0001398344-17-000028.txt : 20170103 0001398344-17-000028.hdr.sgml : 20170103 20170103124945 ACCESSION NUMBER: 0001398344-17-000028 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Power REIT CENTRAL INDEX KEY: 0001532619 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 453116572 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86617 FILM NUMBER: 17501012 BUSINESS ADDRESS: STREET 1: 301 WINDING ROAD CITY: OLD BETHPAGE STATE: NY ZIP: 11804 BUSINESS PHONE: 212-750-0373 MAIL ADDRESS: STREET 1: 301 WINDING ROAD CITY: OLD BETHPAGE STATE: NY ZIP: 11804 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Speisman Joyce E CENTRAL INDEX KEY: 0001683905 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: P.O. BOX 1878 CITY: HIGHLAND PARK STATE: IL ZIP: 60035 SC 13G/A 1 fp0023195_sc13ga.htm
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)

(AMENDMENT NO. _1_)*

Power REIT

(Name of Issuer)

COMMON STOCK

(Title of Class of Securities)
 
73933H 101

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]
Rule 13d-1(b)
[ x ]
Rule 13d-1(c)
[   ]
Rule 13d-1(d)



*           The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
 The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP NO.                      73933H 101
13G
Page 2 of 5 Pages

1
NAMES OF REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
 
Joyce E. Speisman
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
 
32,876
 
6
SHARED VOTING POWER
 
59,663
 
7
SOLE DISPOSITIVE POWER
 
32,876
 
8
SHARED DISPOSITIVE POWER
 
59,663
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
92,539
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
 
 
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
5.2
 
12
TYPE OF REPORTING PERSON
 
IN
 
 

CUSIP NO.                      73933H 101
13G
Page 3 of 5 Pages

Item 1.
(a)
Name of Issuer:
 
Power Reit
 
(b)
Address of Issuer’s Principal Executive Offices:

301 Winding Road
Old Bethpage, NY  11804

Item 2.
(a)
Name of Person Filing:

Joyce E. Speisman
 
(b)
Address of Principal Business Office or, if None, Residence:

P.O. Box 1878
Highland Park, IL. 60035
 
(c)
Citizenship:

United States

(d)
Title of Class of Securities:
 
Common Stock
 
(e)
CUSIP Number:

73933H 101
 
Item 3.
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
 
(a)
[   ]
Broker or dealer registered under Section 15 of the Exchange Act.
 
(b)
[   ]
Bank as defined in Section 3(a)(6) of the Exchange Act.
 
(c)
[   ]
Insurance company as defined in Section 3(a)(19) of the Exchange Act.
 
(d)
[   ]
Investment company registered under Section 8 of the Investment Company Act.
 
(e)
[   ]
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
(f)
[   ]
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
(g)
[   ]
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
(i)
[   ]
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
 
(j)
[   ]
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 

CUSIP NO.                      73933H 101
13G
Page 4 of 5 Pages

Item 4.
Ownership.

(a)
Amount beneficially owned:
92,539
(b)
Percent of class:
5.2%
(c)
Number of shares as to which the person has:
 
 
(i)
Sole power to vote or to direct the vote:
32,876
 
(ii)
Shared power to vote or to direct the vote:
59,663
 
(iii)
Sole power to dispose or to direct the disposition of:
32,876
 
(iv)
Shared power to dispose or to direct the disposition of:
59,663

Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  [  ]
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

xxxxxxxxxxx
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable
 
Item 8.
Identification and Classification of Members of the Group.

Not applicable

Item 9.
Notice of Dissolution of Group.

Not applicable

CUSIP NO.                      73933H 101
13G
Page 5 of 5 Pages

Item 10.
Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Company Name
 
       
 
By:
/s/ Joyce E. Speisman
 
 
Name:
Joyce E. Speisman
 
 
Title:
Shareholder
 
       
 
Date:
January 2, 2017