0000919574-14-001027.txt : 20140214
0000919574-14-001027.hdr.sgml : 20140214
20140213175539
ACCESSION NUMBER: 0000919574-14-001027
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140213
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Espalier Global Management LLC
CENTRAL INDEX KEY: 0001533327
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14742
FILM NUMBER: 14608307
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-339-3981
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001533327
XXXXXXXX
12-31-2013
12-31-2013
false
Espalier Global Management LLC
599 Lexington Avenue, Suite 4110
New York
NY
10022
13F HOLDINGS REPORT
028-14742
N
Wojciech Uzdelewicz
Managing Principal
212-339-7448
/s/ Wojciech Uzdelewicz
New York
NY
02-13-2014
1
96
1042116
1
0001533326
028-14745
Espalier Global Master Fund, Ltd.
INFORMATION TABLE
2
infotable.xml
3-D SYS CORP DEL
COM NEW
88554D205
4647
50000
SH
Put
DFND
1
50000
0
0
ACELRX PHARMACEUTICALS INC
COM
00444T100
4920
434979
SH
DFND
1
434979
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
22327
390400
SH
Call
DFND
1
390400
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
5269
175000
SH
DFND
1
175000
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
11052
450000
SH
Call
DFND
1
450000
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
1670
68000
SH
DFND
1
68000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
7575
300000
SH
DFND
1
300000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
18378
360000
SH
DFND
1
360000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
7785
500000
SH
DFND
1
500000
0
0
BARCLAYS PLC
ADR
06738E204
7252
400000
SH
Call
DFND
1
400000
0
0
BARNES & NOBLE INC
COM
067774109
4485
300000
SH
DFND
1
300000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
15750
500000
SH
DFND
1
500000
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
10868
275000
SH
DFND
1
275000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
8015
225000
SH
DFND
1
225000
0
0
CATERPILLAR INC DEL
COM
149123101
18162
200000
SH
Put
DFND
1
200000
0
0
CBOE HLDGS INC
COM
12503M108
5196
100000
SH
DFND
1
100000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
2600
100000
SH
Put
DFND
1
100000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
15600
600000
SH
DFND
1
600000
0
0
CIT GROUP INC
COM NEW
125581801
2607
50000
SH
Call
DFND
1
50000
0
0
CIT GROUP INC
COM NEW
125581801
16160
310000
SH
DFND
1
310000
0
0
CITIGROUP INC
COM NEW
172967424
13028
250000
SH
Call
DFND
1
250000
0
0
CITIGROUP INC
COM NEW
172967424
20844
400000
SH
DFND
1
400000
0
0
CITRIX SYS INC
COM
177376100
6325
100000
SH
Put
DFND
1
100000
0
0
CME GROUP INC
COM
12572Q105
7846
100000
SH
DFND
1
100000
0
0
COMMVAULT SYSTEMS INC
COM
204166102
3743
50000
SH
Put
DFND
1
50000
0
0
CORELOGIC INC
COM
21871D103
5330
150000
SH
Call
DFND
1
150000
0
0
CST BRANDS INC
COM
12646R105
7711
210000
SH
DFND
1
210000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
15163
552000
SH
DFND
1
552000
0
0
DIGITAL RIV INC
COM
25388B104
3232
175000
SH
DFND
1
175000
0
0
DIGITALGLOBE INC
COM NEW
25389M877
7883
191578
SH
DFND
1
191578
0
0
DISCOVER FINL SVCS
COM
254709108
33570
600000
SH
Call
DFND
1
600000
0
0
DISCOVER FINL SVCS
COM
254709108
30213
540000
SH
DFND
1
540000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
13008
662345
SH
DFND
1
662345
0
0
EBAY INC
COM
278642103
5487
100000
SH
Put
DFND
1
100000
0
0
FACEBOOK INC
CL A
30303M102
8197
150000
SH
Call
DFND
1
150000
0
0
FACEBOOK INC
CL A
30303M102
21860
400000
SH
DFND
1
400000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
21860
1000000
SH
Call
DFND
1
1000000
0
0
GARMIN LTD
SHS
H2906T109
18476
400000
SH
Call
DFND
1
400000
0
0
GENERAC HLDGS INC
COM
368736104
1416
25000
SH
DFND
1
25000
0
0
GENERAL ELECTRIC CO
COM
369604103
22424
800000
SH
DFND
1
800000
0
0
