0001533626-17-000001.txt : 20170214
0001533626-17-000001.hdr.sgml : 20170214
20170214130614
ACCESSION NUMBER: 0001533626-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CMT Asset Management Ltd
CENTRAL INDEX KEY: 0001533626
IRS NUMBER: 980413405
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15616
FILM NUMBER: 17606196
BUSINESS ADDRESS:
STREET 1: 500 WEST MONROE STREET
STREET 2: SUITE 2630
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: 3129309050
MAIL ADDRESS:
STREET 1: 500 WEST MONROE STREET
STREET 2: SUITE 2630
CITY: CHICAGO
STATE: IL
ZIP: 60661
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001533626
XXXXXXXX
12-31-2016
12-31-2016
CMT Asset Management Ltd
500 WEST MONROE STREET
SUITE 2630
CHICAGO
IL
60661
13F HOLDINGS REPORT
028-15616
N
Timothy Stoner
VP Operations
312-930-9050
Timothy Stoner
Chicago
IL
02-14-2017
1
178
2136505
false
1
0001586463
028-15617
GTO LLC
INFORMATION TABLE
2
cmtam-q4.xml
APPLE INC
COM
037833100
2144
18511
SH
DFND
1
18511
0
0
BARRICK GOLD CORP
COM
067901108
615
38500
SH
DFND
1
38500
0
0
ALLERGAN PLC
SHS
G0177J108
1677
7985
SH
DFND
1
7985
0
0
BANK AMERICA CORP
COM
060505104
3413
154445
SH
DFND
1
154445
0
0
BLACKBERRY LTD
COM
09228F103
173
25100
SH
DFND
1
25100
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
5351
91562
SH
DFND
1
91562
0
0
BP PLC
SPONSORED ADR
055622104
911
24130
SH
DFND
1
24130
0
0
CHEVRON CORP NEW
COM
166764100
965
8200
SH
DFND
1
8200
0
0
CITIGROUP INC
COM NEW
172967424
1210
20365
SH
DFND
1
20365
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
964
19603
SH
DFND
1
19603
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
3119
172345
SH
DFND
1
172345
0
0
EBAY INC
COM
278642103
731
24605
SH
DFND
1
24605
0
0
FACEBOOK INC
CL A
30303M102
3181
27650
SH
DFND
1
27650
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
288
21800
SH
DFND
1
21800
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
235
11210
SH
DFND
1
11210
0
0
GENERAL ELECTRIC CO
COM
369604103
1624
51400
SH
DFND
1
51400
0
0
GILEAD SCIENCES INC
COM
375558103
2857
39902
SH
DFND
1
39902
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1318
5503
SH
DFND
1
5503
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
1200
24930
SH
DFND
1
24930
0
0
PENNEY J C INC
COM
708160106
2738
329486
SH
DFND
1
329486
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
756
22675
SH
DFND
1
22675
0
0
MICRON TECHNOLOGY INC
COM
595112103
284
12965
SH
DFND
1
12965
0
0
MICROSOFT CORP
COM
594918104
942
15166
SH
DFND
1
15166
0
0
NEWMONT MINING CORP
COM
651639106
888
26050
SH
DFND
1
26050
0
0
NETFLIX INC
COM
64110L106
1554
12555
SH
DFND
1
12555
0
0
ORACLE CORP
COM
68389X105
