The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC | COM | 023135106 | 18,272 | 65,800 | SH | Call | DFND | 1 | 65,800 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 34,961 | 125,900 | SH | Put | DFND | 1 | 125,900 | 0 | 0 |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 31,943 | 714,600 | SH | Call | DFND | 1 | 714,600 | 0 | 0 |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 21,447 | 479,800 | SH | Put | DFND | 1 | 479,800 | 0 | 0 |
APPLE INC | COM | 037833100 | 6,300 | 15,889 | SH | DFND | 1 | 15,889 | 0 | 0 | |
APPLE INC | COM | 037833100 | 43,777 | 110,400 | SH | Call | DFND | 1 | 110,400 | 0 | 0 |
APPLE INC | COM | 037833100 | 70,067 | 176,700 | SH | Put | DFND | 1 | 176,700 | 0 | 0 |
AT&T INC | COM | 00206R102 | 27,325 | 771,900 | SH | Call | DFND | 1 | 771,900 | 0 | 0 |
AT&T INC | COM | 00206R102 | 35,446 | 1,001,300 | SH | Put | DFND | 1 | 1,001,300 | 0 | 0 |
AT&T INC | COM | 00206R102 | 1,799 | 50,812 | SH | DFND | 1 | 50,812 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 49,772 | 3,870,300 | SH | Call | DFND | 1 | 3,870,300 | 0 | 0 |
BANK OF AMERICA CORPORATION | COM | 060505104 | 1,350 | 105,013 | SH | DFND | 1 | 105,013 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 33,896 | 2,635,800 | SH | Put | DFND | 1 | 2,635,800 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 21,918 | 130 | SH | DFND | 1 | 130 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 349 | 8,411 | SH | DFND | 1 | 8,411 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 1,662 | 40,000 | SH | Put | DFND | 1 | 40,000 | 0 | 0 |
BP PLC | SPONSORED ADR | 055622104 | 968 | 23,300 | SH | Call | DFND | 1 | 23,300 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 5,837 | 130,600 | SH | Put | DFND | 1 | 130,600 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 7,700 | 172,300 | SH | Call | DFND | 1 | 172,300 | 0 | 0 |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 7,054 | 346,100 | SH | Put | DFND | 1 | 346,100 | 0 | 0 |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 4,178 | 205,000 | SH | Call | DFND | 1 | 205,000 | 0 | 0 |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 734 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 420 | 20,586 | SH | DFND | 1 | 20,586 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 8,674 | 73,300 | SH | Put | DFND | 1 | 73,300 | 0 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 19,668 | 166,200 | SH | Call | DFND | 1 | 166,200 | 0 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 228 | 1,930 | SH | DFND | 1 | 1,930 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 3,288 | 135,100 | SH | Call | DFND | 1 | 135,100 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 1,377 | 56,600 | SH | Put | DFND | 1 | 56,600 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 120,654 | 2,515,200 | SH | Put | DFND | 1 | 2,515,200 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 54,043 | 1,126,600 | SH | Call | DFND | 1 | 1,126,600 | 0 | 0 |
COCA COLA CO | COM | 191216100 | 2,086 | 52,000 | SH | Put | DFND | 1 | 52,000 | 0 | 0 |
COCA COLA CO | COM | 191216100 | 92 | 2,300 | SH | Call | DFND | 1 | 2,300 | 0 | 0 |
COCA COLA CO | COM | 191216100 | 1,955 | 48,750 | SH | DFND | 1 | 48,750 | 0 | 0 | |
DELL INC | COM | 24702R101 | 362 | 27,200 | SH | Put | DFND | 1 | 27,200 | 0 | 0 |
DELL INC | COM | 24702R101 | 982 | 73,700 | SH | Call | DFND | 1 | 73,700 | 0 | 0 |
DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | 487 | 7,653 | SH | DFND | 1 | 7,653 | 0 | 0 | |
DIREXION SHS ETF TR | DLY SC BEAR3XNEW | 25459Y488 | 2,264 | 71,100 | SH | DFND | 1 | 71,100 | 0 | 0 | |