GENERAL MTRS CO
COM
37045V100
5313
130000
SH
DFND
1
130000
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
5205
350000
SH
DFND
1
350000
0
0
GOGO INC
COM
38046C109
16756
675000
SH
DFND
1
675000
0
0
GOOGLE INC
CL A
38259P508
26348
23510
SH
DFND
1
23510
0
0
GROUPON INC
COM CL A
399473107
17648
1500000
SH
Call
DFND
1
1500000
0
0
GROUPON INC
COM CL A
399473107
6118
520000
SH
DFND
1
520000
0
0
HEALTHWAYS INC
COM
422245100
3300
215000
SH
DFND
1
215000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
6296
80000
SH
Put
DFND
1
80000
0
0
HEWLETT PACKARD CO
COM
428236103
12591
450000
SH
DFND
1
450000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
18757
100000
SH
Put
DFND
1
100000
0
0
ICON PLC
SHS
G4705A100
364
9000
SH
Put
DFND
1
9000
0
0
ING GROEP N V
SPONSORED ADR
456837103
15818
450000
SH
DFND
1
450000
0
0
IRON MTN INC
COM
462846106
9105
300000
SH
Call
DFND
1
300000
0
0
IRON MTN INC
COM
462846106
6070
200000
SH
DFND
1
200000
0
0
PENNEY J C INC
COM
708160106
4575
500000
SH
Put
DFND
1
500000
0
0
JETBLUE AIRWAYS CORP
COM
477143101
4697
550000
SH
DFND
1
550000
0
0
JUNIPER NETWORKS INC
COM
48203R104
5643
250000
SH
Call
DFND
1
250000
0
0
JUNIPER NETWORKS INC
COM
48203R104
3724
165000
SH
DFND
1
165000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
8519
350000
SH
DFND
1
350000
0
0
LEIDOS HLDGS INC
COM
525327102
8136
175000
SH
DFND
1
175000
0
0
LIVEPERSON INC
COM
538146101
1482
100000
SH
Call
DFND
1
100000
0
0
LOWES COS INC
COM
548661107
14865
300000
SH
Put
DFND
1
300000
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
1654
115000
SH
DFND
1
115000
0
0
MCCLATCHY CO
CL A
579489105
708
208297
SH
DFND
1
208297
0
0
MICROSOFT CORP
COM
594918104
14964
400000
SH
DFND
1
400000
0
0
MILLENNIAL MEDIA INC
COM
60040N105
6907
950000
SH
DFND
1
950000
0
0
MONSTER WORLDWIDE INC
COM
611742107
2852
400000
SH
Call
DFND
1
400000
0
0
MORGAN STANLEY
COM NEW
617446448
15680
500000
SH
DFND
1
500000
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
6911
50000
SH
Put
DFND
1
50000
0
0
NVIDIA CORP
COM
67066G104
8010
500000
SH
Call
DFND
1
500000
0
0
NVIDIA CORP
COM
67066G104
8010
500000
SH
DFND
1
500000
0
0
OUTERWALL INC
COM
690070107
4036
60000
SH
DFND
1
60000
0
0
PITNEY BOWES INC
COM
724479100
2330
100000
SH
Call
DFND
1
100000
0
0
PITNEY BOWES INC
COM
724479100
8155
350000
SH
DFND
1
350000
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
19058
350000
SH
Put
DFND
1
350000
0
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
9268
200000
SH
Put
DFND
1
200000
0
0
SAP AG
SPON ADR
803054204
4357
50000
SH
DFND
1
50000
0
0
SEARS HLDGS CORP
COM
812350106
5321
108500
SH
Put
DFND
1
108500
0
0
SINA CORP
ORD
G81477104
4213
50000
SH
DFND
1
50000
0
0
SOLARWINDS INC
COM
83416B109
6620
175000
SH
DFND
1
175000
0
0
SOLAZYME INC
COM
83415T101
545
50000
SH
Call
DFND
1
50000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
92345
500000
SH
Put
DFND
1
500000
0
0
STRATASYS LTD
SHS
M85548101
1684
12500
SH
DFND
1
12500
0
0
SUNEDISON INC
COM
86732Y109
16469
1262000
SH
DFND
1
1262000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
11638
670000
SH
DFND
1
670000
0
0
TARGET CORP
COM
87612E106
12654
200000
SH
Put
DFND
1
200000
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
15320
500000
SH
DFND
1
500000
0
0
TRIPADVISOR INC
COM
896945201
12425
150000
SH
DFND
1
150000
0
0
TWITTER INC
COM
90184L102
6365
100000
SH
Call
DFND
1
100000
0
0
TWITTER INC
COM
90184L102
2075
32600
SH
DFND
1
32600
0
0
VEECO INSTRS INC DEL
COM
922417100
8557
260000
SH
DFND
1
260000
0
0
WESTERN UN CO
COM
959802109
8625
500000
SH
Call
DFND
1
500000
0
0
WESTERN UN CO
COM
959802109
4313
250000
SH
DFND
1
250000
0
0
XOOM CORP
COM
98419Q101
8211
300000
SH
DFND
1
300000
0
0
YAHOO INC
COM
984332106
30330
750000
SH
Call
DFND
1
750000
0
0
YAHOO INC
COM
984332106
22242
550000
SH
DFND
1
550000
0
0