0001127602-22-019060.txt : 20220707 0001127602-22-019060.hdr.sgml : 20220707 20220707171114 ACCESSION NUMBER: 0001127602-22-019060 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220627 FILED AS OF DATE: 20220707 DATE AS OF CHANGE: 20220707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Gregory L CENTRAL INDEX KEY: 0001533098 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36820 FILM NUMBER: 221072281 MAIL ADDRESS: STREET 1: 710 MEDTRONIC PARKWAY STREET 2: LC300 CITY: MINNEAPOLIS STATE: MN ZIP: 55432 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Medtronic plc CENTRAL INDEX KEY: 0001613103 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 20 ON HATCH, LOWER HATCH STREET CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 01135314381700 MAIL ADDRESS: STREET 1: 20 ON HATCH, LOWER HATCH STREET CITY: DUBLIN STATE: L2 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: Medtronic Ltd DATE OF NAME CHANGE: 20150112 FORMER COMPANY: FORMER CONFORMED NAME: Medtronic Holdings Ltd DATE OF NAME CHANGE: 20140711 FORMER COMPANY: FORMER CONFORMED NAME: Kalani I Ltd DATE OF NAME CHANGE: 20140709 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2022-06-27 0 0001613103 Medtronic plc MDT 0001533098 Smith Gregory L 710 MEDTRONIC PARKWAY LC300 MINNEAPOLIS MN 55432 1 EVP Global Ops & Supply Chain Ordinary Shares 28905 D Performance Share Units Performance Share Units 9564 D Performance Share Units Performance Share Units 8317 D Stock Option (Right to Buy) 120.25 2022-04-05 2031-04-05 Ordinary Shares 30837 D Stock Option (Right to Buy) 131.26 2022-08-02 2031-08-02 Ordinary Shares 31028 D Performance Share Units Performance Share Units 8762 D Includes 18,695 restricted stock units that vest on 4/5/23, 3,910 restricted stock units that vest on 8/23/23 and 3,564 restricted stock units that vest on 8/2/24. Vests on August 3, 2023. The number of shares to be issued in connection with the performance share units ("PSUs") will vary depending on the level of certain performance metrics achieved over a three (3) year performance period. If target performance metrics are achieved, 9,564 shares will be issued. If minimum performance metrics are not met, such PSUs may vest at 0 shares. Each Performance Share Unit represents a contingent right to receive one share of Medtronic Common Stock. The number of shares to be issued in connection with the performance share units ("PSUs") will vary depending on the level of certain performance metrics achieved over a three (3) year performance period. If target performance metrics are achieved, 8,317 shares will be issued. If minimum performance metrics are not met, such PSUs may vest at 0 shares. These options become exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of grant. Vests on August 2, 2024. The number of shares to be issued in connection with the performance share units ("PSUs") will vary depending on the level of certain performance metrics achieved over a three (3) year performance period. If target performance metrics are achieved, 8,762 shares will be issued. If minimum performance metrics are not met, such PSUs may vest at 0 shares. /s/ Thomas L. Osteraas, attorney-in-fact 2022-07-07