250
6500
SH
DFND
1
6500
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
708
68000
SH
DFND
1
68000
0
0
PAYPAL HLDGS INC
COM
70450Y103
971
24605
SH
DFND
1
24605
0
0
TESLA MTRS INC
COM
88160R101
312
1460
SH
DFND
1
1460
0
0
TWITTER INC
COM
90184L102
4941
303100
SH
DFND
1
303100
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
362
2261
SH
DFND
1
2261
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
259
22065
SH
DFND
1
22065
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
2764
190375
SH
DFND
1
190375
0
0
VALE SP ADR
ADR
91912E105
1140
149633
SH
DFND
1
149633
0
0
WHOLE FOODS MKT INC
COM
966837106
389
12636
SH
DFND
1
12636
0
0
WILLIAMS COS INC DEL
COM
969457100
1003
32200
SH
DFND
1
32200
0
0
EXXON MOBIL CORP
COM
30231G102
1886
20900
SH
DFND
1
20900
0
0
YAHOO INC
COM
984332106
1376
35585
SH
DFND
1
35585
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1546
14100
SH
DFND
1
14100
0
0
AMERICAN AIRLS GROUP INC
CALL
02376R902
21641
463500
SH
Call
DFND
1
463500
0
0
AMERICAN AIRLS GROUP INC
PUT
02376R952
22196
475400
SH
Put
DFND
1
475400
0
0
APPLE INC
CALL
037833900
23697
204600
SH
Call
DFND
1
204600
0
0
APPLE INC
PUT
037833950
46536
401800
SH
Put
DFND
1
401800
0
0
ABBVIE INC
CALL
00287Y909
8710
139100
SH
Call
DFND
1
139100
0
0
ABBVIE INC
PUT
00287Y959
5091
81300
SH
Put
DFND
1
81300
0
0
BARRICK GOLD CORP
CALL
067901908
30288
1895400
SH
Call
DFND
1
1895400
0
0
BARRICK GOLD CORP
PUT
067901958
14937
934700
SH
Put
DFND
1
934700
0
0
ALLERGAN PLC
CALL
G0177J908
29844
142300
SH
Call
DFND
1
142300
0
0
ALLERGAN PLC
PUT
G0177J958
28771
137000
SH
Put
DFND
1
13700
0
0
AMERICAN INTL GROUP INC
CALL
026874904
6538
100100
SH
Call
DFND
1
100100
0
0
AMERICAN INTL GROUP INC
PUT
026874954
1985
30400
SH
Put
DFND
1
30400
0
0
AMAZON COM INC
CALL
023135906
31045
41400
SH
Call
DFND
1
41400
0
0
AMAZON COM INC
PUT
023135956
37119
49500
SH
Put
DFND
1
37119
0
0
ALIBABA GROUP HLDG LTD
CALL
01609W902
7464
85000
SH
Call
DFND
1
7464
0
0
ALIBABA GROUP HLDG LTD
PUT
01609W952
4557
51900
SH
Put
DFND
1
4557
0
0
BANK AMERICA CORP
CALL
060505904
30396
1375400
SH
Call
DFND
1
30396
0
0
BANK AMERICA CORP
PUT
060505954
50326
2277200
SH
Put
DFND
1
50326
0
0
BLACKBERRY LTD
PUT
09228F953
189
27500
SH
Put
DFND
1
27500
0
0
BRISTOL MYERS SQUIBB CO
CALL
110122908
9590
164100
SH
Call
DFND
1
164100
0
0
BRISTOL MYERS SQUIBB CO
PUT
110122958
12103
207100
SH
Put
DFND
1
207100
0
0
BP PLC
CALL
055622904
26043
690100
SH
Call
DFND
1
690100
0
0
BP PLC
PUT
055622954
17322
459000
SH
Put
DFND
1
459000
0
0
CHESAPEAKE ENERGY CORP
CALL
165167907
7964
1134400
SH
Call
DFND
1
1109400
0
0
CHESAPEAKE ENERGY CORP
PUT
165167957
4452
634200
SH
Put
