0001580642-17-000401.txt : 20170126 0001580642-17-000401.hdr.sgml : 20170126 20170125173615 ACCESSION NUMBER: 0001580642-17-000401 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170125 EFFECTIVENESS DATE: 20170126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Partnervest Advisory Services LLC CENTRAL INDEX KEY: 0001532516 IRS NUMBER: 770577563 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14618 FILM NUMBER: 17547411 BUSINESS ADDRESS: STREET 1: 1216 STATE STREET STREET 2: 3RD FL CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-966-1266 MAIL ADDRESS: STREET 1: 1216 STATE ST. STREET 2: 3RD FL CITY: SANTA BARBARA STATE: CA ZIP: 93102 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001532516 XXXXXXXX 12-31-2016 12-31-2016 false Partnervest Advisory Services LLC

1216 State St. 3rd Fl Santa Barbara CA 93102

13F HOLDINGS REPORT 028-14618 N Rebecca M. Valdez 805-966-1266 Rebecca M. Valdez Santa Barbara CA 01-25-2017 0 206 216128 INFORMATION TABLE 2 infotable.xml BLACKROCK MONEY MARKET X9USDBLKR 978 977526 SH SOLE 0 0 977526 ISHARES MSCI EAFE ETF 464287465 1206 20887 SH SOLE 0 0 20887 ISHARES MSCI EMG MKT ETF 464287234 712 20331 SH SOLE 0 0 20331 POWERSHARES FDMNL H/Y CORP B 73936T557 858 45649 SH SOLE 0 0 45649 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF 78464A359 340 7447 SH SOLE 0 0 7447 SPDR DOUBLELINE TR TACT ETF 78467V848 813 16797 SH SOLE 0 0 16797 SPDR S&P500 ETF TRUST UNIT 78462F103 11027 49329 SH SOLE 0 0 49329 CBOE SPY US 09/16/16 P206 SPYU16206 98 154 SH Put SOLE 0 0 154 VANGUARD INTERMEDIATE-TERM B 921937819 813 9786 SH SOLE 0 0 9786 VANGUARD REIT ETF 922908553 476 5767 SH SOLE 0 0 5767 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1715 8684 SH SOLE 0 0 8684 ISHARES TR CORE S&P MCP ETF 464287507 401 2426 SH SOLE 0 0 2426 ISHARES TR CORE S&P SCP ETF 464287804 232 1688 SH SOLE 0 0 1688 ISHARES TR S&P 500 VAL ETF 464287408 277 2728 SH SOLE 0 0 2728 ISHARES TR CORE S&P500 ETF 464287200 307 1363 SH SOLE 0 0 1363 ISHARES TR S&P 500 GRWT ETF 464287309 862 7080 SH SOLE 0 0 7080 ISHARES TR RUS 1000 VAL ETF 464287598 2459 21954 SH SOLE 0 0 21954 ISHARES TR RUS 1000 GRW ETF 464287614 3668 34964 SH SOLE 0 0 34964 ISHARES TR RUSSELL 2000 ETF 464287655 2239 16606 SH SOLE 0 0 16606 ISHARES TR U.S. REAL ES ETF 464287739 268 3484 SH SOLE 0 0 3484 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1308 4334 SH SOLE 0 0 4334 SPDR S&P 500 ETF TR TR UNIT 78462F103 30776 137682 SH SOLE 0 0 137682 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 337 6937 SH SOLE 0 0 6937 AMAZON COM INC COM 023135106 416 555 SH SOLE 0 0 555 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 576 3533 SH SOLE 0 0 3533 BOEING CO COM 097023105 429 2753 SH SOLE 0 0 2753 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 806 6799 SH SOLE 0 0 6799 AMGEN INC COM 031162100 659 4506 SH SOLE 0 0 4506 ALTRIA GROUP INC COM 02209S103 750 11088 SH SOLE 0 0 11088 INTEL CORP COM 458140100 360 9928 SH SOLE 0 0 9928 ISHARES TR