZACKS MULT AST 46137Y500 318 14704 SH SOLE 0 0 14704 INVESCO EXCHNG TRADED FD TR DWA EMERG MKTS 46138E867 195 11454 SH SOLE 0 0 11454 INVESCO QQQ TR UNIT SER 1 46090E103 3541 19708 SH SOLE 0 0 19708 ISHARES INC MIN VOL EMRG MKT 464286533 562 9473 SH SOLE 0 0 9473 ISHARES INC MIN VOL GBL ETF 464286525 334 3731 SH SOLE 0 0 3731 ISHARES INC MSCI JPN ETF NEW 46434G822 882 16113 SH SOLE 0 0 16113 ISHARES INC MSCI MEXICO ETF 464286822 238 5471 SH SOLE 0 0 5471 ISHARES TR 20 YR TR BD ETF 464287432 916 7225 SH SOLE 0 0 7225 ISHARES TR CHINA LG-CAP ETF 464287184 242 5470 SH SOLE 0 0 5470 ISHARES TR CORE S&P500 ETF 464287200 1589 5584 SH SOLE 0 0 5584 ISHARES TR CORE US AGGBD ET 464287226 9990 86870 SH SOLE 0 0 86870 ISHARES TR CRE U S REIT ETF 464288521 307 5943 SH SOLE 0 0 5943 ISHARES TR EAFE VALUE ETF 464288877 1256 25691 SH SOLE 0 0 25691 ISHARES TR ESG 1 5 YR USD 46435G243 501 20020 SH SOLE 0 0 20020 ISHARES TR EUROPE ETF 464287861 1195 27548 SH SOLE 0 0 27548 ISHARES TR FALN ANGLS USD 46435G474 462 17534 SH SOLE 0 0 17534 ISHARES TR GLB INFRASTR ETF 464288372 221 4921 SH SOLE 0 0 4921 ISHARES TR HDG MSCI JAPAN 46434V886 483 15680 SH SOLE 0 0 15680 ISHARES TR INDIA 50 ETF 464289529 540 14238 SH SOLE 0 0 14238 ISHARES TR MIN VOL EUROPE 46434V720 535 21431 SH SOLE 0 0 21431 ISHARES TR MIN VOL USA ETF 46429B697 1298 22047 SH SOLE 0 0 22047 ISHARES TR MSCI EAFE ETF 464287465 374 5762 SH SOLE 0 0 5762 ISHARES TR MSCI EMG MKT ETF 464287234 1478 34426 SH SOLE 0 0 34426 ISHARES TR NASDAQ BIOTECH 464287556 251 2242 SH SOLE 0 0 2242 ISHARES TR RUS 2000 GRW ETF 464287648 230 1168 SH SOLE 0 0 1168 ISHARES TR RUSSELL 2000 ETF 464287655 272 1779 SH SOLE 0 0 1779 ISHARES TR S&P 500 VAL ETF 464287408 2079 18423 SH SOLE 0 0 18423 ISHARES TR S&P MC 400GR ETF 464287606 227 1038 SH SOLE 0 0 1038 ISHARES TR SELECT DIVID ETF 464287168 244 2488 SH SOLE 0 0 2488 ISHARES TR SH TR CRPORT ETF 464288646 506 9586 SH SOLE 0 0 9586 ISHARES TR SHORT TREAS BD 464288679 3052 27595 SH SOLE 0 0 27595 ISHARES TR TIPS BD ETF 464287176 1600 14147 SH SOLE 0 0 14147 ISHARES TR TRANS AVG ETF 464287192 246 1311 SH SOLE 0 0 1311 ISHARES TR USA MOMENTUM FCT 46432F396 417 3718 SH SOLE 0 0 3718 ISHARES US ETF TR SHT MAT BD ETF 46431W507 503 10006 SH SOLE 0 0 10006 JETBLUE AWYS CORP COM 477143101 169 10339 SH SOLE 0 0 10339 JOHNSON & JOHNSON COM 478160104 2756 19715 SH SOLE 0 0 19715 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 243 4825 SH SOLE 0 0 4825 JPMORGAN CHASE & CO COM 46625H100 2388 23583 SH SOLE 0 0 23583 KANSAS CITY SOUTHERN COM NEW 485170302 1196 10314 SH SOLE 0 0 10314 KEYCORP NEW COM 493267108 422 26768 SH SOLE 0 0 26768 KIMBERLY CLARK CORP COM 494368103 360 2905 SH SOLE 0 0 2905 KLA-TENCOR CORP COM 482480100 227 1899 SH SOLE 0 0 1899 LABORATORY CORP AMER HLDGS COM