0000919574-14-001027.txt : 20140214 0000919574-14-001027.hdr.sgml : 20140214 20140213175539 ACCESSION NUMBER: 0000919574-14-001027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Espalier Global Management LLC CENTRAL INDEX KEY: 0001533327 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14742 FILM NUMBER: 14608307 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, SUITE 4110 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-339-3981 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, SUITE 4110 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533327 XXXXXXXX 12-31-2013 12-31-2013 false Espalier Global Management LLC
599 Lexington Avenue, Suite 4110 New York NY 10022
13F HOLDINGS REPORT 028-14742 N
Wojciech Uzdelewicz Managing Principal 212-339-7448 /s/ Wojciech Uzdelewicz New York NY 02-13-2014 1 96 1042116 1 0001533326 028-14745 Espalier Global Master Fund, Ltd.
INFORMATION TABLE 2 infotable.xml 3-D SYS CORP DEL COM NEW 88554D205 4647 50000 SH Put DFND 1 50000 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 4920 434979 SH DFND 1 434979 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 22327 390400 SH Call DFND 1 390400 0 0 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 5269 175000 SH DFND 1 175000 0 0 AMBAC FINL GROUP INC COM NEW 023139884 11052 450000 SH Call DFND 1 450000 0 0 AMBAC FINL GROUP INC COM NEW 023139884 1670 68000 SH DFND 1 68000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 7575 300000 SH DFND 1 300000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 18378 360000 SH DFND 1 360000 0 0 BANK OF AMERICA CORPORATION COM 060505104 7785 500000 SH DFND 1 500000 0 0 BARCLAYS PLC ADR 06738E204 7252 400000 SH Call DFND 1 400000 0 0 BARNES & NOBLE INC COM 067774109 4485 300000 SH DFND 1 300000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 15750 500000 SH DFND 1 500000 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 10868 275000 SH DFND 1 275000 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 8015 225000 SH DFND 1 225000 0 0 CATERPILLAR INC DEL COM 149123101 18162 200000 SH Put DFND 1 200000 0 0 CBOE HLDGS INC COM 12503M108 5196 100000 SH DFND 1 100000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 2600 100000 SH Put DFND 1 100000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 15600 600000 SH DFND 1 600000 0 0 CIT GROUP INC COM NEW 125581801 2607 50000 SH Call DFND 1 50000 0 0 CIT GROUP INC COM NEW 125581801 16160 310000 SH DFND 1 310000 0 0 CITIGROUP INC COM NEW 172967424 13028 250000 SH Call DFND 1 250000 0 0 CITIGROUP INC COM NEW 172967424 20844 400000 SH DFND 1 400000 0 0 CITRIX SYS INC COM 177376100 6325 100000 SH Put DFND 1 100000 0 0 CME GROUP INC COM 12572Q105 7846 100000 SH DFND 1 100000 0 0 COMMVAULT SYSTEMS INC COM 204166102 3743 50000 SH Put DFND 1 50000 0 0 CORELOGIC INC COM 21871D103 5330 150000 SH Call DFND 1 150000 0 0 CST BRANDS INC COM 12646R105 7711 210000 SH DFND 1 210000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 15163 552000 SH DFND 1 552000 0 0 DIGITAL RIV INC COM 25388B104 3232 175000 SH DFND 1 175000 0 0 DIGITALGLOBE INC COM NEW 25389M877 7883 191578 SH DFND 1 191578 0 0 DISCOVER FINL SVCS COM 254709108 33570 600000 SH Call DFND 1 600000 0 0 DISCOVER FINL SVCS COM 254709108 30213 540000 SH DFND 1 540000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 13008 662345 SH DFND 1 662345 0 0 EBAY INC COM 278642103 5487 100000 SH Put DFND 1 100000 0 0 FACEBOOK INC CL A 30303M102 8197 150000 SH Call DFND 1 150000 0 0 FACEBOOK INC CL A 30303M102 21860 400000 SH DFND 1 400000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 21860 1000000 SH Call DFND 1 1000000 0 0 GARMIN LTD SHS H2906T109 18476 400000 SH Call DFND 1 400000 0 0 GENERAC HLDGS INC COM 368736104 1416 25000 SH DFND 1 25000 0 0 GENERAL ELECTRIC CO COM 