RUS 2000 GRW ETF 464287648 236 1531 SH SOLE 0 0 1531 ORACLE CORP COM 68389X105 274 7116 SH SOLE 0 0 7116 QUALCOMM INC COM 747525103 867 13290 SH SOLE 0 0 13290 DISNEY WALT CO COM DISNEY 254687106 589 5647 SH SOLE 0 0 5647 SEMPRA ENERGY COM 816851109 1526 15165 SH SOLE 0 0 15165 JOHNSON & JOHNSON COM 478160104 783 6795 SH SOLE 0 0 6795 PFIZER INC COM 717081103 525 16176 SH SOLE 0 0 16176 ISHARES TR MSCI EAFE ETF 464287465 2912 50434 SH SOLE 0 0 50434 CHEVRON CORP NEW COM 166764100 1368 11623 SH SOLE 0 0 11623 MICROSOFT CORP COM 594918104 1110 17869 SH SOLE 0 0 17869 UNITED PARCEL SERVICE INC CL B 911312106 344 3001 SH SOLE 0 0 3001 AT&T INC COM 00206R102 1461 34351 SH SOLE 0 0 34351 CISCO SYS INC COM 17275R102 403 13348 SH SOLE 0 0 13348 INTERNATIONAL BUSINESS MACHS COM 459200101 7470 45003 SH SOLE 0 0 45003 COCA COLA CO COM 191216100 366 8817 SH SOLE 0 0 8817 PEPSICO INC COM 713448108 3130 29919 SH SOLE 0 0 29919 VERIZON COMMUNICATIONS INC COM 92343V104 613 11491 SH SOLE 0 0 11491 ISHARES MSCI CDA ETF 464286509 1528 58415 SH SOLE 0 0 58415 ISHARES TR RUS MD CP GR ETF 464287481 2282 23431 SH SOLE 0 0 23431 ISHARES TR COHEN&STEER REIT 464287564 857 8600 SH SOLE 0 0 8600 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 866 11498 SH SOLE 0 0 11498 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 226 9718 SH SOLE 0 0 9718 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 236 3800 SH SOLE 0 0 3800 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 793 16389 SH SOLE 0 0 16389 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 255 4935 SH SOLE 0 0 4935 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 422 6127 SH SOLE 0 0 6127 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 740 8683 SH SOLE 0 0 8683 BANK AMER CORP COM 060505104 513 23199 SH SOLE 0 0 23199 STARBUCKS CORP COM 855244109 280 5041 SH SOLE 0 0 5041 EXXON MOBIL CORP COM 30231G102 1421 15744 SH SOLE 0 0 15744 WAL-MART STORES INC COM 931142103 313 4523 SH SOLE 0 0 4523 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 413 14349 SH SOLE 0 0 14349 TOTAL S A SPONSORED ADR 89151E109 556 10918 SH SOLE 0 0 10918 TARGET CORP COM 87612E106 336 4649 SH SOLE 0 0 4649 COLGATE PALMOLIVE CO COM 194162103 423 6469 SH SOLE 0 0 6469 LILLY ELI & CO COM 532457108 381 5177 SH SOLE 0 0 5177 CVS HEALTH CORP COM 126650100 222 2810 SH SOLE 0 0 2810 SCHLUMBERGER LTD COM 806857108 346 4127 SH SOLE 0 0 4127 MERCK & CO INC COM 58933Y105 426 7238 SH SOLE 0 0 7238 PROCTER AND GAMBLE CO COM 742718109 728 8656 SH SOLE 0 0 8656 GENERAL ELECTRIC CO COM 369604103 1145 36219 SH SOLE 0 0 36219 GILEAD SCIENCES INC COM 375558103 258 3607 SH SOLE 0 0 3607 HOME DEPOT INC COM 437076102 355 2645 SH SOLE 0 0 2645 JPMORGAN CHASE & CO COM 46625H100 1827 21172 SH SOLE 0 0 21172 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 62 13416 SH SOLE 0 0 13416 WELLS FARGO & CO NEW COM 949746101 1078 19562 SH SOLE 0 0 19562 ISHARES TR IBOXX INV CP ETF 464287242 831 7090 SH SOLE 0 0 7090 AMERICAN