NEW 50540R409 222 1454 SH SOLE 0 0 1454 LAM RESEARCH CORP COM 512807108 1388 7755 SH SOLE 0 0 7755 LAS VEGAS SANDS CORP COM 517834107 298 4887 SH SOLE 0 0 4887 LENNAR CORP CL A 526057104 459 9350 SH SOLE 0 0 9350 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 454 74339 SH SOLE 0 0 74339 LILLY ELI & CO COM 532457108 1436 11067 SH SOLE 0 0 11067 LOCKHEED MARTIN CORP COM 539830109 1123 3740 SH SOLE 0 0 3740 LOWES COS INC COM 548661107 1055 9639 SH SOLE 0 0 9639 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 349 4131 SH SOLE 0 0 4131 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 280 12632 SH SOLE 0 0 12632 MADISON CVRED CALL & EQ STR COM 557437100 3 4480000 SH Call SOLE 0 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 1108 3780 SH SOLE 0 0 3780 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 245 4041 SH SOLE 0 0 4041 MARATHON PETE CORP COM 56585A102 1251 20907 SH SOLE 0 0 20907 MARRIOTT INTL INC NEW CL A 571903202 1308 10458 SH SOLE 0 0 10458 MASCO CORP COM 574599106 302 7676 SH SOLE 0 0 7676 MASTERCARD INC CL A 57636Q104 1645 6985 SH SOLE 0 0 6985 MCDONALDS CORP COM 580135101 1415 7451 SH SOLE 0 0 7451 MCKESSON CORP COM 58155Q103 300 2560 SH SOLE 0 0 2560 MEDTRONIC PLC SHS G5960L103 339 3727 SH SOLE 0 0 3727 MERCK & CO INC COM 58933Y105 939 11295 SH SOLE 0 0 11295 METLIFE INC COM 59156R108 364 8554 SH SOLE 0 0 8554 MGM RESORTS INTERNATIONAL COM 552953101 238 9282 SH SOLE 0 0 9282 MICRON TECHNOLOGY INC COM 595112103 212 5136 SH SOLE 0 0 5136 MICROSOFT CORP COM 594918104 8747 74160 SH SOLE 0 0 74160 MOBILE MINI INC COM 60740F105 233 6860 SH SOLE 0 0 6860 MONDELEZ INTL INC CL A 609207105 752 15058 SH SOLE 0 0 15058 MORGAN STANLEY COM NEW 617446448 661 15654 SH SOLE 0 0 15654 MSG NETWORK INC CL A 553573106 210 9669 SH SOLE 0 0 9669 NAVIENT CORPORATION COM 63938C108 162 13991 SH SOLE 0 0 13991 NETFLIX INC COM 64110L106 2744 7696 SH SOLE 0 0 7696 NEXTERA ENERGY INC COM 65339F101 565 2922 SH SOLE 0 0 2922 NIKE INC CL B 654106103 1408 16724 SH SOLE 0 0 16724 NORDSTROM INC COM 655664100 421 9479 SH SOLE 0 0 9479 NORFOLK SOUTHERN CORP COM 655844108 331 1774 SH SOLE 0 0 1774 NORTHERN LTS FD TR IV INSPIRE 100ETF 66538H534 1619 59017 SH SOLE 0 0 59017 NORTHERN LTS FD TR IV INSPIRE SMAL ETF 66538H641 1557 59200 SH SOLE 0 0 59200 NORTHROP GRUMMAN CORP COM 666807102 218 810 SH SOLE 0 0 810 NORTHWEST BANCSHARES INC MD COM 667340103 1343 79155 SH SOLE 0 0 79155 NOVARTIS A G SPONSORED ADR 66987V109 390 4051 SH SOLE 0 0 4051 NUCOR CORP COM 670346105 350 5997 SH SOLE 0 0 5997 NUTRIEN LTD COM 67077M108 321 6079 SH SOLE 0 0 6079 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 164 21266 SH SOLE 0 0 21266 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 779 43292 SH SOLE 0 0 43292 NUVEEN MUN VALUE FD INC COM 670928100 