369604103 22424 800000 SH DFND 1 800000 0 0 GENERAL MTRS CO COM 37045V100 5313 130000 SH DFND 1 130000 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 5205 350000 SH DFND 1 350000 0 0 GOGO INC COM 38046C109 16756 675000 SH DFND 1 675000 0 0 GOOGLE INC CL A 38259P508 26348 23510 SH DFND 1 23510 0 0 GROUPON INC COM CL A 399473107 17648 1500000 SH Call DFND 1 1500000 0 0 GROUPON INC COM CL A 399473107 6118 520000 SH DFND 1 520000 0 0 HEALTHWAYS INC COM 422245100 3300 215000 SH DFND 1 215000 0 0 HERBALIFE LTD COM USD SHS G4412G101 6296 80000 SH Put DFND 1 80000 0 0 HEWLETT PACKARD CO COM 428236103 12591 450000 SH DFND 1 450000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 18757 100000 SH Put DFND 1 100000 0 0 ICON PLC SHS G4705A100 364 9000 SH Put DFND 1 9000 0 0 ING GROEP N V SPONSORED ADR 456837103 15818 450000 SH DFND 1 450000 0 0 IRON MTN INC COM 462846106 9105 300000 SH Call DFND 1 300000 0 0 IRON MTN INC COM 462846106 6070 200000 SH DFND 1 200000 0 0 PENNEY J C INC COM 708160106 4575 500000 SH Put DFND 1 500000 0 0 JETBLUE AIRWAYS CORP COM 477143101 4697 550000 SH DFND 1 550000 0 0 JUNIPER NETWORKS INC COM 48203R104 5643 250000 SH Call DFND 1 250000 0 0 JUNIPER NETWORKS INC COM 48203R104 3724 165000 SH DFND 1 165000 0 0 KKR & CO L P DEL COM UNITS 48248M102 8519 350000 SH DFND 1 350000 0 0 LEIDOS HLDGS INC COM 525327102 8136 175000 SH DFND 1 175000 0 0 LIVEPERSON INC COM 538146101 1482 100000 SH Call DFND 1 100000 0 0 LOWES COS INC COM 548661107 14865 300000 SH Put DFND 1 300000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1654 115000 SH DFND 1 115000 0 0 MCCLATCHY CO CL A 579489105 708 208297 SH DFND 1 208297 0 0 MICROSOFT CORP COM 594918104 14964 400000 SH DFND 1 400000 0 0 MILLENNIAL MEDIA INC COM 60040N105 6907 950000 SH DFND 1 950000 0 0 MONSTER WORLDWIDE INC COM 611742107 2852 400000 SH Call DFND 1 400000 0 0 MORGAN STANLEY COM NEW 617446448 15680 500000 SH DFND 1 500000 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 6911 50000 SH Put DFND 1 50000 0 0 NVIDIA CORP COM 67066G104 8010 500000 SH Call DFND 1 500000 0 0 NVIDIA CORP COM 67066G104 8010 500000 SH DFND 1 500000 0 0 OUTERWALL INC COM 690070107 4036 60000 SH DFND 1 60000 0 0 PITNEY BOWES INC COM 724479100 2330 100000 SH Call DFND 1 100000 0 0 PITNEY BOWES INC COM 724479100 8155 350000 SH DFND 1 350000 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 19058 350000 SH Put DFND 1 350000 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 9268 200000 SH Put DFND 1 200000 0 0 SAP AG SPON ADR 803054204 4357 50000 SH DFND 1 50000 0 0 SEARS HLDGS CORP COM 812350106 5321 108500 SH Put DFND 1 108500 0 0 SINA CORP ORD G81477104 4213 50000 SH DFND 1 50000 0 0 SOLARWINDS INC COM 83416B109 6620 175000 SH DFND 1 175000 0 0 SOLAZYME INC COM 83415T101 545 50000 SH Call DFND 1 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 92345 500000 SH Put DFND 1 500000 0 0 STRATASYS LTD SHS M85548101 1684 12500 SH DFND 1 12500 0 0 SUNEDISON INC COM 86732Y109 16469 1262000 SH DFND 1 1262000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 11638 670000 SH DFND 1 670000 0 0 TARGET CORP COM 87612E106 12654 200000 SH Put DFND 1 200000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 15320 500000 SH DFND 1 500000 0 0 TRIPADVISOR INC COM 896945201 12425 150000 SH DFND 1 150000 0 0 TWITTER INC COM 90184L102 6365 100000 SH Call DFND 1 100000 0 0 TWITTER INC COM 90184L102 2075 32600 SH DFND 1 32600 0 0 VEECO INSTRS INC DEL COM 922417100 8557 260000 SH DFND 1 260000 0 0 WESTERN UN CO COM 959802109 8625 500000 SH Call DFND 1 500000 0 0 WESTERN UN CO COM 959802109 4313 250000 SH DFND 1 250000 0 0 XOOM CORP COM 98419Q101 8211 300000 SH DFND 1 300000 0 0 YAHOO INC COM 984332106 30330 750000 SH Call DFND 1 750000 0 0 YAHOO INC COM 984332106 22242 550000 SH DFND 1 550000 0 0