TOWER CORP NEW COM 03027X100 209 1974 SH SOLE 0 0 1974 UNITED TECHNOLOGIES CORP COM 913017109 378 3449 SH SOLE 0 0 3449 3M CO COM 88579Y101 399 2237 SH SOLE 0 0 2237 XILINX INC COM 983919101 272 4513 SH SOLE 0 0 4513 VANGUARD INDEX FDS TOTAL STK MKT 922908769 320 2776 SH SOLE 0 0 2776 PENNEY J C INC COM 708160106 233 28027 SH SOLE 0 0 28027 APPLE INC COM 037833100 2808 24245 SH SOLE 0 0 24245 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 211 4017 SH SOLE 0 0 4017 INTL PAPER CO COM 460146103 428 8075 SH SOLE 0 0 8075 ISHARES TR MSCI EMG MKT ETF 464287234 1387 39630 SH SOLE 0 0 39630 CHUBB LIMITED COM H1467J104 355 2685 SH SOLE 0 0 2685 AMERICAN EXPRESS CO COM 025816109 203 2741 SH SOLE 0 0 2741 OCCIDENTAL PETE CORP DEL COM 674599105 234 3285 SH SOLE 0 0 3285 BARINGS PARTN INVS SH BEN INT 06761A103 449 31612 SH SOLE 0 0 31612 EXPRESS SCRIPTS HLDG CO COM 30219G108 205 2980 SH SOLE 0 0 2980 ALLERGAN PLC SHS G0177J108 237 1129 SH SOLE 0 0 1129 PNC FINL SVCS GROUP INC COM 693475105 374 3196 SH SOLE 0 0 3196 CENTRAL FD CDA LTD CL A 153501101 230 20410 SH SOLE 0 0 20410 ISHARES TR CORE US AGGBD ET 464287226 311 2879 SH SOLE 0 0 2879 ISHARES TR SELECT DIVID ETF 464287168 281 3167 SH SOLE 0 0 3167 ISHARES TR TIPS BD ETF 464287176 208 1840 SH SOLE 0 0 1840 TRAVELERS COMPANIES INC COM 89417E109 346 2822 SH SOLE 0 0 2822 RELIANCE STEEL & ALUMINUM CO COM 759509102 7650 96175 SH SOLE 0 0 96175 ENTERPRISE PRODS PARTNERS L COM 293792107 218 8050 SH SOLE 0 0 8050 YUM BRANDS INC COM 988498101 663 10463 SH SOLE 0 0 10463 MICROCHIP TECHNOLOGY INC COM 595017104 373 5807 SH SOLE 0 0 5807 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 675 26450 SH SOLE 0 0 26450 ALPHABET INC CAP STK CL A 02079K305 302 381 SH SOLE 0 0 381 VANGUARD WORLD FDS ENERGY ETF 92204A306 568 5423 SH SOLE 0 0 5423 VANGUARD INDEX FDS REIT ETF 922908553 2134 25859 SH SOLE 0 0 25859 BLACKROCK INC COM 09247X101 323 849 SH SOLE 0 0 849 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 338 6215 SH SOLE 0 0 6215 HANCOCK JOHN PFD INCOME FD I COM 41021P103 412 23237 SH SOLE 0 0 23237 DYCOM INDS INC COM 267475101 302 3758 SH SOLE 0 0 3758 EATON VANCE TAX MNGED BUY WR COM 27828X100 259 15700 SH SOLE 0 0 15700 MFS MUN INCOME TR SH BEN INT 552738106 106 15986 SH SOLE 0 0 15986 POTASH CORP SASK INC COM 73755L107 891 49265 SH SOLE 0 0 49265 VANGUARD WORLD FDS UTILITIES ETF 92204A876 287 2681 SH SOLE 0 0 2681 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 225 8659 SH SOLE 0 0 8659 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2041 23849 SH SOLE 0 0 23849 THERMO FISHER SCIENTIFIC INC COM 883556102 282 2001 SH SOLE 0 0 2001 OVERSTOCK COM INC DEL COM 690370101 494 28200 SH SOLE 0 0 28200 BANK HAWAII CORP COM 062540109 284 3200 SH SOLE 0 0 3200 CALAVO GROWERS INC COM 128246105 1242 20230 SH SOLE 0 0 20230 BANK MONTREAL QUE COM 063671101 519 7215 SH SOLE 0 0 7215 PROSHARES TR ULTSHRT QQQ 74348A426 273 11400 SH SOLE 0 0 11400 PROSHARES TR PSHS SHORT DOW30 74347R701 514 27000 