0001586463-14-000009.txt : 20141114
0001586463-14-000009.hdr.sgml : 20141114
20141114151941
ACCESSION NUMBER: 0001586463-14-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CMT Asset Management Ltd
CENTRAL INDEX KEY: 0001533626
IRS NUMBER: 980413405
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15616
FILM NUMBER: 141223437
BUSINESS ADDRESS:
STREET 1: 500 WEST MONROE STREET
STREET 2: SUITE 2630
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: 3129309050
MAIL ADDRESS:
STREET 1: 500 WEST MONROE STREET
STREET 2: SUITE 2630
CITY: CHICAGO
STATE: IL
ZIP: 60661
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001533626
XXXXXXXX
09-30-2014
09-30-2014
CMT Asset Management Ltd
500 WEST MONROE STREET
SUITE 2630
CHICAGO
IL
60661
13F HOLDINGS REPORT
028-15616
Y
*NOTE: CMT ASSET MANAGEMENT LTD, CMT TRADING LLC AND PANTHERA INVESTMENT GMBH, WHO SHARE ULTIMATE BENEFICIAL OWNERS, EACH EXERCISE INVESTMENT DISCRETION OVER POSITIONS IN SECTION 13(F) SECURITIES. THESE ENTITIES DO NOT SHARE INVESTMENT DISCRETION WITH ONE ANOTHER, AND EACH FILES A FORM 13F HOLDINGS REPORT, LISTING THE POSITIONS IN SECTION 13(F) SECURITIES OVER WHICH THE FILER EXERCISES INVESTMENT DISCRETION.
Tim Stoner
Chief Compliance Officer
312-930-9050
/Tim Stoner
Chicago
IL
11-14-2014
1
174
1930728
false
1
0001586463
028-15617
GTO LLC
INFORMATION TABLE
2
cmtam.xml
ALIBABA GROUP HLDG LTD
SPONSORED ADS ADDED
01609W102
59
660
SH
DFND
1
660
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS ADDED
01609W102
89
1000
SH
Put
DFND
1
1000
0
0
AMAZON COM INC
COM
023135106
12704
39400
SH
Call
DFND
1
39400
0
0
AMAZON COM INC
COM
023135106
21410
66400
SH
Put
DFND
1
66400
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
713
20090
SH
DFND
1
20090
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
177
5000
SH
Call
DFND
1
5000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
922
26000
SH
Put
DFND
1
26000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
2529
46807
SH
DFND
1
46807
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
12533
232000
SH
Call
DFND
1
232000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
22105
409200
SH
Put
DFND
1
409200
0
0
APPLE INC
COM
037833100
2025
20096
SH
DFND
1
20096
0
0
APPLE INC
COM
037833100
24986
248000
SH
Call
DFND
1
248000
0
0
APPLE INC
COM
037833100
37217
369400
SH
Put
DFND
1
369400
0
0
AT&T INC
COM
00206R102
119
3390
SH
DFND
1
3390
0
0
AT&T INC
COM
00206R102
22328
633600
SH
Call
DFND
1
633600
0
0
AT&T INC
COM
00206R102
11784
334400
SH
Put
DFND
1
334400
0
0
BANK AMER CORP
COM
060505104
48850
2865100
SH
Call
DFND
1
2865100
0
0
BANK AMER CORP
COM
060505104
45936
2694200
SH
Put
DFND
1
2694200
0
0
BARRICK GOLD CORP
COM
067901108
827
56378
SH
DFND
1
56378
0
0
BARRICK GOLD CORP
COM
067901108
3090
210800
SH
Call
DFND
1
210800
0
0
BARRICK GOLD CORP
COM
067901108
2173
148200
SH
Put
DFND
1
148200
0
0
BDCA VENTURE INC
COM ADDED
05543L106
106
20123
SH
DFND
1
20123
0
0
BLACKBERRY LTD
COM
09228F103
1200
120738
SH
DFND
1
120738
0
0
BLACKBERRY LTD
COM
09228F103
1164
117100
SH
Call
DFND
1
117100
0
0
BLACKBERRY LTD
COM
09228F103
2698
271400
SH
Put
DFND
1
271400
0
0
BP PLC
SPONSORED ADR
055622104
17866
406500
SH
Call
DFND
1
406500
0
0
BP PLC
SPONSORED ADR
055622104
10561
240300
SH
Put
DFND
1
240300
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
235
4589
SH
DFND
1
4589
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
6715
131200
SH
Call
DFND
1
131200
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