120 11967 SH SOLE 0 0 11967 NVIDIA CORP COM 67066G104 4205 23418 SH SOLE 0 0 23418 OAKTREE CAP GROUP LLC UNIT CL A 674001201 247 4984 SH SOLE 0 0 4984 OCCIDENTAL PETE CORP COM 674599105 532 8033 SH SOLE 0 0 8033 ORACLE CORP COM 68389X105 976 18173 SH SOLE 0 0 18173 OSI ETF TR OSHARS FTSE US 67110P407 376 11183 SH SOLE 0 0 11183 PACCAR INC COM 693718108 205 3008 SH SOLE 0 0 3008 PALO ALTO NETWORKS INC COM 697435105 1052 4332 SH SOLE 0 0 4332 PAYPAL HLDGS INC COM 70450Y103 4916 47348 SH SOLE 0 0 47348 PEPSICO INC COM 713448108 711 5794 SH SOLE 0 0 5794 PFIZER INC COM 717081103 1798 42330 SH SOLE 0 0 42330 PHILIP MORRIS INTL INC COM 718172109 429 4845 SH SOLE 0 0 4845 PHILLIPS 66 COM 718546104 793 8328 SH SOLE 0 0 8328 PIMCO DYNAMIC INCOME FD SHS 72201Y101 217 6754 SH SOLE 0 0 6754 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 628 6183 SH SOLE 0 0 6183 PNC FINL SVCS GROUP INC COM 693475105 344 2801 SH SOLE 0 0 2801 PRINCIPAL FINL GROUP INC COM 74251V102 200 3974 SH SOLE 0 0 3974 PROCTER AND GAMBLE CO COM 742718109 1677 16119 SH SOLE 0 0 16119 PROGRESSIVE CORP OHIO COM 743315103 229 1074 SH SOLE 0 0 1074 PROSHARES TR MSCI EMRG ETF 74347X302 723 9792 SH SOLE 0 0 9792 PROSHARES TR PSHS ULT MCAP400 74347R404 1483 37945 SH SOLE 0 0 37945 PROSHARES TR PSHS ULT S&P 500 74347R107 1868 15858 SH SOLE 0 0 15858 PROSHARES TR PSHS ULTRA QQQ 74347R206 2702 30042 SH SOLE 0 0 30042 PROSHARES TR PSHS ULTRUSS2000 74347R842 1422 21085 SH SOLE 0 0 21085 PRUDENTIAL FINL INC COM 744320102 983 10695 SH SOLE 0 0 10695 PUBLIC STORAGE COM 74460D109 341 1568 SH SOLE 0 0 1568 PULTE GROUP INC COM 745867101 310 11077 SH SOLE 0 0 11077 QORVO INC COM 74736K101 483 6727 SH SOLE 0 0 6727 QUALCOMM INC COM 747525103 1057 18537 SH SOLE 0 0 18537 RADIAN GROUP INC COM 750236101 420 20248 SH SOLE 0 0 20248 RAYTHEON CO COM NEW 755111507 1351 7418 SH SOLE 0 0 7418 RED HAT INC COM 756577102 690 3777 SH SOLE 0 0 3777 REDFIN CORP COM 75737F108 425 20959 SH SOLE 0 0 20959 REGENERON PHARMACEUTICALS COM 75886F107 552 1344 SH SOLE 0 0 1344 RESONANT INC COM 76118L102 1454 484565 SH SOLE 0 0 484565 RIO TINTO PLC SPONSORED ADR 767204100 396 6703 SH SOLE 0 0 6703 RITE AID CORP COM 767754104 66 104060 SH SOLE 0 0 104060 ROGERS COMMUNICATIONS INC CL B 775109200 368 6827 SH SOLE 0 0 6827 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 71 10955 SH SOLE 0 0 10955 ROYCE MICRO-CAP TR INC COM 780915104 274 32836 SH SOLE 0 0 32836 SALESFORCE COM INC COM 79466L302 935 5903 SH SOLE 0 0 5903 SANOFI SPONSORED ADR 80105N105 331 7449 SH SOLE 0 0 7449 SCHLUMBERGER LTD COM 806857108 686 15752 SH SOLE 0 0 15752 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2928 36861 SH SOLE 0 0 36861 SELECT SECTOR SPDR TR ENERGY 81369Y506 1333 20157 SH SOLE 0 0 20157 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 