0001533626-14-000004.txt : 20140814 0001533626-14-000004.hdr.sgml : 20140814 20140814142209 ACCESSION NUMBER: 0001533626-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CMT Asset Management Ltd CENTRAL INDEX KEY: 0001533626 IRS NUMBER: 980413405 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15616 FILM NUMBER: 141041605 BUSINESS ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2630 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3129309050 MAIL ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2630 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001533626 XXXXXXXX 06-30-2014 06-30-2014 CMT Asset Management Ltd

500 WEST MONROE STREET SUITE 2630 CHICAGO IL 60661

13F HOLDINGS REPORT 028-15616 Y *NOTE: CMT ASSET MANAGEMENT LTD, CMT TRADING LLC AND PANTHERA INVESTMENT GMBH, WHO SHARE ULTIMATE BENEFICIAL OWNERS, EACH EXERCISE INVESTMENT DISCRETION OVER POSITIONS IN SECTION 13(F) SECURITIES. THESE ENTITIES DO NOT SHARE INVESTMENT DISCRETION WITH ONE ANOTHER, AND EACH FILES A FORM 13F HOLDINGS REPORT, LISTING THE POSITIONS IN SECTION 13(F) SECURITIES OVER WHICH THE FILER EXERCISES INVESTMENT DISCRETION. Tim Stoner 312-930-9050 /s/Tim Stoner Chicago IL 08-14-2014 1 154 1858933 false 1 0001586463 028-15617 GTO LLC INFORMATION TABLE 2 Test_CMTAM_INFO.xml AMAZON COM INC COM 23135106 1674 515 SH DFND 1 515 0 0 AMAZON COM INC COM 23135106 11302 34800 SH Call DFND 1 34800 0 0 AMAZON COM INC COM 23135106 22085 68000 SH Put DFND 1 68000 0 0 AMERICAN INTL GROUP INC COM NEW 26874784 1082 1981 SH DFND 1 1981 0 0 AMERICAN INTL GROUP INC COM NEW 26874784 16592 304000 SH Call DFND 1 304000 0 0 AMERICAN INTL GROUP INC COM NEW 26874784 20997 384700 SH Put DFND 1 384700 0 0 APPLE INC COM 37833100 3205 3448 SH DFND 1 3448 0 0 APPLE INC COM 37833100 42107 453100 SH Call DFND 1 453100 0 0 APPLE INC COM 37833100 37200 400300 SH Put DFND 1 400300 0 0 AT&T INC COM 00206R102 26234 741900 SH Call DFND 1 741900 0 0 AT&T INC COM 00206R102 17666 499600 SH Put DFND 1 499600 0 0 BANK OF AMERICA CORPORATION COM 60505104 1150 7482 SH DFND 1 7482 0 0 BANK OF AMERICA CORPORATION COM 60505104 45838 2982300 SH Call DFND 1 2982300 0 0 BANK OF AMERICA CORPORATION COM 60505104 46064 2997000 SH Put DFND 1 2997000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 15338 536300 SH Call DFND 1 536300 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 21301 744800 SH Put DFND 1 744800 0 0 BARRICK GOLD CORP COM 67901108 487 2660 SH DFND 1 2660 0 0 BARRICK GOLD CORP COM 67901108 659 36000 SH Call DFND 1 36000 0 0 BARRICK GOLD CORP COM 67901108 5433 296900 SH Put DFND 1 296900 0 0 BLACKBERRY LTD COM 09228F103 753 7348 SH DFND 1 7348 0 0 BLACKBERRY LTD COM 09228F103 2893 282500 SH Call DFND 1 282500 0 0 BLACKBERRY LTD COM 09228F103 3442 336100 SH Put DFND 1 336100 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 5482 113000 SH Call DFND 1 113000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 6073 125200 SH Put DFND 1 125200 0 0 CHEVRON CORP NEW COM 166764100 25979 199000 SH Call DFND 1 199000 0 0 CHEVRON CORP