7436
145300
SH
Put
DFND
1
145300
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
943
41030
SH
DFND
1
41030
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
115
5000
SH
Call
DFND
1
5000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
1952
84900
SH
Put
DFND
1
84900
0
0
CHEVRON CORP NEW
COM
166764100
775
6490
SH
DFND
1
6490
0
0
CHEVRON CORP NEW
COM
166764100
21144
177200
SH
Call
DFND
1
177200
0
0
CHEVRON CORP NEW
COM
166764100
14187
118900
SH
Put
DFND
1
118900
0
0
CHINA HOUSING & LAND DEV INC
COM
16939V103
27
18000
SH
DFND
1
18000
0
0
CISCO SYS INC
COM
17275R102
321
12745
SH
DFND
1
12745
0
0
CISCO SYS INC
COM
17275R102
597
23700
SH
Call
DFND
1
23700
0
0
CISCO SYS INC
COM
17275R102
2049
81400
SH
Put
DFND
1
81400
0
0
CITIGROUP INC
COM NEW
172967424
2287
44126
SH
DFND
1
44126
0
0
CITIGROUP INC
COM NEW
172967424
51100
986100
SH
Call
DFND
1
986100
0
0
CITIGROUP INC
COM NEW
172967424
46400
895400
SH
Put
DFND
1
895400
0
0
EBAY INC
COM
278642103
1662
29349
SH
DFND
1
29349
0
0
EBAY INC
COM
278642103
5640
99600
SH
Call
DFND
1
99600
0
0
EBAY INC
COM
278642103
3386
59800
SH
Put
DFND
1
59800
0
0
EXXON MOBIL CORP
COM
30231G102
26409
280800
SH
Call
DFND
1
280800
0
0
EXXON MOBIL CORP
COM
30231G102
35805
380700
SH
Put
DFND
1
380700
0
0
FACEBOOK INC
CL A
30303M102
84628
1070700
SH
Call
DFND
1
1070700
0
0
FACEBOOK INC
CL A
30303M102
58727
743000
SH
Put
DFND
1
743000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
135
9101
SH
DFND
1
9101
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
74
5000
SH
Call
DFND
1
5000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1396
94400
SH
Put
DFND
1
94400
0
0
GENERAL ELECTRIC CO
COM
369604103
512
20000
SH
Call
DFND
1
20000
0
0
GENERAL MTRS CO
COM
37045V100
14942
467800
SH
Call
DFND
1
467800
0
0
GENERAL MTRS CO
COM
37045V100
4877
152700
SH
Put
DFND
1
152700
0
0
GILEAD SCIENCES INC
COM
375558103
411
3863
SH
DFND
1
3863
0
0
GILEAD SCIENCES INC
COM
375558103
7345
69000
SH
Call
DFND
1
69000
0
0
GILEAD SCIENCES INC
COM
375558103
5110
48000
SH
Put
DFND
1
48000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2046
11145
SH
DFND
1
11145
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
7416
40400
SH
Call
DFND
1
40400
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
35007
190700
SH
Put
DFND
1
190700
0
0
GOOGLE INC
CL A
38259P508
172
292
SH
DFND
1
292
0
0
GOOGLE INC
CL C
38259P706
169
292
SH
DFND
1
292
0
0
GOOGLE INC
CL C
38259P706
1790
3100
SH
Call
DFND
1
3100
0
0
GOOGLE INC
CL A
38259P508
1824
3100
SH
Call
DFND
1
3100
0
0
GOOGLE INC
CL C
38259P706
6640
11500
SH
Put
DFND
1
11500
0
0
GOOGLE INC
CL A
38259P508
6767
11500
SH
Put
DFND
1
11500
0
0
GROUPON INC
COM CL A
399473107
1122
167982
SH
DFND
1
167982
0
0
GROUPON INC
COM CL A
399473107
1639
245300
SH
Call
DFND
1
245300
0
0
GROUPON INC
COM CL A
399473107
3232
483900
SH
Put
DFND
1
483900
0
0
GT ADVANCED TECHNOLOGIES INC
COM
36191U106
62
5723
SH
DFND
1
5723
0
0
HALLIBURTON CO
COM
406216101
1720
26664
SH
DFND
1
26664
0
0
HALLIBURTON CO
COM
406216101
2535
39300
SH
Call
DFND
1
39300
0
0
HALLIBURTON CO
COM
406216101
10605
164400
SH
Put
DFND
1
164400
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
41
948
SH
DFND
1
948
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
8763
200300
SH
Call
DFND
1
200300
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
13584
310500
SH
Put
DFND
1
310500
0
0
HEWLETT PACKARD CO
COM
428236103
75
2110
SH
DFND
1
2110
0
0
HEWLETT PACKARD CO
COM
428236103
4934
139100
