0001533526-18-000068.txt : 20180907
0001533526-18-000068.hdr.sgml : 20180907
20180907182930
ACCESSION NUMBER: 0001533526-18-000068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180904
FILED AS OF DATE: 20180907
DATE AS OF CHANGE: 20180907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bense Kevin W
CENTRAL INDEX KEY: 0001588355
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35938
FILM NUMBER: 181061057
MAIL ADDRESS:
STREET 1: 475 N. MARTINGALE ROAD
STREET 2: SUITE 1050
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOBAL BRASS & COPPER HOLDINGS, INC.
CENTRAL INDEX KEY: 0001533526
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 061826563
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 475 N. MARTINGALE ROAD
STREET 2: SUITE 1050
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
BUSINESS PHONE: 847-240-4700
MAIL ADDRESS:
STREET 1: 475 N. MARTINGALE ROAD
STREET 2: SUITE 1050
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
4
1
wf-form4_153635935485831.xml
FORM 4
X0306
4
2018-09-04
0
0001533526
GLOBAL BRASS & COPPER HOLDINGS, INC.
BRSS
0001588355
Bense Kevin W
475 N. MARTINGALE ROAD
SUITE 1050
SCHAUMBURG
IL
60173
0
1
0
0
President - A.J. Oster, LLC
Common Stock, par value $0.01 per share
2018-09-04
4
M
0
11453
16.06
A
53648
D
Common Stock, par value $0.01 per share
2018-09-04
4
M
0
14983
13.73
A
68631
D
Common Stock, par value $0.01 per share
2018-09-04
4
M
0
7996
26.97
A
76627
D
Common Stock, par value $0.01 per share
2018-09-04
4
M
0
2694
33.90
A
79321
D
Common Stock, par value $0.01 per share
2018-09-04
4
S
0
31421
37.7909
D
47900
D
Common Stock, par value $0.01 per share
2018-09-05
4
S
0
5705
37.3509
D
42195
D
Stock Option (right to buy)
16.06
2018-09-04
4
M
0
11453
0
D
2024-04-03
Common Stock, par value $0.01 per share
11453.0
0
D
Stock Option (right to buy)
13.73
2018-09-04
4
M
0
14983
0
D
2025-02-12
Commn Stock, par value $0.01 per share
14983.0
0
D
Stock Option (right to buy)
26.97
2018-09-04
4
M
0
7996
0
D
2026-02-11
Common Stock, par value $0.01 per share
7996.0
3999
D
Stock Option (right to buy)
33.9
2018-09-04
4
M
0
2694
0
D
2027-02-09
Common Stock par value, $0.01 per share
2694.0
5839
D
Late filing due to administrative error.
Shares acquired from the exercise of stock options granted under the Issuer's equity incentive plan.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.50 to $38.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These options were granted on April 3, 2014 and vested in three equal installments on the first three anniversaries of the grant date.
These options were granted on February 12, 2015 and vested in three equal installments on the first three anniversaries of the grant date.
These options were granted on February 11, 2016 and are scheduled to vest in three equal installments on the first three anniversaries of the grant date. The first two tranches have vested.
These options were granted on February 9, 2017 and are scheduled to vest in three equal installments on the first three anniversaries of the grant date. The first tranche has vested.
/s/ Anne-Marie W. D'Angelo, Attorney-in-Fact
2018-09-07