NEW COM 166764100 19230 147300 SH Put DFND 1 147300 0 0 CISCO SYS INC COM 17275R102 455 1831 SH DFND 1 1831 0 0 CISCO SYS INC COM 17275R102 1568 63100 SH Call DFND 1 63100 0 0 CISCO SYS INC COM 17275R102 4741 190800 SH Put DFND 1 190800 0 0 CITIGROUP INC COM NEW 172967424 530 1124 SH DFND 1 1124 0 0 CITIGROUP INC COM NEW 172967424 53798 1142200 SH Call DFND 1 1142200 0 0 CITIGROUP INC COM NEW 172967424 32160 682800 SH Put DFND 1 682800 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 456 1178 SH DFND 1 1178 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 790 20400 SH Put DFND 1 20400 0 0 EBAY INC COM 278642103 1329 2654 SH DFND 1 2654 0 0 EBAY INC COM 278642103 7889 157600 SH Call DFND 1 157600 0 0 EBAY INC COM 278642103 3559 71100 SH Put DFND 1 71100 0 0 EXXON MOBIL CORP COM 30231G102 26590 264100 SH Call DFND 1 264100 0 0 EXXON MOBIL CORP COM 30231G102 44672 443700 SH Put DFND 1 443700 0 0 FACEBOOK INC CL A 30303M102 117939 1752700 SH Call DFND 1 1752700 0 0 FACEBOOK INC CL A 30303M102 50212 746200 SH Put DFND 1 746200 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1696 98400 SH Call DFND 1 98400 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1910 110800 SH Put DFND 1 110800 0 0 GENERAL ELECTRIC CO COM 369604103 1093 41600 SH Call DFND 1 41600 0 0 GENERAL ELECTRIC CO COM 369604103 539 20500 SH Put DFND 1 20500 0 0 GENERAL MTRS CO COM 37045V100 6440 177400 SH Call DFND 1 177400 0 0 GENERAL MTRS CO COM 37045V100 6824 188000 SH Put DFND 1 188000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 14065 84000 SH Call DFND 1 84000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 17950 107200 SH Put DFND 1 107200 0 0 GOOGLE INC CL A 38259P508 994 1700 SH Call DFND 1 1700 0 0 GOOGLE INC CL C ADDED 38259P706 978 1700 SH Call DFND 1 1700 0 0 GOOGLE INC CL A 38259P508 3186 5450 SH Put DFND 1 5450 0 0 GOOGLE INC CL C ADDED 38259P706 3135 5450 SH Put DFND 1 5450 0 0 GROUPON INC COM CL A 399473107 1538 23236 SH DFND 1 23236 0 0 GROUPON INC COM CL A 399473107 1601 241900 SH Call DFND 1 241900 0 0 GROUPON INC COM CL A 399473107 4169 629800 SH Put DFND 1 629800 0 0 HALLIBURTON CO COM 406216101 8557 120500 SH Call DFND 1 120500 0 0 HALLIBURTON CO COM 406216101 9324 131300 SH Put DFND 1 131300 0 0 HERBALIFE LTD COM USD SHS G4412G101 548 848 SH DFND 1 848 0 0 HERBALIFE LTD COM USD SHS G4412G101 5234 81100 SH Call DFND 1 81100 0 0 HERBALIFE LTD COM USD SHS G4412G101 8068 125000 SH Put DFND 1 125000 0 0 HEWLETT PACKARD CO COM 428236103 3477 10323 SH DFND 1 10323 0 0 HEWLETT PACKARD CO COM 428236103 6911 205200 SH Call DFND 1 205200 0 0 HEWLETT PACKARD CO COM 428236103 11044 327900 SH Put DFND 1 327900 0 0 INTEL CORP COM 458140100 7493 242500 SH Call DFND 1 242500 0 0 INTEL CORP COM 458140100 10178 329400 SH Put DFND 1 329400 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2049 1130 SH DFND 1 1130 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 16677 92000 SH Call DFND 1 92000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 8067 44500 SH Put DFND 1 44500 0 0 JPMORGAN CHASE & CO