SH SOLE 0 0 27000 BANK N S HALIFAX COM 064149107 235 4220 SH SOLE 0 0 4220 WISDOMTREE TR DIV EX-FINL FD 97717W406 420 5227 SH SOLE 0 0 5227 WISDOMTREE TR JAPN HEDGE EQT 97717W851 888 17919 SH SOLE 0 0 17919 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 510 15136 SH SOLE 0 0 15136 INVESCO MUNI INCOME OPP TRST COM 46132X101 74 10315 SH SOLE 0 0 10315 ARES CAP CORP COM 04010L103 853 51733 SH SOLE 0 0 51733 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 494 17814 SH SOLE 0 0 17814 PROSHARES TR SHORT S&P 500 NE 74347B425 438 12000 SH SOLE 0 0 12000 PROSHARES TR SHRT RUSSELL2000 74348A210 264 5400 SH SOLE 0 0 5400 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 993 156900 SH SOLE 0 0 156900 ISHARES TR IBOXX HI YD ETF 464288513 326 3769 SH SOLE 0 0 3769 ISHARES TR 1-3 YR CR BD ETF 464288646 622 5929 SH SOLE 0 0 5929 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 982 12356 SH SOLE 0 0 12356 DELTA AIR LINES INC DEL COM NEW 247361702 290 5896 SH SOLE 0 0 5896 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1181 14615 SH SOLE 0 0 14615 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 257 1992 SH SOLE 0 0 1992 ISHARES TR U.S. PFD STK ETF 464288687 2120 56969 SH SOLE 0 0 56969 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 855 10233 SH SOLE 0 0 10233 POWERSHARES ETF TR II S&P INT DEV QLTY 73936T805 201 10487 SH SOLE 0 0 10487 PROSHARES TR PSHS SH MDCAP400 74347R800 174 13300 SH SOLE 0 0 13300 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 384 5072 SH SOLE 0 0 5072 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 293 5700 SH SOLE 0 0 5700 ISHARES TR MTG REL ETF NEW 46435G342 611 14518 SH SOLE 0 0 14518 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 547 11982 SH SOLE 0 0 11982 POWERSHARES ETF TR II INSUR NATL MUN 73936T474 515 20685 SH SOLE 0 0 20685 ISHARES TR INTERM CR BD ETF 464288638 243 2250 SH SOLE 0 0 2250 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 248 4322 SH SOLE 0 0 4322 VISA INC COM CL A 92826C839 219 2808 SH SOLE 0 0 2808 PHILIP MORRIS INTL INC COM 718172109 380 4158 SH SOLE 0 0 4158 ISHARES TR CALIF MUN BD ETF 464288356 311 2689 SH SOLE 0 0 2689 CLAYMORE EXCHANGE TRD FD TR GUG MIDCAP CORE 18383M720 995 18302 SH SOLE 0 0 18302 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 1421 75645 SH SOLE 0 0 75645 POWERSHARES ETF TR II CALI MUNI ETF 73936T441 1110 43836 SH SOLE 0 0 43836 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 456 3815 SH SOLE 0 0 3815 SUPER MICRO COMPUTER INC COM 86800U104 226 8044 SH SOLE 0 0 8044 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 446 140234 SH SOLE 0 0 140234 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3549 35024 SH SOLE 0 0 35024 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2405 30300 SH SOLE 0 0 30300 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1131 19698 SH SOLE 0 0 19698 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 222 23670 SH SOLE 0 0 23670 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 