DFND
1
634200
0
0
CHEVRON CORP NEW
CALL
166764900
36711
311900
SH
Call
DFND
1
311900
0
0
CHEVRON CORP NEW
PUT
166764950
58685
498600
SH
Put
DFND
1
498600
0
0
CITIGROUP INC
CALL
172967904
16052
270100
SH
Call
DFND
1
270100
0
0
CITIGROUP INC
PUT
172967954
21454
361000
SH
Put
DFND
1
361000
0
0
ISHARES TR
CALL
464287901
698
3800
SH
Call
DFND
1
698
0
0
CONOCOPHILLIPS
CALL
20825C904
18647
371900
SH
Call
DFND
1
18647
0
0
CONOCOPHILLIPS
PUT
20825C954
21500
428800
SH
Put
DFND
1
21500
0
0
CISCO SYS INC
CALL
17275R902
6419
212400
SH
Call
DFND
1
6419
0
0
CISCO SYS INC
PUT
17275R952
1463
48400
SH
Put
DFND
1
1463
0
0
DELTA AIR LINES INC DEL
CALL
247361902
2548
51800
SH
Call
DFND
1
2548
0
0
DELTA AIR LINES INC DEL
PUT
247361952
5839
118700
SH
Put
DFND
1
5839
0
0
DEUTSCHE BANK AG
CALL
D18190908
28808
1591600
SH
Call
DFND
1
28808
0
0
DEUTSCHE BANK AG
PUT
D18190958
56934
3145500
SH
Put
DFND
1
56934
0
0
MORGAN STANLEY
CALL
617446908
11053
261600
SH
Call
DFND
1
11053
0
0
MORGAN STANLEY
PUT
617446958
5311
125700
SH
Put
DFND
1
5311
0
0
EOG RES INC
CALL
26875P901
910
9000
SH
Call
DFND
1
9000
0
0
EOG RES INC
PUT
26875P951
1698
16800
SH
Put
DFND
1
16800
0
0
ENERGY TRANSFER EQUITY L P
CALL
29273R909
7886
408400
SH
Call
DFND
1
408400
0
0
ENERGY TRANSFER EQUITY L P
PUT
29273R959
6689
346400
SH
Put
DFND
1
346400
0
0
FACEBOOK INC
CALL
30303M902
15831
137600
SH
Call
DFND
1
137600
0
0
FACEBOOK INC
PUT
30303M952
12494
108600
SH
Put
DFND
1
108600
0
0
FREEPORT-MCMORAN INC
CALL
35671D907
10287
779900
SH
Call
DFND
1
779900
0
0
FREEPORT-MCMORAN INC
PUT
35671D957
24198
1834600
SH
Put
DFND
1
1834600
0
0
FORD MTR CO DEL
CALL
345370900
615
50700
SH
Call
DFND
1
50700
0
0
FORD MTR CO DEL
PUT
345370950
1463
120600
SH
Put
DFND
1
120600
0
0
SPDR GOLD TRUST
CALL
78463V907
5803
277400
SH
Call
DFND
1
277400
0
0
SPDR GOLD TRUST
PUT
78463V957
1556
74400
SH
Put
DFND
1
74400
0
0
VANECK VECTORS ETF TR
CALL
92189F906
7556
361200
SH
Call
DFND
1
361200
0
0
VANECK VECTORS ETF TR
PUT
92189F956
10688
510900
SH
Put
DFND
1
510900
0
0
GENERAL ELECTRIC CO
CALL
369604903
4487
142000
SH
Call
DFND
1
142000
0
0
GENERAL ELECTRIC CO
PUT
369604953
5887
186300
SH
Put
DFND
1
186300
0
0
GILEAD SCIENCES INC
CALL
375558903
8522
119000
SH
Call
DFND
1
119000
0
0
GILEAD SCIENCES INC
PUT
375558953
6359
88800
SH
Put
DFND
1
88800
0
0
GENERAL MTRS CO
CALL
37045V900
1324
38000
SH
Call
DFND
1
38000
0
0
GENERAL MTRS CO
PUT
37045V950
4923
141300
SH
Put
DFND
1
141300
0
0
GOLDMAN SACHS GROUP INC
CALL
38141G904
5531
23100
SH
Call
DFND
1
23100
0
0
GOLDMAN SACHS GROUP INC
PUT
38141G954
9961
41600
SH
Put
DFND
1
41600
0
0
HALLIBURTON CO
CALL
406216901
1390
25700
SH
Call
DFND
1
25700