COM 46625H100 51835 899600 SH Call DFND 1 899600 0 0 JPMORGAN CHASE & CO COM 46625H100 24909 432300 SH Put DFND 1 432300 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 11196 423300 SH Call DFND 1 423300 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 7893 298400 SH Put DFND 1 298400 0 0 MCDONALDS CORP COM 580135101 3889 38600 SH Call DFND 1 38600 0 0 MCDONALDS CORP COM 580135101 927 9200 SH Put DFND 1 9200 0 0 MICRON TECHNOLOGY INC COM 595112103 839 2546 SH DFND 1 2546 0 0 MICRON TECHNOLOGY INC COM 595112103 2919 88600 SH Call DFND 1 88600 0 0 MICRON TECHNOLOGY INC COM 595112103 2168 65800 SH Put DFND 1 65800 0 0 MICROSOFT CORP COM 594918104 701 1680 SH DFND 1 1680 0 0 MICROSOFT CORP COM 594918104 9754 233900 SH Call DFND 1 233900 0 0 MICROSOFT CORP COM 594918104 13965 334900 SH Put DFND 1 334900 0 0 MORGAN STANLEY COM NEW 617446448 10582 327300 SH Call DFND 1 327300 0 0 MORGAN STANLEY COM NEW 617446448 14005 433200 SH Put DFND 1 433200 0 0 MOSAIC CO NEW COM 61945C103 727 14700 SH Call DFND 1 14700 0 0 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643705 508 13898 SH DFND 1 13898 0 0 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643705 9922 2696200 SH Call DFND 1 2696200 0 0 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643705 906 246100 SH Put DFND 1 246100 0 0 NETFLIX INC COM 64110L106 245 55 SH DFND 1 55 0 0 NETFLIX INC COM 64110L106 4714 10700 SH Call DFND 1 10700 0 0 NETFLIX INC COM 64110L106 15377 34900 SH Put DFND 1 34900 0 0 NEWMONT MINING CORP COM 651639106 14203 558300 SH Call DFND 1 558300 0 0 NEWMONT MINING CORP COM 651639106 6686 262800 SH Put DFND 1 262800 0 0 NQ MOBILE INC ADR REPSTG CL A 64118U108 341 5560 SH DFND 1 5560 0 0 NQ MOBILE INC ADR REPSTG CL A 64118U108 2104 342600 SH Put DFND 1 342600 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1211 11800 SH Call DFND 1 11800 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 5788 56400 SH Put DFND 1 56400 0 0 ORACLE CORP COM 68389X105 10919 269400 SH Call DFND 1 269400 0 0 ORACLE CORP COM 68389X105 7802 192500 SH Put DFND 1 192500 0 0 PENNEY J C INC COM 708160106 13204 1459000 SH Call DFND 1 1459000 0 0 PENNEY J C INC COM 708160106 18085 1998300 SH Put DFND 1 1998300 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1797 12281 SH DFND 1 12281 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 16192 1106800 SH Call DFND 1 1106800 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 8857 605400 SH Put DFND 1 605400 0 0 PFIZER INC COM 717081103 19408 653900 SH Call DFND 1 653900 0 0 PFIZER INC COM 717081103 14024 472500 SH Put DFND 1 472500 0 0 POTASH CORP SASK I NC COM 73755L107 1029 2710 SH DFND 1 2710 0 0 POTASH CORP SASK I NC COM 73755L107 2338 61600 SH Call DFND 1 61600 0 0 POTASH CORP SASK I NC COM 73755L107 1727 45500 SH Put DFND 1 45500 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11086 487500 SH Call DFND 1 487500 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4725 207800 SH Put DFND 1 207800 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4452 34768 SH DFND 1 