X0306 5 2015-08-27 0 0 0 0001272550 root9B Technologies Inc. RTNB 0001532966 Carnahan Kevin Todd C/O ROOT9B TECHNOLOGIES 4521 SHARON ROAD, SUITE 300 CHARLOTTE NC 28211 1 0 0 0 common stock, par value $.001 2015-08-27 5 M 0 50000 0.56 A 157759 D common stock, par value $.001 2015-08-27 5 M 0 75000 0.59 A 232759 D common stock, par value $.001 2015-08-27 5 M 0 75000 0.83 A 307759 D option to purchase (common stock, par value $.001) 0.56 2015-08-27 5 M 0 50000 0.00 D 2012-07-01 2017-07-01 Common Stock, par value $0.001 per share 50000 0 D option to purchase (common stock, par value $.001) 0.59 2015-08-27 5 M 0 75000 0.00 D 2013-07-01 2018-07-01 Common Stock, par value $0.001 per share 75000 0 D option to purchase (common stock, par value $.001) 0.83 2015-08-27 5 M 0 75000 0.0 D 2014-07-01 2019-07-01 Common Stock, par value $0.001 per share 75000 0 D Pursuant to Stock Option Agreement with grant date of July 1, 2012; 50,000 Options exercised with strike price of $0.56 for a total of $28,000. Each option provided the right to purchase one share of common stock, i.e. one-to-one basis. Pursuant to Stock Option Agreement with grant date of July 1, 2013; 75,000 Options exercised with strike price of $0.59 for a total of $44,250. Each option provided the right to purchase one share of common stock, i.e. one-to-one basis. Pursuant to Stock Option Agreement with grant date of July 1, 2014; 75,000 Options exercised with strike price of $0.83 for a total of $62,250. Each option provided the right to purchase one share of common stock, i.e. one-to-one basis. /s/ Kevin Carnahan 2015-09-10