DIREXION SHS ETF TR | DLYFINBEAR3X NEW | 25459Y447 | 488 | 14,510 | SH | DFND | 1 | 14,510 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 189 | 3,000 | SH | Put | DFND | 1 | 3,000 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 126 | 2,000 | SH | Call | DFND | 1 | 2,000 | 0 | 0 |
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 924 | 84,788 | SH | DFND | 1 | 84,788 | 0 | 0 | |
EBAY INC | COM | 278642103 | 11,477 | 221,900 | SH | Call | DFND | 1 | 221,900 | 0 | 0 |
EBAY INC | COM | 278642103 | 2,725 | 52,681 | SH | DFND | 1 | 52,681 | 0 | 0 | |
EBAY INC | COM | 278642103 | 12,252 | 236,900 | SH | Put | DFND | 1 | 236,900 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 48,681 | 538,800 | SH | Put | DFND | 1 | 538,800 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 21,286 | 235,600 | SH | Call | DFND | 1 | 235,600 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 44,217 | 1,777,200 | SH | Put | DFND | 1 | 1,777,200 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 2,148 | 86,354 | SH | DFND | 1 | 86,354 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 38,539 | 1,549,000 | SH | Call | DFND | 1 | 1,549,000 | 0 | 0 |
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 537 | 27,030 | SH | DFND | 1 | 27,030 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 8,235 | 532,300 | SH | Put | DFND | 1 | 532,300 | 0 | 0 |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 2,214 | 143,108 | SH | DFND | 1 | 143,108 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 8,976 | 580,200 | SH | Call | DFND | 1 | 580,200 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 8,675 | 374,100 | SH | Call | DFND | 1 | 374,100 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 389 | 16,777 | SH | DFND | 1 | 16,777 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 11,699 | 504,500 | SH | Put | DFND | 1 | 504,500 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 7,198 | 216,100 | SH | Call | DFND | 1 | 216,100 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 8,061 | 242,000 | SH | Put | DFND | 1 | 242,000 | 0 | 0 |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,320 | 15,340 | SH | DFND | 1 | 15,340 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 24,412 | 161,400 | SH | Call | DFND | 1 | 161,400 | 0 | 0 |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 63,147 | 417,500 | SH | Put | DFND | 1 | 417,500 | 0 | 0 |
GOOGLE INC | CL A | 38259P508 | 19,104 | 21,700 | SH | Call | DFND | 1 | 21,700 | 0 | 0 |
GOOGLE INC | CL A | 38259P508 | 4,147 | 4,710 | SH | DFND | 1 | 4,710 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 39,793 | 45,200 | SH | Put | DFND | 1 | 45,200 | 0 | 0 |
GREATER CHINA FD INC | COM | 39167B102 | 119 | 10,850 | SH | DFND | 1 | 10,850 | 0 | 0 | |
GROUPON INC | COM CL A | 399473107 | 100 | 11,665 | SH | DFND | 1 | 11,665 | 0 | 0 | |
GROUPON INC | COM CL A | 399473107 | 3,442 | 402,600 | SH | Call | DFND | 1 | 402,600 | 0 | 0 |
GROUPON INC | COM CL A | 399473107 | 3,157 | 369,200 | SH | Put | DFND | 1 | 369,200 | 0 | 0 |
HALLIBURTON CO | COM | 406216101 | 3,542 | 84,896 | SH | DFND | 1 | 84,896 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 4,802 | 115,100 | SH | Call | DFND | 1 | 115,100 | 0 | 0 |
HALLIBURTON CO | COM | 406216101 | 13,617 | 326,400 | SH | Put | DFND | 1 | 326,400 | 0 | 0 |
HEWLETT PACKARD CO | COM | 428236103 | 11,034 | 444,900 | SH | Call | DFND | 1 | 444,900 | 0 | 0 |
HEWLETT PACKARD CO | COM | 428236103 | 4,774 | 192,500 | SH | Put | DFND | 1 | 192,500 | 0 | 0 |
INTEL CORP | COM | 458140100 | 12,752 | 526,300 | SH | Put | DFND | 1 | 526,300 | 0 | 0 |
INTEL CORP | COM | 458140100 | 12,621 | 520,900 | SH | Call | DFND | 1 | 520,900 | 0 | 0 |