201 5548 SH SOLE 0 0 5548 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 563 4944 SH SOLE 0 0 4944 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 601 6544 SH SOLE 0 0 6544 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1988 77342 SH SOLE 0 0 77342 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2497 33288 SH SOLE 0 0 33288 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 783 13467 SH SOLE 0 0 13467 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1531 20685 SH SOLE 0 0 20685 SERVICENOW INC COM 81762P102 680 2757 SH SOLE 0 0 2757 SHERWIN WILLIAMS CO COM 824348106 268 622 SH SOLE 0 0 622 SIRIUS XM HLDGS INC COM 82968B103 64 11291 SH SOLE 0 0 11291 SKYWORKS SOLUTIONS INC COM 83088M102 503 6099 SH SOLE 0 0 6099 SMARTSHEET INC COM CL A 83200N103 502 12315 SH SOLE 0 0 12315 SOUTHERN CO COM 842587107 598 11565 SH SOLE 0 0 11565 SOUTHERN NATL BANCORP OF VA COM 843395104 751 51293 SH SOLE 0 0 51293 SOUTHWEST AIRLS CO COM 844741108 944 18192 SH SOLE 0 0 18192 SPDR S&P 500 ETF TR TR UNIT 78462F103 5944 21041 SH SOLE 0 0 21041 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 439 1270 SH SOLE 0 0 1270 SPDR SER TR ICE BOFAML ETF 78468R606 275 10580 SH SOLE 0 0 10580 SPDR SER TR PRTFLO S&P500 HI 78468R788 870 22994 SH SOLE 0 0 22994 SPDR SER TR SSGA US LRG ETF 78468R804 1607 16009 SH SOLE 0 0 16009 SPDR SERIES TRUST AEROSPACE DEF 78464A631 296 3219 SH SOLE 0 0 3219 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 498 9532 SH SOLE 0 0 9532 SPDR SERIES TRUST NYSE TECH ETF 78464A102 468 6571 SH SOLE 0 0 6571 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 283 9929 SH SOLE 0 0 9929 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 593 17841 SH SOLE 0 0 17841 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 275 4610 SH SOLE 0 0 4610 SPDR SERIES TRUST S&P BIOTECH 78464A870 205 2263 SH SOLE 0 0 2263 SPDR SERIES TRUST S&P BK ETF 78464A797 231 5540 SH SOLE 0 0 5540 SPDR SERIES TRUST S&P DIVID ETF 78464A763 285 2870 SH SOLE 0 0 2870 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 700 18165 SH SOLE 0 0 18165 SPDR SERIES TRUST S&P REGL BKG 78464A698 737 14346 SH SOLE 0 0 14346 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 428 9512 SH SOLE 0 0 9512 SPROTT FOCUS TR INC COM 85208J109 246 35841 SH SOLE 0 0 35841 SQUARE INC CL A 852234103 1174 15678 SH SOLE 0 0 15678 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 632 13066 SH SOLE 0 0 13066 STANLEY BLACK & DECKER INC COM 854502101 473 3474 SH SOLE 0 0 3474 STARBUCKS CORP COM 855244109 6423 86406 SH SOLE 0 0 86406 STRYKER CORP COM 863667101 417 2113 SH SOLE 0 0 2113 SUNTRUST BKS INC COM 867914103 566 9555 SH SOLE 0 0 9555 SYSCO CORP COM 871829107 667 9986 SH SOLE 0 0 9986 TABLEAU SOFTWARE INC CL A 87336U105 479 3760 SH SOLE 0 0 