Chief Operating Officer

0001085146-18-002429.txt : 20181029 0001085146-18-002429.hdr.sgml : 20181029 20181029165120 ACCESSION NUMBER: 0001085146-18-002429 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181029 DATE AS OF CHANGE: 20181029 EFFECTIVENESS DATE: 20181029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 181144733 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533954 XXXXXXXX 09-30-2018 09-30-2018 false Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Jeff Jorgensen Chief Operating Officer 720-956-3183 /s/ Jeff Jorgensen Denver CO 10-29-2018 0 204 296291 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 1320 14099 SH SOLE 0 0 14099 ADAM NAT RES FD INC COM 00548F105 492 23686 SH SOLE 0 0 23686 ADOBE SYS INC COM 00724F101 6647 24739 SH SOLE 0 0 24739 AEGON N V NY REGISTRY SH 007924103 996 151113 SH SOLE 0 0 151113 AFLAC INC COM 001055102 1303 27714 SH SOLE 0 0 27714 ALCOA CORP COM 013872106 419 10403 SH SOLE 0 0 10403 ALLIANZGI EQUITY & CONV INCO COM 018829101 521 22681 SH SOLE 0 0 22681 ALPS ETF TR ALERIAN MLP 00162Q866 1341 127674 SH SOLE 0 0 127674 ALTABA INC COM 021346101 2884 42354 SH SOLE 0 0 42354 ALTRIA GROUP INC COM 02209S103 1353 22273 SH SOLE 0 0 22273 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 820 33277 SH SOLE 0 0 33277 AMERICAN EXPRESS CO COM 025816109 1146 10598 SH SOLE 0 0 10598 AMERICAN INTL GROUP INC COM NEW 026874784 1093 20181 SH SOLE 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