Chief Operating Officer

0001085146-18-001945.txt : 20180810 0001085146-18-001945.hdr.sgml : 20180810 20180810100000 ACCESSION NUMBER: 0001085146-18-001945 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180810 DATE AS OF CHANGE: 20180810 EFFECTIVENESS DATE: 20180810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 181007358 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533954 XXXXXXXX 06-30-2018 06-30-2018 false Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Jeff Jorgensen Chief Operating Officer 720-956-3183 /s/ Jeff Jorgensen Denver CO 08-06-2018 0 215 313833 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 1290 13920 SH SOLE 0 0 13920 ADAM NAT RES FD INC COM 00548F105 482 23209 SH SOLE 0 0 23209 ADOBE SYS INC COM 00724F101 6021 24719 SH SOLE 0 0 24719 AEGON N V NY REGISTRY SH 007924103 965 163438 SH SOLE 0 0 163438 AFLAC INC COM 001055102 1285 29859 SH SOLE 0 0 29859 ALCOA CORP COM 013872106 497 10425 SH SOLE 0 0 10425 ALLIANZGI EQUITY & CONV INCO COM 018829101 495 22224 SH SOLE 0 0 22224 ALPS ETF TR ALERIAN MLP 00162Q866 1279 126611 SH SOLE 0 0 126611 ALTABA INC COM 021346101 3080 42042 SH SOLE 0 0 42042 ALTRIA GROUP INC COM 02209S103 1353 23876 SH SOLE 0 0 23876 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 844 36500 SH SOLE 0 0 36500 AMERICAN EXPRESS CO COM 025816109 1136 11621 SH SOLE 0 0 11621 AMERICAN INTL GROUP INC COM NEW 026874784 1074 20214 SH SOLE 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CHARLOTTE FDS INTL BD IDX ETF 92203J407 1509 27476 SH SOLE 0 0 27476 VANGUARD GROUP DIV APP ETF 921908844 1733 17074 SH SOLE 0 0 17074 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2996 22262 SH SOLE 0 0 22262 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 15451 61914 SH SOLE 0 0 61914 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5904 42000 SH SOLE 0 0 42000 VANGUARD INDEX FDS VALUE ETF 922908744 1138 10903 SH SOLE 0 0 10903 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1585 30503 SH SOLE 0 0 30503 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1086 25497 SH SOLE 0 0 25497 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2268 40257 SH SOLE 0 0 40257 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 2820 40200 SH SOLE 0 0 40200 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1588 13736 SH SOLE 0 0 13736 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1857 22217 SH SOLE 0 0 22217 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2324 29722 SH SOLE 0 0 29722 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 1509 24202 SH SOLE 0 0 24202 VANGUARD WORLD FDS ENERGY ETF 92204A306 1188 11326 SH SOLE 0 0 11326 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1606 23760 SH SOLE 0 0 23760 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1479 10844 SH SOLE 0 0 10844 VERIZON COMMUNICATIONS INC COM 92343V104 2028 40240 SH SOLE 0 0 40240 VISA INC COM CL A 92826C839 1644 12473 SH SOLE 0 0 12473 WASTE MGMT INC DEL COM 94106L109 1343 16707 SH SOLE 0 0 16707 WELLS FARGO CO NEW COM 949746101 661 11940 SH SOLE 0 0 11940 WEYERHAEUSER CO COM 962166104 1039 28808 SH SOLE 0 0 28808 WISDOMTREE TR CBOE S&P 500 97717X560 1992 67570 SH SOLE 0 0 67570 WISDOMTREE TR CBOE S&P 500 97717X560 4 14400 SH Put SOLE 0 0 14400 WISDOMTREE TR DYNAMIC CRN EQ 97717X255 674 22678 SH SOLE 0 0 22678 WISDOMTREE TR INTL LRGCAP DV 97717W794 719 15088 SH SOLE 0 0 15088 WISDOMTREE TR JAPN HEDGE EQT 97717W851 581 10753 SH SOLE 0 0 10753 WISDOMTREE TR US EARNINGS 500 97717W588 351 11415 SH SOLE 0 0 11415 WISDOMTREE TR US MIDCAP DIVID 97717W505 667 18655 SH SOLE 0 0 18655 WISDOMTREE TR US MIDCP EARNING 97717W570 587 14648 SH SOLE 0 0 14648 XILINX INC COM 983919101 693 10544 SH SOLE 0 0 10544