3760 TARGET CORP COM 87612E106 267 3331 SH SOLE 0 0 3331 TCW STRATEGIC INCOME FUND IN COM 872340104 1255 228215 SH SOLE 0 0 228215 TEMPLETON EMERG MKTS INCOME COM 880192109 103 10087 SH SOLE 0 0 10087 TESLA INC COM 88160R101 786 2808 SH SOLE 0 0 2808 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 18 1140 SH SOLE 0 0 1140 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 14 140000000 SH Call SOLE 0 0 0 TEXAS INSTRS INC COM 882508104 3474 32751 SH SOLE 0 0 32751 THE TRADE DESK INC COM CL A 88339J105 253 1276 SH SOLE 0 0 1276 THERMO FISHER SCIENTIFIC INC COM 883556102 350 1280 SH SOLE 0 0 1280 TJX COS INC NEW COM 872540109 402 7554 SH SOLE 0 0 7554 TOTAL S A SPONSORED ADS 89151E109 372 6674 SH SOLE 0 0 6674 TRAVELERS COMPANIES INC COM 89417E109 828 6034 SH SOLE 0 0 6034 TRIBUNE MEDIA CO CL A 896047503 731 15851 SH SOLE 0 0 15851 TWITTER INC COM 90184L102 1051 31955 SH SOLE 0 0 31955 ULTA BEAUTY INC COM 90384S303 367 1053 SH SOLE 0 0 1053 UNION PACIFIC CORP COM 907818108 960 5724 SH SOLE 0 0 5724 UNITED PARCEL SERVICE INC CL B 911312106 1296 11600 SH SOLE 0 0 11600 UNITED RENTALS INC COM 911363109 1240 10857 SH SOLE 0 0 10857 UNITED TECHNOLOGIES CORP COM 913017109 783 6065 SH SOLE 0 0 6065 UNITEDHEALTH GROUP INC COM 91324P102 674 2712 SH SOLE 0 0 2712 UNIVERSAL DISPLAY CORP COM 91347P105 323 2114 SH SOLE 0 0 2114 US BANCORP DEL COM NEW 902973304 637 13208 SH SOLE 0 0 13208 V F CORP COM 918204108 239 2746 SH SOLE 0 0 2746 VAIL RESORTS INC COM 91879Q109 1135 5223 SH SOLE 0 0 5223 VALERO ENERGY CORP NEW COM 91913Y100 1149 13546 SH SOLE 0 0 13546 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 269 4315 SH SOLE 0 0 4315 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 655 5100 SH SOLE 0 0 5100 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 564 19592 SH SOLE 0 0 19592 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 261 15160 SH SOLE 0 0 15160 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 555 5216 SH SOLE 0 0 5216 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 234 2790 SH SOLE 0 0 2790 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3279 40358 SH SOLE 0 0 40358 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2942 52721 SH SOLE 0 0 52721 VANGUARD GROUP DIV APP ETF 921908844 464 4230 SH SOLE 0 0 4230 VANGUARD INDEX FDS GROWTH ETF 922908736 4852 30992 SH SOLE 0 0 30992 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 318 2227 SH SOLE 0 0 2227 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 210 1950 SH SOLE 0 0 1950 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2141 24607 SH SOLE 0 0 24607 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 12038 46349 SH SOLE 0 0 46349 VANGUARD INDEX FDS SM CP VAL ETF 922908611 250 1943 SH SOLE 0 0 1943 VANGUARD INDEX FDS SMALL CP ETF 