0000919574-13-006333.txt : 20131114
0000919574-13-006333.hdr.sgml : 20131114
20131113175458
ACCESSION NUMBER: 0000919574-13-006333
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131113
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Espalier Global Management LLC
CENTRAL INDEX KEY: 0001533327
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14742
FILM NUMBER: 131215923
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-339-3981
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001533327
XXXXXXXX
09-30-2013
09-30-2013
false
Espalier Global Management LLC
599 Lexington Avenue, Suite 4110
New York
NY
10022
13F HOLDINGS REPORT
028-14742
N
Wojciech Uzdelewicz
Managing Principal
212-339-7448
/s/ Wojciech Uzdelewicz
New York
NY
11-13-2013
1
83
942420
1
0001533326
028-14745
Espalier Global Master Fund, Ltd.
INFORMATION TABLE
2
infotable.xml
ACELRX PHARMACEUTICALS INC
COM
00444T100
4851
450000
SH
DFND
1
450000
0
0
ADTRAN INC
COM
00738A106
3996
150000
SH
DFND
1
150000
0
0
ADVANCED EMISSIONS SOLUTS IN
COM
00770C101
3845
90000
SH
DFND
1
90000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
25010
488000
SH
Call
DFND
1
488000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
12725
248300
SH
DFND
1
248300
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
6320
275000
SH
DFND
1
275000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
25280
4000000
SH
Call
DFND
1
4000000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
26747
550000
SH
DFND
1
550000
0
0
AUTOZONE INC
COM
053332102
10568
25000
SH
Put
DFND
1
25000
0
0
BANKRATE INC DEL
COM
06647F102
1543
75000
SH
DFND
1
75000
0
0
BARCLAYS PLC
ADR
06738E204
6816
400000
SH
Call
DFND
1
400000
0
0
BIO-REFERENCE LABS INC
COM $.01 NEW
09057G602
8310
278100
SH
Put
DFND
1
278100
0
0
BLACKBERRY LTD
COM
09228F103
1986
250000
SH
Put
DFND
1
250000
0
0
BLACKBERRY LTD
COM
09228F103
11559
1454900
SH
DFND
1
1454900
0
0
BLACKROCK INC
COM
09247X101
13531
50000
SH
Put
DFND
1
50000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
9956
400000
SH
DFND
1
400000
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
11113
350000
SH
DFND
1
350000
0
0
CA INC
COM
12673P105
19582
660000
SH
DFND
1
660000
0
0
CATERPILLAR INC DEL
COM
149123101
16680
200000
SH
Put
DFND
1
200000
0
0
CERNER CORP
COM
156782104
3463
65900
SH
Call
DFND
1
65900
0
0
CERNER CORP
COM
156782104
4892
93100
SH
DFND
1
93100
0
0
CIT GROUP INC
COM NEW
125581801
4877
100000
SH
Call
DFND
1
100000
0
0
CIT GROUP INC
COM NEW
125581801
12193
250000
SH
DFND
1
250000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
11086
135000
SH
DFND
1
135000
0
0
COMMVAULT SYSTEMS INC
COM
204166102
4396
50000
SH
Put
DFND
1
50000
0
0
CORNING INC
COM
219350105
4377
300000
SH
Call
DFND
1
300000
0
0
CORNING INC
COM
219350105
7660
525000
SH
DFND
1
525000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
20405
865000
SH
DFND
1
865000
0
0
DIGITALGLOBE INC
COM NEW
25389M877
21344
675000
SH
DFND
1
675000
0
0
DISCOVER FINL SVCS
COM
254709108
31588
625000
SH
DFND
1
625000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
17325
1050000
SH
DFND
1
1050000
0
0
EBAY INC
COM
278642103
13949
250000
SH
Put
DFND
1
250000
0
0
FACEBOOK INC
CL A
30303M102
17581
350000
SH
DFND
1
350000
0
0
FRANKLIN RES INC
COM
354613101
25275
500000
SH
Put
DFND
1
500000
0
0
GAMESTOP CORP NEW
CL A
36467W109
8689
175000
