0000891836-16-000240.txt : 20160725 0000891836-16-000240.hdr.sgml : 20160725 20160725170033 ACCESSION NUMBER: 0000891836-16-000240 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160725 DATE AS OF CHANGE: 20160725 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COCA COLA FEMSA SAB DE CV CENTRAL INDEX KEY: 0000910631 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52421 FILM NUMBER: 161782542 BUSINESS ADDRESS: STREET 1: MARIO PANI #100, PISO 7 STREET 2: COL SANTA FE CITY: CUAJIMALPA STATE: O5 ZIP: DF 05348 BUSINESS PHONE: 525515195120 MAIL ADDRESS: STREET 1: MARIO PANI #100, PISO 7 STREET 2: COL SANTA FE CITY: CUAJIMALPA STATE: O5 ZIP: DF 05348 FORMER COMPANY: FORMER CONFORMED NAME: COCA COLA FEMSA SA DE CV DATE OF NAME CHANGE: 19930814 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Fleishman Herman H. CENTRAL INDEX KEY: 0001533155 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: C/O GRUPO TAMPICO, S.A. DE C.V. STREET 2: AV. EJERCITO MEXICANO 708 CITY: TAMPICO, TAMAULIPAS STATE: O5 ZIP: 89130 SC 13D/A 1 sc0051.htm AMENDMENT NO. 1 TO SCHEDULE 13D sc0051.htm


SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
SCHEDULE 13D
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 1)*
 
Coca-Cola FEMSA, S.A.B. de C.V.
(Name of Issuer)
 
Series L Shares, without par value
(Title of Class of Securities)
 
1912411081
(CUSIP Number)
 
Basil P. Zirinis
Sullivan & Cromwell LLP
1 New Fetter Lane
London EC4A 1AN
United Kingdom
+44 20 7959 8585
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
March 14, 2013
(Date of Event Which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: o
 
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent.
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


_________________________
1 CUSIP Number is for the American Depositary Shares (ADSs) representing the Series L Shares.  Each ADS represents ten Series L Shares, without par value.
 
 
 

 

Page 2 of 4 Pages

 CUSIP No. 191241108
13D
 
1
 Names of Reporting Persons
 Herman Harris Fleishman Cahn
2
 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o  
(b) o  
3
 SEC Use Only
4
 Source of Funds (See Instructions)
 OO
5
 Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)
o  
6
 Citizenship or Place of Organization
 México
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
 
7
 Sole Voting Power
 6,382,967
8
 Shared Voting Power
 0
9
 Sole Dispositive Power
 6,382,967
10
 Shared Dispositive Power
 0
11
 Aggregate Amount Beneficially Owned by Each Reporting Person
 6,382,967
12
 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o  
13
 Percent of Class Represented by Amount in Row (11)
 1.3%2
14
 Type of Reporting Person (See Instructions)
 IN
_________________________
2 Based on 497,298,032 Series L Shares outstanding as of December 31, 2015, as reported by the Issuer on the cover page of its Form 20-F as filed with the Securities and Exchange Commission on April 15, 2016 for the fiscal year ended December 31, 2015.

 
 

 

Page 3 of 4 Pages

This Amendment No. 1 (this “Amendment”) amends and supplements the Schedule 13D filed by Herman Harris Fleishman Cahn (“Mr. Fleishman”) with the Securities and Exchange Commission on October 20, 2011 (the “Schedule 13D”), relating to the Series L Shares, without par value (“Series L Shares”), of Coca-Cola FEMSA, S.A.B. de C.V. (the “Issuer”).  At the time of the filing of the Schedule 13D, Mr. Fleishman’s beneficial ownership of Series L Shares was 6.4%.  As a result of the issuance of Series L Shares by the Issuer during 2012, in which Mr. Fleishman did not participate, Mr. Fleishman’s beneficial ownership of Series L Shares decreased to 4.2% as of December 31, 2012, based on the information reported in the Issuer’s Form 20-F for the year ended December 31, 2012, filed with the Securities and Exchange Commission on March 14, 2013.  Mr. Fleishman is filing this Schedule 13D to terminate his reporting obligation with respect to the Series L Shares.  All capitalized terms used in this Amendment and not otherwise defined herein have the meanings ascribed to such terms in the Schedule 13D.  Except as set forth herein, the Schedule 13D is unmodified.

ITEM 1.  SECURITY AND ISSUER

This Amendment relates to the Series L Shares of the Issuer, whose principal executive offices are located at Mario Pani No. 100, Col. Santa Fe Cuajimalpa, Delegación Cuajimalpa, México, D.F. 05348, México. The Series L Shares are traded in the form of American Depositary Shares, each of which represent ten Series L Shares, on the New York Stock Exchange.

ITEM 5.  INTEREST IN SECURITIES OF THE ISSUER
Item 5 of the Schedule 13D is hereby amended and supplemented by adding the following information:
 
(a) and (b)     See the rows numbered 7, 8, 9, 10, 11 and 13 on the cover page to this Amendment, which are incorporated in this Item 5 by reference, for the aggregate number and percentage of Series L Shares beneficially owned by Mr. Fleishman.

(c)        Mr. Fleishman has not effected transactions in the Series L Shares during the past sixty days, except as reported below:

    Date of Sale
Series L Shares Sold 
Price Per Share (U.S.$)
    May 26, 2016
374,970 
7.88
    May 27, 2016
398,646 
7.94
    May 31, 2016
400,000 
8.01
    June 1, 2016
19,955 
8.00
    June 2, 2016
267,219 
7.84
    June 3, 2016
166,425 
7.82
 
All transactions were effected in the open market on the Mexican Stock Exchange and are reported in U.S. dollars using the exchange rate in effect on the trade date.

(d)           Not applicable.

(e)           Not applicable.

 
 
 

 

Page 4 of 4 Pages

SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated:   July 25, 2016


 
HERMAN HARRIS FLEISHMAN CAHN
 
By:       /s/ Herman Harris Fleishman Cahn       
 
Name:  Herman Harris Fleishman Cahn