0000910472-14-003014.txt : 20140716 0000910472-14-003014.hdr.sgml : 20140716 20140716092407 ACCESSION NUMBER: 0000910472-14-003014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140716 DATE AS OF CHANGE: 20140716 EFFECTIVENESS DATE: 20140716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 14977139 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001533954 XXXXXXXX 06-30-2014 06-30-2014 Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Armin K. Sarabi 303-572-3500 Armin K. Sarabi Denver CO 07-11-2014 0 62 115600 false INFORMATION TABLE 2 aci_13f.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1960 11676 SH SOLE 0 0 0 11676 ISHARES MSCI JAPAN ETF 464286848 3 281 SH SOLE 0 0 0 281 ISHARES S&P MC 400VL ETF 464287705 150 1182 SH SOLE 0 0 0 1182 ISHARES RUS 1000 ETF 464287622 28 256 SH SOLE 0 0 0 256 ISHARES RUSSELL 2000 ETF 464287655 19 157 SH SOLE 0 0 0 157 ISHARES U.S. REAL ES ETF 464287739 7 97 SH SOLE 0 0 0 97 SPDR S&P 500 ETF TR TR UNIT 78462F103 27740 141731 SH SOLE 0 0 0 141731 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4434 100170 SH SOLE 0 0 0 100170 ISHARES MSCI EAFE ETF 464287465 4723 69073 SH SOLE 0 0 0 69073 MICROSOFT CORP COM 594918104 5 123 SH SOLE 0 0 0 123 VERIZON COMMUNICATIONS INC COM 92343V104 12 244 SH SOLE 0 0 0 244 ISHARES RUS MID-CAP ETF 464287499 25 156 SH SOLE 0 0 0 156 SPDR SERIES TRUST DJ REIT ETF 78464A607 11 129 SH SOLE 0 0 0 129 ISHARES U.S. FINLS ETF 464287788 2896 34833 SH SOLE 0 0 0 34833 ISHARES US HLTHCARE ETF 464287762 8 59 SH SOLE 0 0 0 59 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1401 28230 SH SOLE 0 0 0 28230 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1455 14537 SH SOLE 0 0 0 14537 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1394 61322 SH SOLE 0 0 0 61322 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1373 25392 SH SOLE 0 0 0 25392 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1421 37057 SH SOLE 0 0 0 37057 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3495 78319 SH SOLE 0 0 0 78319 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1405 23100 SH SOLE 0 0 0 23100 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1368 20493 SH SOLE 0 0 0 20493 ISHARES 1-3 YR TR BD ETF 464287457 2194 25951 SH SOLE 0 0 0 25951 ISHARES 7-10 Y TR BD ETF 464287440 3786 36552 SH SOLE 0 0 0 36552 ISHARES IBOXX INV CP ETF 464287242 5 46 SH SOLE 0 0 0 46 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 146 1257 SH SOLE 0 0 0 1257 ISHARES MSCI EMG MKT ETF 464287234 3902 90263 SH SOLE 0 0 0 90263 PG&E CORP COM 69331C108 5 107 SH SOLE 0 0 0 107 ISHARES CORE TOTUSBD ETF 464287226 13913 127177 SH SOLE 0 0 0 127177 VANGUARD WORLD FDS ENERGY ETF 92204A306 3782 26271 SH SOLE 0 0 0 26271 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 154 1377 SH SOLE 0 0 0 1377 VANGUARD INDEX FDS SM CP VAL ETF 922908611 153 1448 SH SOLE 0 0 0 1448 VANGUARD INDEX FDS REIT ETF 922908553 6498 86826 SH SOLE 0 0 0 86826 VANGUARD WORLD FDS MATERIALS ETF 92204A801 153 1367 SH SOLE 0 0 0 1367 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 149 3202 SH SOLE 0 0 0 3202 VANGUARD WORLD FDS UTILITIES ETF 92204A876 159 1644 SH SOLE 0 0 0 1644 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 83 3141 SH SOLE 0 0 0 3141 VANGUARD WORLD FDS INF TECH ETF 92204A702 154 1594 SH SOLE 0 0 0 1594 ISHARES SILVER TRUST ISHARES 46428Q109 2408 118934 SH SOLE 0 0 0 118934 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 145 1328 SH SOLE 0 0 0 1328 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 149 1425 SH SOLE 0 0 0 1425 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1616 61096 SH SOLE 0 0 0 61096 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2 31 SH SOLE 0 0 0 31 ISHARES USA ESG SLCT ETF 464288802 7 81 SH SOLE 0 0 0 81 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 3337 270631 SH SOLE 0 0 0 270631 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 4 41 SH SOLE 0 0 0 41 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 8 448 SH SOLE 0 0 0 448 ISHARES IBOXX HI YD ETF 464288513 307 3229 SH SOLE 0 0 0 3229 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 114 4636 SH SOLE 0 0 0 4636 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1699 27942 SH SOLE 0 0 0 27942 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 6 192 SH SOLE 0 0 0 192 PROSHARES TR SHRT 20+YR TRE 74347X849 6 223 SH SOLE 0 0 0 223 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 96 5076 SH SOLE 0 0 0 5076 ALPS ETF TR ALERIAN MLP 00162Q866 15 813 SH SOLE 0 0 0 813 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1874 10446 SH SOLE 0 0 0 10446 PROSHARES TR II VIX MDTRM FUTR 74347W684 4 256 SH SOLE 0 0 0 256 FIRST TR EXCH TRD ALPHA FD I JAPAN ALPHADEX 33737J158 3385 70718 SH SOLE 0 0 0 70718 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 4876 148219 SH SOLE 0 0 0 148219 FLEXSHARES TR IBOXX 3R TARGT 33939L506 5 209 SH SOLE 0 0 0 209 PROSHARES TR II SHT VIX ST TRM 74347W627 11 128 SH SOLE 0 0 0 128 ALPS ETF TR VELOSH VOLA HDGD 00162Q791 4957 165783 SH SOLE 0 0 0 165783