796 27373 SH SOLE 0 0 27373 MAIN STREET CAPITAL CORP COM 56035L104 744 20223 SH SOLE 0 0 20223 GENERAL MTRS CO COM 37045V100 299 8574 SH SOLE 0 0 8574 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 344 14739 SH SOLE 0 0 14739 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 727 17488 SH SOLE 0 0 17488 DBX ETF TR XTRAK MSCI EMKT 233051101 506 26270 SH SOLE 0 0 26270 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 478 21875 SH SOLE 0 0 21875 FIRST TR ENERGY INFRASTRCTR COM 33738C103 333 18451 SH SOLE 0 0 18451 ADVISORSHARES TR WILSHIRE BUYBACK 00768Y818 457 7196 SH SOLE 0 0 7196 ISHARES TR MIN VOL USA ETF 46429B697 5820 128702 SH SOLE 0 0 128702 ISHARES TR MIN VOL EAFE ETF 46429B689 1495 24420 SH SOLE 0 0 24420 ISHARES MIN VOL EMRG MKT 464286533 1373 28066 SH SOLE 0 0 28066 DOUBLELINE OPPORTUNISTIC CR COM 258623107 461 19960 SH SOLE 0 0 19960 PHILLIPS 66 COM 718546104 312 3615 SH SOLE 0 0 3615 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 1437 36675 SH SOLE 0 0 36675 ISHARES EM CRP BD ETF 464286251 1672 33722 SH SOLE 0 0 33722 FACEBOOK INC CL A 30303M102 830 7216 SH SOLE 0 0 7216 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 14894 540671 SH SOLE 0 0 540671 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 368 10564 SH SOLE 0 0 10564 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 1468 114704 SH SOLE 0 0 114704 FIRST TR MLP & ENERGY INCOME COM 33739B104 536 33200 SH SOLE 0 0 33200 ABBVIE INC COM 00287Y109 622 9932 SH SOLE 0 0 9932 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 1815 44700 SH SOLE 0 0 44700 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 720 16571 SH SOLE 0 0 16571 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 321 13488 SH SOLE 0 0 13488 FIRST TR INTER DUR PFD & IN COM 33718W103 293 12919 SH SOLE 0 0 12919 DBX ETF TR DB XTR MSCI EUR 233051853 254 10017 SH SOLE 0 0 10017 FIDELITY MSCI ENERGY IDX 316092402 411 19386 SH SOLE 0 0 19386 TWITTER INC COM 90184L102 452 27700 SH SOLE 0 0 27700 HILTON WORLDWIDE HLDGS INC WHEN ISSUED 43300A203 387 14240 SH SOLE 0 0 14240 ISHARES TR HDG MSCI GERMN 46434V704 248 9587 SH SOLE 0 0 9587 ALPHABET INC CAP STK CL C 02079K107 1089 1411 SH SOLE 0 0 1411 GASLOG PARTNERS LP UNIT LTD PTNRP Y2687W108 341 16581 SH SOLE 0 0 16581 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 244 9556 SH SOLE 0 0 9556 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 367 4185 SH SOLE 0 0 4185 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 765 22166 SH SOLE 0 0 22166 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 399 13708 SH SOLE 0 0 13708 POWERSHARES ACT MANG COMM FD OPT YLD DIV 73937V106 186 10758 SH SOLE 0 0 10758 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 938 19389 SH SOLE 0 0 19389 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 956 31090 SH SOLE 0 0 31090 YUM CHINA HLDGS INC COM 98850P109 273 10434 SH SOLE 0 0 10434 SPDR S&P 500 ETF TR TR UNIT 78462F103 93 14700 SH Put SOLE 0 0 14700