0001533526-18-000068.txt : 20180907 0001533526-18-000068.hdr.sgml : 20180907 20180907182930 ACCESSION NUMBER: 0001533526-18-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180904 FILED AS OF DATE: 20180907 DATE AS OF CHANGE: 20180907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bense Kevin W CENTRAL INDEX KEY: 0001588355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35938 FILM NUMBER: 181061057 MAIL ADDRESS: STREET 1: 475 N. MARTINGALE ROAD STREET 2: SUITE 1050 CITY: SCHAUMBURG STATE: IL ZIP: 60173 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL BRASS & COPPER HOLDINGS, INC. CENTRAL INDEX KEY: 0001533526 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 061826563 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 N. MARTINGALE ROAD STREET 2: SUITE 1050 CITY: SCHAUMBURG STATE: IL ZIP: 60173 BUSINESS PHONE: 847-240-4700 MAIL ADDRESS: STREET 1: 475 N. MARTINGALE ROAD STREET 2: SUITE 1050 CITY: SCHAUMBURG STATE: IL ZIP: 60173 4 1 wf-form4_153635935485831.xml FORM 4 X0306 4 2018-09-04 0 0001533526 GLOBAL BRASS & COPPER HOLDINGS, INC. BRSS 0001588355 Bense Kevin W 475 N. MARTINGALE ROAD SUITE 1050 SCHAUMBURG IL 60173 0 1 0 0 President - A.J. Oster, LLC Common Stock, par value $0.01 per share 2018-09-04 4 M 0 11453 16.06 A 53648 D Common Stock, par value $0.01 per share 2018-09-04 4 M 0 14983 13.73 A 68631 D Common Stock, par value $0.01 per share 2018-09-04 4 M 0 7996 26.97 A 76627 D Common Stock, par value $0.01 per share 2018-09-04 4 M 0 2694 33.90 A 79321 D Common Stock, par value $0.01 per share 2018-09-04 4 S 0 31421 37.7909 D 47900 D Common Stock, par value $0.01 per share 2018-09-05 4 S 0 5705 37.3509 D 42195 D Stock Option (right to buy) 16.06 2018-09-04 4 M 0 11453 0 D 2024-04-03 Common Stock, par value $0.01 per share 11453.0 0 D Stock Option (right to buy) 13.73 2018-09-04 4 M 0 14983 0 D 2025-02-12 Commn Stock, par value $0.01 per share 14983.0 0 D Stock Option (right to buy) 26.97 2018-09-04 4 M 0 7996 0 D 2026-02-11 Common Stock, par value $0.01 per share 7996.0 3999 D Stock Option (right to buy) 33.9 2018-09-04 4 M 0 2694 0 D 2027-02-09 Common Stock par value, $0.01 per share 2694.0 5839 D Late filing due to administrative error. Shares acquired from the exercise of stock options granted under the Issuer's equity incentive plan. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.50 to $38.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. These options were granted on April 3, 2014 and vested in three equal installments on the first three anniversaries of the grant date. These options were granted on February 12, 2015 and vested in three equal installments on the first three anniversaries of the grant date. These options were granted on February 11, 2016 and are scheduled to vest in three equal installments on the first three anniversaries of the grant date. The first two tranches have vested. These options were granted on February 9, 2017 and are scheduled to vest in three equal installments on the first three anniversaries of the grant date. The first tranche has vested. /s/ Anne-Marie W. D'Angelo, Attorney-in-Fact 2018-09-07