0001171520-18-000108.txt : 20180222 0001171520-18-000108.hdr.sgml : 20180222 20180222113302 ACCESSION NUMBER: 0001171520-18-000108 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FS Bancorp, Inc. CENTRAL INDEX KEY: 0001530249 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 454585178 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86916 FILM NUMBER: 18631526 BUSINESS ADDRESS: STREET 1: 6920 220TH STREET SW STREET 2: SUITE 300 CITY: MOUNTLAKE TERRACE STATE: WA ZIP: 98043 BUSINESS PHONE: 800-683-0973 MAIL ADDRESS: STREET 1: 6920 220TH STREET SW STREET 2: SUITE 300 CITY: MOUNTLAKE TERRACE STATE: WA ZIP: 98043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lawson Joel S. IV CENTRAL INDEX KEY: 0001532603 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 2040 GRUBBS MILL ROAD CITY: BERWYN STATE: PA ZIP: 19312 SC 13G/A 1 eps7842_fsbw.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

Information To Be Included In Statements Filed Pursuant
To § 240.13d-1(b), (c), and (d) and Amendments Thereto Filed
Pursuant To § 240.13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 3)*


FS BANCORP, INC.
(Name of Issuer)

Common Stock, $0.01 par value per share
(Title of Class of Securities)

30263Y104
(CUSIP Number)

 

February 21, 2018
(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☑ Rule 13d-1(c)

☐ Rule 13d-1(d)

________________________ 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 
CUSIP No. 30263Y104 SCHEDULE 13G Page 2 of 5 Pages

 

1

NAMES OF REPORTING PERSONS

 

Joel S. Lawson IV

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐
(b) ☐

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5

SOLE VOTING POWER

 

 

6

SHARED VOTING POWER

 

 

7

SOLE DISPOSITIVE POWER

 

 

8

SHARED DISPOSITIVE POWER

 

 


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

       

 

 

 
CUSIP No. 30263Y104 SCHEDULE 13G Page 3 of 5 Pages

 

Item 1(a)

Name of Issuer:

FS Bancorp, Inc.

   
Item 1(b)

Address of Issuer’s Principal Executive Offices:

6920 220th Street SW
Suite 200
Mountlake Terrace, Washington 98043

   
Item 2(a)

Name of Person Filing:

Joel S. Lawson IV

   
Item 2(b)

Address of Principal Business Office or, if none, Residence:

2040 Grubbs Mill Road
Berwyn, Pennsylvania 19312

   
Item 2(c)

Citizenship:

United States

   
Item 2(d)

Title of Class of Securities:

Common Stock, $0.01 par value per share

   
Item 2(e)

CUSIP Number:

30263Y104

   
Item 3 Not applicable.

 

 

 
CUSIP No. 30263Y104 SCHEDULE 13G Page 4 of 5 Pages

 

Item 4

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)     Amount beneficially owned:

(b)     Percent of class:

(c)     Number of shares as to which the person has:

(i)       Sole power to vote or to direct the vote:

(ii)       Shared power to vote or to direct the vote:

(iii)       Sole power to dispose or to direct the disposition of:

(iv)       Shared power to dispose or to direct the disposition of:

   
Item 5

Ownership of Five Percent or Less of a Class.

Reporting Person’s beneficial ownership is less than 5%.

   
Item 6

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

   
Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

   
Item 8

Identification and Classification of Members of the Group.

Not applicable.

   
Item 9

Notice of Dissolution of Group.

Not applicable.

   
Item 10

Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
CUSIP No. 30263Y104 SCHEDULE 13G Page 5 of 5 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Date: February 21, 2018 /s/ Joel S. Lawson IV     
Name: Joel S. Lawson IV
   
   

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.