34768 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 36030 281400 SH Call DFND 1 281400 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 25237 197100 SH Put DFND 1 197100 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 215 1100 SH Put DFND 1 1100 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13700 70000 SH Call DFND 1 70000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1957 10000 SH Call DFND 1 10000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 67641 345600 SH Call DFND 1 345600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 64157 327800 SH Put DFND 1 327800 0 0 STARBUCKS CORP COM 855244109 4674 60400 SH Call DFND 1 60400 0 0 STARBUCKS CORP COM 855244109 5486 70900 SH Put DFND 1 70900 0 0 TESLA MTRS INC COM 88160R101 878 365 SH DFND 1 365 0 0 TESLA MTRS INC COM 88160R101 31256 130200 SH Call DFND 1 130200 0 0 TESLA MTRS INC COM 88160R101 80276 334400 SH Put DFND 1 334400 0 0 TRI POINTE HOMES I NC COM 87265H109 2347 14958 SH DFND 1 14958 0 0 TRI POINTE HOMES I NC COM 87265H109 3930 250000 SH Put DFND 1 250000 0 0 TWITTER INC COM 90184L102 5039 123000 SH Call DFND 1 123000 0 0 TWITTER INC COM 90184L102 2360 57600 SH Put DFND 1 57600 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1218 1490 SH DFND 1 1490 0 0 UNITEDHEALTH GROUP INC COM 91324P102 9181 112300 SH Call DFND 1 112300 0 0 UNITEDHEALTH GROUP INC COM 91324P102 9238 113000 SH Put DFND 1 113000 0 0 VALE S A ADR 91912E105 500 3776 SH DFND 1 3776 0 0 VALE S A ADR 91912E105 8003 604900 SH Call DFND 1 604900 0 0 VALE S A ADR 91912E105 10532 796100 SH Put DFND 1 796100 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 12492 255300 SH Call DFND 1 255300 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 10373 212000 SH Put DFND 1 212000 0 0 WAL-MART STORES INC COM 931142103 9459 126000 SH Call DFND 1 126000 0 0 WAL-MART STORES INC COM 931142103 11546 153800 SH Put DFND 1 153800 0 0 WELLS FARGO & CO N EW COM 949746101 25544 486000 SH Call DFND 1 486000 0 0 WELLS FARGO & CO N EW COM 949746101 11453 217900 SH Put DFND 1 217900 0 0 WEYERHAEUSER CO COM 962166104 33848 102290 SH DFND 1 102290 0 0 WEYERHAEUSER CO COM 962166104 33090 1000000 SH Put DFND 1 1000000 0 0 WHOLE FOODS MKT INC COM 966837106 2434 6300 SH DFND 1 6300 0 0 WHOLE FOODS MKT INC COM 966837106 15935 412500 SH Call DFND 1 412500 0 0 WHOLE FOODS MKT INC COM 966837106 6783 175600 SH Put DFND 1 175600 0 0 CHESAPEAKE ENERGY CORP COM 165167107 850 27360 SH DFND 1 27360 0 0 BP PLC SPONSORED ADR 55622104 611 1155 SH DFND 1 1155 0 0 BP PLC SPONSORED ADR 55622104 19903 377300 SH Call DFND 1 377300 0 0 BP PLC SPONSORED ADR 55622104 11837 224400 SH Put DFND 1 224400 0 0 CHESAPEAKE ENERGY CORP COM 165167107 3948 134300 SH Put DFND 1 134300 0 0 APPLE INC COM 37833100 71 760 SH DFND 1 760 0 0 CITIGROUP INC COM NEW 172967424 80 1690 SH DFND 1 1690 0 0 MICROSOFT CORP COM 594918104 81 1950 SH DFND 1 1950 0 0 FACEBOOK INC CL A 30303M102 67 1000 SH Put DFND 1 1000 0 0 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 15 10000 SH Call DFND 1 10000 0 0