0000919574-15-004135.txt : 20150515 0000919574-15-004135.hdr.sgml : 20150515 20150514181121 ACCESSION NUMBER: 0000919574-15-004135 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150514 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Espalier Global Management LLC CENTRAL INDEX KEY: 0001533327 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14742 FILM NUMBER: 15864641 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, SUITE 4110 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-339-3981 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, SUITE 4110 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533327 XXXXXXXX 03-31-2015 03-31-2015 false Espalier Global Management LLC

599 Lexington Avenue, Suite 4110 New York NY 10022

13F HOLDINGS REPORT 028-14742 N Wojciech Uzdelewicz 212-339-7448 /s/ Wojciech Uzdelewicz New York NY 05-14-2015 1 70 984162 1 0001533326 028-14745 Espalier Global Master Fund, Ltd. INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 65980 400000 SH Put DFND 1 400000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 4155 100000 SH Call DFND 1 100000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 3116 75000 SH DFND 1 75000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 5925 20000 SH Call DFND 1 20000 0 0 AMAZON COM INC COM 023135106 11163 30000 SH DFND 1 30000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 5978 350000 SH Call DFND 1 350000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2740 50000 SH DFND 1 50000 0 0 APPLE INC COM 037833100 62215 500000 SH Put DFND 1 500000 0 0 APPLIED MATLS INC COM 038222105 5640 250000 SH Call DFND 1 250000 0 0 APPLIED MATLS INC COM 038222105 2256 100000 SH DFND 1 100000 0 0 ATMEL CORP COM 049513104 2675 325000 SH DFND 1 325000 0 0 BANK AMER CORP COM 060505104 7695 500000 SH Call DFND 1 500000 0 0 BGC PARTNERS INC CL A 05541T101 1890 200000 SH DFND 1 200000 0 0 BLACKROCK INC COM 09247X101 9146 25000 SH Put DFND 1 25000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 9723 250000 SH DFND 1 250000 0 0 CARMIKE CINEMAS INC COM 143436400 1680 50000 SH DFND 1 50000 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 2463 50000 SH Put DFND 1 50000 0 0 CISCO SYS INC COM 17275R102 3028 110000 SH DFND 1 110000 0 0 CITIGROUP INC COM NEW 172967424 8372 162500 SH DFND 1 162500 0 0 CITIZENS FINL GROUP INC COM 174610105 3620 150000 SH DFND 1 150000 0 0 DANAHER CORP DEL COM 235851102 14858 175000 SH Call DFND 1 175000 0 0 DISCOVER FINL SVCS COM 254709108 10566 187500 SH DFND 1 187500 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 6425 225000 SH DFND 1 225000 0 0 EXPEDIA INC DEL COM NEW 30212P303 8236 87500 SH DFND 1 87500 0 0 FACEBOOK INC CL A 30303M102 8222 100000 SH DFND 1 100000 0 0 FIRST SOLAR INC COM 336433107 10463 175000 SH DFND 1 175000 0 0 FIVE BELOW INC COM 33829M101 1779 50000 SH DFND 1 50000 0 0 FLIR SYS INC COM 302445101 3128 100000 SH Call DFND 1 100000 0 0 GLOBAL CASH ACCESS HLDGS INC COM 378967103 1143 150000 SH DFND 1 150000 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 1062 79794 SH DFND 1 79794 0 0 GLOBALSTAR INC COM 378973408 1166 350000 SH DFND 1 350000 0 0 GOGO INC COM 38046C109 3812 200000 SH DFND 1 200000 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 2066 100000 SH DFND 1 100000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 9399 50000 SH Call DFND 1 50000 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 1687 25000 SH DFND 1 25000 0 0 IDENTIV INC COM NEW 45170X205 2360 275000 SH DFND 1 275000 0 0 ILLUMINA INC COM 452327109 9282 50000 SH Call DFND 1 50000 0 0 INFINERA CORPORATION COM 45667G103 984 50000 SH Call DFND 1 50000 0 0 INFINERA CORPORATION COM 45667G103 4426 225000 SH DFND 1 225000 0 0 INFOBLOX INC COM 45672H104 3282 137500 SH DFND 1 137500 0 0 INFORMATICA CORP COM 45666Q102 6578 150000 SH Call DFND 1 150000 0 0 INFORMATICA CORP COM 45666Q102 3289 75000 SH DFND 1 75000 0 0 INTUIT COM 461202103 13332 137500 SH DFND 1 137500 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 5936 175000 SH DFND 1 175000 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 3086 37500 SH DFND 1 37500 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 84070 663800 SH Put DFND 1 663800 0 0 MASTERCARD INC CL A 57636Q104 10799 125000 SH DFND 1 125000 0 0 NOKIA CORP SPONSORED ADR 654902204 4927 650000 SH DFND 1 650000 0 0 ORBCOMM INC COM 68555P100 4776 800000 SH DFND 1 800000 0 0 PALL CORP COM 696429307 10039 100000 SH Call DFND 1 100000 0 0 PALO ALTO NETWORKS INC COM 697435105 2922 20000 SH DFND 1 20000 0 0 PERKINELMER INC COM 714046109 5114 100000 SH DFND 1 100000 0 0 QLIK TECHNOLOGIES INC COM 74733T105 4670 150000 SH DFND 1 150000 0 0 RACKSPACE HOSTING INC COM 750086100 3224 62500 SH DFND 1 62500 0 0 RITE AID CORP COM 767754104 2173 250000 SH DFND 1 250000 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 2381 49174 SH DFND 1 49174 0 0 SOLARWINDS INC COM 83416B109 2562 50000 SH DFND 1 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 154823 750000 SH Call DFND 1 750000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 258038 1250000 SH Put DFND 1 1250000 0 0 SUNEDISON INC COM 86732Y109 12600 525000 SH DFND 1 525000 0 0 SUNPOWER CORP COM 867652406 7045 225000 SH DFND 1 225000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 6521 175000 SH DFND 1 175000 0 0 TERRAFORM PWR INC CL A COM 88104R100 2008 55000 SH DFND 1 55000 0 0 TRIPADVISOR INC COM 896945201 2079 25000 SH DFND 1 25000 0 0 TWITTER INC COM 90184L102 14273 285000 SH DFND 1 285000 0 0 VOYA FINL INC COM 929089100 9700 225000 SH DFND 1 225000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 8468 100000 SH Call DFND 1 100000 0 0 WISDOMTREE INVTS INC COM 97717P104 6975 325000 SH DFND 1 325000 0 0 XEROX CORP COM 984121103 3213 250000 SH DFND 1 250000 0 0 YELP INC CL A 985817105 4735 100000 SH Call DFND 1 100000 0 0