922908751 298 1951 SH SOLE 0 0 1951 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7288 50336 SH SOLE 0 0 50336 VANGUARD INDEX FDS VALUE ETF 922908744 420 3903 SH SOLE 0 0 3903 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2552 60023 SH SOLE 0 0 60023 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3047 56812 SH SOLE 0 0 56812 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 346 3985 SH SOLE 0 0 3985 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4956 62113 SH SOLE 0 0 62113 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2924 71528 SH SOLE 0 0 71528 VANGUARD WORLD FD MEGA GRWTH IND 921910816 307 2469 SH SOLE 0 0 2469 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1032 15946 SH SOLE 0 0 15946 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1749 10114 SH SOLE 0 0 10114 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 901 6409 SH SOLE 0 0 6409 VANGUARD WORLD FDS INF TECH ETF 92204A702 962 4763 SH SOLE 0 0 4763 VANGUARD WORLD FDS UTILITIES ETF 92204A876 958 7362 SH SOLE 0 0 7362 VERIZON COMMUNICATIONS INC COM 92343V104 1861 31454 SH SOLE 0 0 31454 VERTEX PHARMACEUTICALS INC COM 92532F100 910 4948 SH SOLE 0 0 4948 VIACOM INC NEW CL B 92553P201 672 23942 SH SOLE 0 0 23942 VISA INC COM CL A 92826C839 2509 16064 SH SOLE 0 0 16064 W P CAREY INC COM 92936U109 422 5389 SH SOLE 0 0 5389 WABCO HLDGS INC COM 92927K102 291 2211 SH SOLE 0 0 2211 WALMART INC COM 931142103 551 5647 SH SOLE 0 0 5647 WASTE MGMT INC DEL COM 94106L109 1525 14664 SH SOLE 0 0 14664 WELLS FARGO CO NEW COM 949746101 608 12576 SH SOLE 0 0 12576 WESTERN DIGITAL CORP COM 958102105 314 6532 SH SOLE 0 0 6532 WESTROCK CO COM 96145D105 262 6836 SH SOLE 0 0 6836 WEYERHAEUSER CO COM 962166104 518 19691 SH SOLE 0 0 19691 WISDOMTREE TR CBOE S&P 500 97717X560 799 29685 SH SOLE 0 0 29685 WISDOMTREE TR CBOE S&P 500 97717X560 56 20826600 SH Put SOLE 0 0 20826600 WISDOMTREE TR INTL DIV EX FINL 97717W786 213 5180 SH SOLE 0 0 5180 WISDOMTREE TR INTL LRGCAP DV 97717W794 741 15991 SH SOLE 0 0 15991 WISDOMTREE TR JAPN HEDGE EQT 97717W851 554 10955 SH SOLE 0 0 10955 WISDOMTREE TR US DIVID EX FNCL 97717W406 835 9772 SH SOLE 0 0 9772 WISDOMTREE TR US HIGH DIVIDEND 97717W208 210 2888 SH SOLE 0 0 2888 WISDOMTREE TR US LARGECAP FUND 97717W588 363 11415 SH SOLE 0 0 11415 WISDOMTREE TR US MIDCAP DIVID 97717W505 731 20420 SH SOLE 0 0 20420 WISDOMTREE TR US MIDCAP FUND 97717W570 677 17211 SH SOLE 0 0 17211 WISDOMTREE TR US SMALLCAP FUND 97717W562 262 7264 SH SOLE 0 0 7264 WISDOMTREE TR US TOTAL DIVIDND 97717W109 578 6111 SH SOLE 0 0 6111 WISDOMTREE TR YIELD ENHANCED 97717Y808 294 5921 SH SOLE 0 0 5921 WYNN RESORTS LTD COM 983134107 290 2428 SH SOLE 0 0 2428 XILINX INC COM 983919101 1317 10388 SH SOLE 0 0 10388 YUM BRANDS INC COM 988498101 352 3528 SH SOLE 0 0 3528