0
0
HALLIBURTON CO
PUT
406216951
2445
45200
SH
Put
DFND
1
45200
0
0
HOME DEPOT INC
CALL
437076902
539
11200
SH
Call
DFND
1
11200
0
0
HERBALIFE LTD
CALL
G4412G901
8203
170400
SH
Call
DFND
1
170400
0
0
HERBALIFE LTD
PUT
G4412G951
42127
875100
SH
Put
DFND
1
875100
0
0
INTERNATIONAL BUSINESS MACHS
CALL
459200901
3901
23500
SH
Call
DFND
1
23500
0
0
INTERNATIONAL BUSINESS MACHS
PUT
459200951
1062
6400
SH
Put
DFND
1
6400
0
0
INTEL CORP
CALL
458140900
2104
58000
SH
Call
DFND
1
58000
0
0
INTEL CORP
PUT
458140950
544
15000
SH
Put
DFND
1
15000
0
0
PENNEY J C INC
CALL
708160906
9466
1139100
SH
Call
DFND
1
1139100
0
0
PENNEY J C INC
PUT
708160956
45955
5534900
SH
Put
DFND
1
5534900
0
0
JPMORGAN CHASE & CO
CALL
46625H900
11666
135200
SH
Call
DFND
1
135200
0
0
JPMORGAN CHASE & CO
PUT
46625H950
10993
127400
SH
Put
DFND
1
127400
0
0
NORDSTROM INC
PUT
655664950
467
35000
SH
Put
DFND
1
35000
0
0
MACYS INC
CALL
55616P904
247
6900
SH
Call
DFND
1
6900
0
0
MACYS INC
PUT
55616P954
7760
216700
SH
Put
DFND
1
216700
0
0
MCDONALDS CORP
CALL
580135901
304
2500
SH
Call
DFND
1
2500
0
0
MCDONALDS CORP
PUT
580135951
1716
14100
SH
Put
DFND
1
14100
0
0
ISHARES
CALL
464286903
13569
407000
SH
Call
DFND
1
407000
0
0
ISHARES
PUT
464286953
29469
883900
SH
Put
DFND
1
883900
0
0
MICRON TECHNOLOGY INC
CALL
595112903
1530
69800
SH
Call
DFND
1
69800
0
0
MICRON TECHNOLOGY INC
PUT
595112953
285
13000
SH
Put
DFND
1
13000
0
0
ISHARES TR
CALL
464287901
17034
161900
SH
Call
DFND
1
161900
0
0
MONSANTO CO NEW
CALL
61166W901
2693
25600
SH
Call
DFND
1
25600
0
0
MICROSOFT CORP
CALL
594918904
4008
64500
SH
Call
DFND
1
64500
0
0
MICROSOFT CORP
PUT
594918954
4971
80000
SH
Put
DFND
1
80000
0
0
NEWMONT MINING CORP
CALL
651639906
20629
605500
SH
Call
DFND
1
605500
0
0
NEWMONT MINING CORP
PUT
651639956
23314
684300
SH
Put
DFND
1
684300
0
0
NETFLIX INC
CALL
64110L906
2872
23200
SH
Call
DFND
1
23200
0
0
NETFLIX INC
PUT
64110L956
6859
55400
SH
Put
DFND
1
55400
0
0
NOKIA CORP
CALL
654902904
1524
316300
SH
Call
DFND
1
316300
0
0
NOKIA CORP
PUT
654902954
241
50100
SH
Put
DFND
1
50100
0
0
NQ MOBILE INC
CALL
64118U908
1489
462500
SH
Call
DFND
1
462500
0
0
ORACLE CORP
CALL
68389X905
11400
296500
SH
Call
DFND
1
296500
0
0
ORACLE CORP
PUT
68389X955
12996
338000
SH
Put
DFND
1
338000
0
0
PETROLEO BRASILEIRO SA PETRO
CALL
71654V908
15683
1506500
SH
Call
DFND
1
1506500
0
0
PETROLEO BRASILEIRO SA PETRO
PUT
71654V958
32112
3084600
SH
Put
DFND
1
3084600
0
0
PFIZER INC
CALL
717081903
49974
1538600
SH
Call
DFND
1
1538600
0
0
PFIZER INC
PUT
717081953
34253
1054600
SH
Put
DFND
1
1054600
0
0
AT&T INC
CALL
00206R902
52265
1228900
SH
Call
DFND
1
1228900
0
0
AT&T INC
PUT