INTEL CORP | COM | 458140100 | 2,615 | 107,941 | SH | DFND | 1 | 107,941 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 26,832 | 140,400 | SH | Call | DFND | 1 | 140,400 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 64,576 | 337,900 | SH | Put | DFND | 1 | 337,900 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 3,084 | 16,138 | SH | DFND | 1 | 16,138 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 | 464287655 | 23,157 | 238,735 | SH | DFND | 1 | 238,735 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 54,194 | 1,026,600 | SH | Call | DFND | 1 | 1,026,600 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 53,107 | 1,006,000 | SH | Put | DFND | 1 | 1,006,000 | 0 | 0 |
MCDONALDS CORP | COM | 580135101 | 10,286 | 103,900 | SH | Put | DFND | 1 | 103,900 | 0 | 0 |
MCDONALDS CORP | COM | 580135101 | 10,613 | 107,200 | SH | Call | DFND | 1 | 107,200 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 47,910 | 1,386,900 | SH | Call | DFND | 1 | 1,386,900 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 33,547 | 971,100 | SH | Put | DFND | 1 | 971,100 | 0 | 0 |
MORGAN STANLEY | COM NEW | 617446448 | 22,884 | 936,700 | SH | Call | DFND | 1 | 936,700 | 0 | 0 |
MORGAN STANLEY | COM NEW | 617446448 | 34,481 | 1,411,400 | SH | Put | DFND | 1 | 1,411,400 | 0 | 0 |
NEWMONT MINING CORP | COM | 651639106 | 567 | 18,918 | SH | DFND | 1 | 18,918 | 0 | 0 | |
NEWMONT MINING CORP | COM | 651639106 | 12,822 | 428,100 | SH | Call | DFND | 1 | 428,100 | 0 | 0 |
NEWMONT MINING CORP | COM | 651639106 | 11,860 | 396,000 | SH | Put | DFND | 1 | 396,000 | 0 | 0 |
NOKIA CORP | SPONSORED ADR | 654902204 | 6,198 | 1,673,909 | SH | DFND | 1 | 1,673,909 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 21,276 | 5,745,900 | SH | Put | DFND | 1 | 5,745,900 | 0 | 0 |
NOKIA CORP | SPONSORED ADR | 654902204 | 11,574 | 3,125,800 | SH | Call | DFND | 1 | 3,125,800 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 474 | 5,310 | SH | DFND | 1 | 5,310 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 2,472 | 27,700 | SH | Call | DFND | 1 | 27,700 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 2,793 | 31,300 | SH | Put | DFND | 1 | 31,300 | 0 | 0 |
ORACLE CORP | COM | 68389X105 | 10,838 | 352,900 | SH | Call | DFND | 1 | 352,900 | 0 | 0 |
ORACLE CORP | COM | 68389X105 | 6,256 | 203,700 | SH | Put | DFND | 1 | 203,700 | 0 | 0 |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 365 | 27,162 | SH | DFND | 1 | 27,162 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 262 | 19,500 | SH | Call | DFND | 1 | 19,500 | 0 | 0 |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 1,342 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
PFIZER INC | COM | 717081103 | 21,447 | 765,700 | SH | Put | DFND | 1 | 765,700 | 0 | 0 |
PFIZER INC | COM | 717081103 | 13,585 | 485,000 | SH | Call | DFND | 1 | 485,000 | 0 | 0 |
PROSHARES TR | PSHS SHORT DOW30 | 74347R701 | 359 | 12,115 | SH | DFND | 1 | 12,115 | 0 | 0 | |
PROSHARES TR | PSHS SHTRUSS2000 | 74347R826 | 253 | 12,298 | SH | DFND | 1 | 12,298 | 0 | 0 | |
PROSHARES TR | PSHS ULDOW30 NEW | 74348A590 | 322 | 9,129 | SH | DFND | 1 | 9,129 | 0 | 0 | |
PROSHARES TR | PSHS ULSHRUS2000 | 74348A202 | 361 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | 342 | 8,377 | SH | DFND | 1 | 8,377 | 0 | 0 | |
PROSHARES TR | PSHS ULTRA DOW30 | 74347R305 | 814 | 8,866 | SH | DFND | 1 | 8,866 | 0 | 0 | |
PROSHARES TR | PSHS ULTRA O&G | 74347R719 | 509 | 9,389 | SH | DFND | 1 | 9,389 | 0 | 0 | |
PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | 306 | 4,692 | SH | DFND | 1 | 4,692 | 0 | 0 | |
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 690 | 22,000 | SH | DFND | 1 | 22,000 | 0 | 0 | |
PROSHARES TR | ULSH 20YRTRE NEW | 74348A491 | 202 | 2,413 | SH | DFND | 1 | 2,413 | 0 | 0 | |