SH
Call
DFND
1
139100
0
0
HEWLETT PACKARD CO
COM
428236103
7129
201000
SH
Put
DFND
1
201000
0
0
INTEL CORP
COM
458140100
21951
630400
SH
Call
DFND
1
630400
0
0
INTEL CORP
COM
458140100
10018
287700
SH
Put
DFND
1
287700
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
482
2539
SH
DFND
1
2539
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
13687
72100
SH
Call
DFND
1
72100
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
6018
31700
SH
Put
DFND
1
31700
0
0
JPMORGAN CHASE & CO
COM
46625H100
448
7433
SH
DFND
1
7433
0
0
JPMORGAN CHASE & CO
COM
46625H100
45566
756400
SH
Call
DFND
1
756400
0
0
JPMORGAN CHASE & CO
COM
46625H100
30915
513200
SH
Put
DFND
1
513200
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
2112
98867
SH
DFND
1
98867
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
8156
381900
SH
Call
DFND
1
381900
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
11597
543000
SH
Put
DFND
1
543000
0
0
MCDONALDS CORP
COM
580135101
3349
35318
SH
DFND
1
35318
0
0
MCDONALDS CORP
COM
580135101
23579
248700
SH
Call
DFND
1
248700
0
0
MCDONALDS CORP
COM
580135101
11785
124300
SH
Put
DFND
1
124300
0
0
MICRON TECHNOLOGY INC
COM
595112103
987
28819
SH
DFND
1
28819
0
0
MICRON TECHNOLOGY INC
COM
595112103
2271
66300
SH
Call
DFND
1
66300
0
0
MICRON TECHNOLOGY INC
COM
595112103
2501
73000
SH
Put
DFND
1
73000
0
0
MICROSOFT CORP
COM
594918104
9142
197200
SH
Call
DFND
1
197200
0
0
MICROSOFT CORP
COM
594918104
10552
227600
SH
Put
DFND
1
227600
0
0
MORGAN STANLEY
COM NEW
617446448
11495
332500
SH
Call
DFND
1
332500
0
0
MORGAN STANLEY
COM NEW
617446448
14170
409900
SH
Put
DFND
1
409900
0
0
MOSAIC CO NEW
COM
61945C103
2589
58300
SH
Call
DFND
1
58300
0
0
MOSAIC CO NEW
COM
61945C103
919
20700
SH
Put
DFND
1
20700
0
0
NATIONAL BK GREECE S A
SPN ADR REP 1 SH
633643705
305
104022
SH
DFND
1
104022
0
0
NATIONAL BK GREECE S A
SPN ADR REP 1 SH
633643705
8849
2940000
SH
Call
DFND
1
2940000
0
0
NATIONAL BK GREECE S A
SPN ADR REP 1 SH
633643705
723
240300
SH
Put
DFND
1
240300
0
0
NAVIDEA BIOPHARMACEUTICALS
COM
63937X103
13
10000
SH
Call
DFND
1
10000
0
0
NETFLIX INC
COM
64110L106
518
1147
SH
DFND
1
1147
0
0
NETFLIX INC
COM
64110L106
2572
5700
SH
Call
DFND
1
5700
0
0
NETFLIX INC
COM
64110L106
10061
22300
SH
Put
DFND
1
22300
0
0
NEWMONT MINING CORP
COM
651639106
2875
124733
SH
DFND
1
124733
0
0
NEWMONT MINING CORP
COM
651639106
9208
399500
SH
Call
DFND
1
399500
0
0
NEWMONT MINING CORP
COM
651639106
6237
270600
SH
Put
DFND
1
270600
0
0
NOKIA CORP
SPONSORED ADR
654902204
1472
174000
SH
Call
DFND
1
174000
0
0
NOKIA CORP
SPONSORED ADR
654902204
15044
1778200
SH
Call
DFND
1
1778200
0
0
NOKIA CORP
SPONSORED ADR
654902204
3114
368100
SH
Put
DFND
1
368100
0
0
NOKIA CORP
SPONSORED ADR
654902204
13288
1570700
SH
Put
DFND
1
1570700
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
63
9110
SH
DFND
1
9110
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
836
119900
SH
Call
DFND
1
119900
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
1222
175300
SH
Put
DFND
1
175300
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
133
1382
SH
DFND
1
1382
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
1135
11800
SH
Call
DFND
1
11800
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
5500
57200
SH
Put
DFND
1
57200
0
0
ORACLE CORP
COM
68389X105
95
2470
SH
DFND
1
2470
0
0
ORACLE CORP
COM
68389X105
6829
178400
SH
Call
DFND
1
178400
0
0
ORACLE CORP
COM
68389X105
8307
217000
SH
Put
DFND
1
217000
0
0
PENNEY J C INC
COM
708160106