00206R952
85324
2006200
SH
Put
DFND
1
2006200
0
0
SPDR S&P 500 ETF TR
CALL
78462F903
3861
40000
SH
Call
DFND
1
40000
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
4334
44900
SH
Put
DFND
1
44900
0
0
TIME WARNER INC
CALL
887317903
483
5000
SH
Call
DFND
1
5000
0
0
TIME WARNER INC
PUT
887317953
241
2500
SH
Put
DFND
1
2500
0
0
TESLA MOTORS INC
CALL
88160R901
23997
112300
SH
Call
DFND
1
112300
0
0
TESLA MOTORS INC
PUT
88160R951
30408
142300
SH
Put
DFND
1
142300
0
0
TWITTER INC
CALL
90184L902
7033
431500
SH
Call
DFND
1
431500
0
0
TWITTER INC
PUT
90184L952
10494
643800
SH
Put
DFND
1
643800
0
0
UNITED CONTL HLDGS INC
CALL
910047909
4533
62200
SH
Call
DFND
1
62200
0
0
UNITED CONTL HLDGS INC
PUT
910047959
2063
28300
SH
Put
DFND
1
28300
0
0
UNITEDHEALTH GROUP INC
PUT
91324P902
13139
82100
SH
Put
DFND
1
82100
0
0
UNITED STATES OIL FUND LP
CALL
91232N908
27936
2383600
SH
Call
DFND
1
2383600
0
0
UNITED STATES OIL FUND LP
PUT
91232N958
7784
664200
SH
Put
DFND
1
664200
0
0
VALEANT PHARMACEUTICALS INTL
CALL
91911K902
727
50100
SH
Call
DFND
1
50100
0
0
VALEANT PHARMACEUTICALS INTL
PUT
91911K952
4060
279600
SH
Put
DFND
1
279600
0
0
VALE S A
CALL
91912E905
5102
669500
SH
Call
DFND
1
669500
0
0
VALE S A
PUT
91912E955
18441
2420100
SH
Put
DFND
1
2420100
0
0
VERIZON COMMUNICATIONS INC
CALL
92343V904
46574
872500
SH
Call
DFND
1
872500
0
0
VERIZON COMMUNICATIONS INC
PUT
92343V954
27069
507100
SH
Put
DFND
1
507100
0
0
WELLS FARGO & CO NEW
CALL
949746901
23163
420300
SH
Call
DFND
1
420300
0
0
WELLS FARGO & CO NEW
PUT
949746951
17442
316500
SH
Put
DFND
1
316500
0
0
WHOLE FOODS MKT INC
CALL
966837906
2292
74500
SH
Call
DFND
1
74500
0
0
WHOLE FOODS MKT INC
PUT
966837956
385
12500
SH
Put
DFND
1
12500
0
0
WAL-MART STORES INC
CALL
931142903
20377
294800
SH
Call
DFND
1
294800
0
0
WAL-MART STORES INC
PUT
931142953
14170
205000
SH
Put
DFND
1
20500
0
0
WILLIAMS COS INC DEL
CALL
969457900
6001
192700
SH
Call
DFND
1
192700
0
0
WILLIAMS COS INC DEL
PUT
969457950
5151
165400
SH
Put
DFND
1
165400
0
0
UNITED STATES STL CORP NEW
CALL
912909908
33129
1003600
SH
Call
DFND
1
1003600
0
0
UNITED STATES STL CORP NEW
PUT
912909958
70625
2139500
SH
Put
DFND
1
2139500
0
0
EXXON MOBIL CORP
CALL
30231G902
85187
943800
SH
Call
DFND
1
943800
0
0
EXXON MOBIL CORP
PUT
30231G952
57631
638500
SH
Put
DFND
1
638500
0
0
YAHOO INC
PUT
984332956
2695
69700
SH
Put
DFND
1
69700
0
0
TOWN SPORTS INTL HLDGS INC
COM
89214A102
379
151661
SH
DFND
1
151661
0
0
VIRTU FINL INC
CL A
928254101
686
43000
SH
DFND
1
43000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
105
15000
SH
DFND
1
15000
0
0
BJS RESTAURANTS INC
COM
09180C106
786
20000
SH
DFND
1
20000
0
0