SH
DFND
1
175000
0
0
GOGO INC
COM
38046C109
4649
261600
SH
DFND
1
261600
0
0
GOOGLE INC
CL A
38259P508
19708
22500
SH
DFND
1
22500
0
0
GREEN MTN COFFEE ROASTERS IN
COM
393122106
3767
50000
SH
Put
DFND
1
50000
0
0
GROUPON INC
COM CL A
399473107
11211
1000000
SH
Call
DFND
1
1000000
0
0
HANESBRANDS INC
COM
410345102
3116
50000
SH
Put
DFND
1
50000
0
0
HEALTHWAYS INC
COM
422245100
926
50000
SH
Call
DFND
1
50000
0
0
HEALTHWAYS INC
COM
422245100
3702
200000
SH
DFND
1
200000
0
0
HOLOGIC INC
COM
436440101
5163
250000
SH
DFND
1
250000
0
0
HOME DEPOT INC
COM
437076102
11378
150000
SH
Put
DFND
1
150000
0
0
ING U S INC
COM
45685E106
10954
375000
SH
DFND
1
375000
0
0
INTEL CORP
COM
458140100
11461
500000
SH
DFND
1
500000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
74072
400000
SH
Put
DFND
1
400000
0
0
IRON MTN
COM
462846106
5404
200000
SH
Call
DFND
1
200000
0
0
ISHARES
RUSSELL 2000 ETF
464287655
26653
250000
SH
Put
DFND
1
250000
0
0
JABIL CIRCUIT INC
COM
466313103
6038
278500
SH
DFND
1
278500
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
3678
250000
SH
DFND
1
250000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
9261
450000
SH
DFND
1
450000
0
0
MCGRAW HILL FINL INC
COM
580645109
6559
100000
SH
DFND
1
100000
0
0
MIX TELEMATICS LTD
SPONSORED ADR
60688N102
740
50000
SH
DFND
1
50000
0
0
MORGAN STANLEY
COM NEW
617446448
11184
415000
SH
DFND
1
415000
0
0
NASDAQ OMX GROUP INC
COM
631103108
3211
100000
SH
DFND
1
100000
0
0
NEWS CORP NEW
CL A
65249B109
11242
700000
SH
DFND
1
700000
0
0
NII HLDGS INC
CL B NEW
62913F201
4249
700000
SH
DFND
1
700000
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
10520
482800
SH
DFND
1
482800
0
0
NVIDIA CORP
COM
67066G104
7780
500000
SH
Call
DFND
1
500000
0
0
NVIDIA CORP
COM
67066G104
1712
110000
SH
DFND
1
110000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3721
100000
SH
DFND
1
100000
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
12759
100000
SH
Put
DFND
1
100000
0
0
PITNEY BOWES INC
COM
724479100
3638
200000
SH
Call
DFND
1
200000
0
0
PITNEY BOWES INC
COM
724479100
9550
525000
SH
DFND
1
525000
0
0
POINTS INTL LTD
COM NEW
730843208
1387
60000
SH
DFND
1
60000
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
3423
100000
SH
DFND
1
100000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
2114
100000
SH
Put
DFND
1
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
33602
200000
SH
Put
DFND
1
200000
0
0
SUNEDISON INC
COM
86732Y109
771
96800
SH
Call
DFND
1
96800
0
0
SUNEDISON INC
COM
86732Y109
10760
1350000
SH
DFND
1
1350000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
7268
400000
SH
DFND
1
400000
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
23562
900000
SH
DFND
1
900000
0
0
TEXTURA CORP
COM
883211104
3253
75500
SH
DFND
1
75500
0
0
THE ADT CORPORATION
COM
00101J106
9149
225000
SH
DFND
1
225000
0
0
TIBCO SOFTWARE INC
COM
88632Q103
19193
750000
SH
DFND
1
750000
0
0
TIVO INC
COM
888706108
24887
2000600
SH
DFND
1
2000600
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
8471
97600
SH
Put
DFND
1
97600
0
0
VANTIV INC
CL A
92210H105
5588
200000
SH
DFND
1
200000
0
0
VMWARE INC
CL A COM
928563402
10113
125000
SH
Put
DFND
1
125000
0
0
WORKDAY INC
CL A
98138H101
4047
50000
SH
DFND
1
50000
0
0
XILINX INC
COM
983919101
5856
125000
SH
DFND
1
125000
0
0
YAHOO INC
COM
984332106
41463
1250000
SH
DFND
1
1250000
0
0