10382
1034100
SH
Call
DFND
1
1034100
0
0
PENNEY J C INC
COM
708160106
20615
2053300
SH
Put
DFND
1
2053300
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
1993
140482
SH
DFND
1
140482
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
19462
1371500
SH
Call
DFND
1
1371500
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
14315
1008800
SH
Put
DFND
1
1008800
0
0
PFIZER INC
COM
717081103
16867
570400
SH
Call
DFND
1
570400
0
0
PFIZER INC
COM
717081103
8315
281200
SH
Put
DFND
1
281200
0
0
POTASH CORP SASK INC
COM
73755L107
1376
39803
SH
DFND
1
39803
0
0
POTASH CORP SASK INC
COM
73755L107
1970
57000
SH
Call
DFND
1
57000
0
0
POTASH CORP SASK INC
COM
73755L107
2606
75400
SH
Put
DFND
1
75400
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
5864
253100
SH
Call
DFND
1
253100
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1990
85900
SH
Put
DFND
1
85900
0
0
SEVENTY SEVEN ENERGY INC
COM ADDED
818097107
140
5900
SH
Put
DFND
1
5900
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
2048
17619
SH
DFND
1
17619
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
30261
260400
SH
Call
DFND
1
260400
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
40476
348300
SH
Put
DFND
1
348300
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
62140
315400
SH
Call
DFND
1
315400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
142662
724100
SH
Put
DFND
1
724100
0
0
STARBUCKS CORP
COM
855244109
308
4076
SH
DFND
1
4076
0
0
STARBUCKS CORP
COM
855244109
2603
34500
SH
Call
DFND
1
34500
0
0
STARBUCKS CORP
COM
855244109
5961
79000
SH
Put
DFND
1
79000
0
0
TESLA MTRS INC
COM
88160R101
1689
6960
SH
DFND
1
6960
0
0
TESLA MTRS INC
COM
88160R101
36087
148700
SH
Call
DFND
1
148700
0
0
TESLA MTRS INC
COM
88160R101
87389
360100
SH
Put
DFND
1
360100
0
0
TWITTER INC
COM
90184L102
7201
139600
SH
Call
DFND
1
139600
0
0
TWITTER INC
COM
90184L102
1759
34100
SH
Put
DFND
1
34100
0
0
UNITED STATES STL CORP NEW
COM
912909108
14
353
SH
DFND
1
353
0
0
UNITED STATES STL CORP NEW
COM
912909108
674
17200
SH
Call
DFND
1
17200
0
0
UNITED STATES STL CORP NEW
COM
912909108
3153
80500
SH
Put
DFND
1
80500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
617
7150
SH
DFND
1
7150
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
6020
69800
SH
Call
DFND
1
69800
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
10307
119500
SH
Put
DFND
1
119500
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
30
647
SH
DFND
1
647
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
231
5000
SH
Call
DFND
1
5000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
231
5000
SH
Put
DFND
1
5000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
18476
369600
SH
Call
DFND
1
369600
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
22780
455700
SH
Put
DFND
1
455700
0
0
WAL-MART STORES INC
COM
931142103
8259
108000
SH
Call
DFND
1
108000
0
0
WAL-MART STORES INC
COM
931142103
14055
183800
SH
Put
DFND
1
183800
0
0
WELLS FARGO & CO NEW
COM
949746101
18305
352900
SH
Call
DFND
1
352900
0
0
WELLS FARGO & CO NEW
COM
949746101
21163
408000
SH
Put
DFND
1
408000
0
0
WHOLE FOODS MKT INC
COM
966837106
2105
55256
SH
DFND
1
55256
0
0
WHOLE FOODS MKT INC
COM
966837106
13822
362700
SH
Call
DFND
1
362700
0
0
WHOLE FOODS MKT INC
COM
966837106
4973
130500
SH
Put
DFND
1
130500
0
0
YAHOO INC
COM
984332106
2961
72673
SH
DFND
1
72673
0
0
YAHOO INC
COM
984332106
41911
1028500
SH
Call
DFND
1
1028500
0
0
YAHOO INC
COM
984332106
40689
998500
SH
Put
DFND
1
998500
0
0