PROSHARES TR | ULSHOIL&GASNEW13 | 74348A525 | 519 | 7,835 | SH | DFND | 1 | 7,835 | 0 | 0 | |
PROSHARES TR | ULT R/EST NEW | 74347X625 | 413 | 5,554 | SH | DFND | 1 | 5,554 | 0 | 0 | |
PROSHARES TR | ULTRAPRO QQQ | 74347X831 | 1,101 | 16,580 | SH | DFND | 1 | 16,580 | 0 | 0 | |
PROSHARES TR | ULTRPRO DOW30 | 74347X823 | 832 | 10,263 | SH | DFND | 1 | 10,263 | 0 | 0 | |
RESEARCH IN MOTION LTD | COM | 760975102 | 2,381 | 238,100 | SH | Put | DFND | 1 | 238,100 | 0 | 0 |
RESEARCH IN MOTION LTD | COM | 760975102 | 2,505 | 250,500 | SH | Call | DFND | 1 | 250,500 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 470 | 5,999 | SH | DFND | 1 | 5,999 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 11,803 | 607,000 | SH | Call | DFND | 1 | 607,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 2,557 | 131,500 | SH | Put | DFND | 1 | 131,500 | 0 | 0 |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 516 | 16,874 | SH | DFND | 1 | 16,874 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,441 | 58,852 | SH | DFND | 1 | 58,852 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 24,239 | 151,100 | SH | Call | DFND | 1 | 151,100 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 200 | 1,250 | SH | DFND | 1 | 1,250 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 91,889 | 572,800 | SH | Put | DFND | 1 | 572,800 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,135 | 38,242 | SH | DFND | 1 | 38,242 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 22,182 | 338,600 | SH | Put | DFND | 1 | 338,600 | 0 | 0 |
STARBUCKS CORP | COM | 855244109 | 12,198 | 186,200 | SH | Call | DFND | 1 | 186,200 | 0 | 0 |
TESLA MTRS INC | COM | 88160R101 | 16,093 | 149,900 | SH | Put | DFND | 1 | 149,900 | 0 | 0 |
TESLA MTRS INC | COM | 88160R101 | 341 | 3,180 | SH | DFND | 1 | 3,180 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 2,501 | 23,300 | SH | Call | DFND | 1 | 23,300 | 0 | 0 |
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 389 | 20,515 | SH | DFND | 1 | 20,515 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 3,477 | 53,100 | SH | Put | DFND | 1 | 53,100 | 0 | 0 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 8,859 | 135,300 | SH | Call | DFND | 1 | 135,300 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 30,853 | 612,900 | SH | Put | DFND | 1 | 612,900 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 15,475 | 307,400 | SH | Call | DFND | 1 | 307,400 | 0 | 0 |
WAL-MART STORES INC | COM | 931142103 | 22,004 | 295,400 | SH | Put | DFND | 1 | 295,400 | 0 | 0 |
WAL-MART STORES INC | COM | 931142103 | 20,574 | 276,200 | SH | Call | DFND | 1 | 276,200 | 0 | 0 |
WALTER ENERGY INC | COM | 93317Q105 | 300 | 28,800 | SH | Call | DFND | 1 | 28,800 | 0 | 0 |
WALTER ENERGY INC | COM | 93317Q105 | 102 | 9,800 | SH | Put | DFND | 1 | 9,800 | 0 | 0 |
WELLS FARGO & CO NEW | COM | 949746101 | 23,672 | 573,600 | SH | Call | DFND | 1 | 573,600 | 0 | 0 |
WELLS FARGO & CO NEW | COM | 949746101 | 16,083 | 389,700 | SH | Put | DFND | 1 | 389,700 | 0 | 0 |
WHOLE FOODS MKT INC | COM | 966837106 | 770 | 14,952 | SH | DFND | 1 | 14,952 | 0 | 0 | |
WHOLE FOODS MKT INC | COM | 966837106 | 7,974 | 154,900 | SH | Call | DFND | 1 | 154,900 | 0 | 0 |
WHOLE FOODS MKT INC | COM | 966837106 | 8,674 | 168,500 | SH | Put | DFND | 1 | 168,500 | 0 | 0 |
YAHOO INC | COM | 984332106 | 2,239 | 89,089 | SH | DFND | 1 | 89,089 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 21,257 | 845,900 | SH | Call | DFND | 1 | 845,900 | 0 | 0 |
YAHOO INC | COM | 984332106 | 34,875 | 1,387,800 | SH | Put | DFND | 1 | 1,387,800 | 0 | 0 |
ZOETIS INC | CL A | 98978V103 | 618 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |