0001580642-16-011644.txt : 20161025 0001580642-16-011644.hdr.sgml : 20161025 20161025171930 ACCESSION NUMBER: 0001580642-16-011644 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161025 DATE AS OF CHANGE: 20161025 EFFECTIVENESS DATE: 20161025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Partnervest Advisory Services LLC CENTRAL INDEX KEY: 0001532516 IRS NUMBER: 770577563 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14618 FILM NUMBER: 161951042 BUSINESS ADDRESS: STREET 1: 1216 STATE STREET STREET 2: 3RD FL CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-966-1266 MAIL ADDRESS: STREET 1: 1216 STATE ST. STREET 2: 3RD FL CITY: SANTA BARBARA STATE: CA ZIP: 93102 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001532516 XXXXXXXX 09-30-2016 09-30-2016 false Partnervest Advisory Services LLC

1216 State St. 3rd Fl Santa Barbara CA 93102

13F HOLDINGS REPORT 028-14618 N Rebecca M. Valdez 805-966-1266-117 /s/ Rebecca M. Valdez Santa Barbara CA 10-21-2016 0 203 211763 INFORMATION TABLE 2 infotable.xml ISHARES MSCI EMG MKT ETF 464287234 761 20331 SH SOLE 0 0 20331 ISHARES MSCI EAFE ETF 921943858 1235 33014 SH SOLE 0 0 33014 VANGUARD INTERMEDIATE-TERM B 921937819 858 9786 SH SOLE 0 0 9786 VANGUARD REIT ETF 922908553 500 5767 SH SOLE 0 0 5767 POWERSHARES FDMNL H/Y CORP B 73936T557 861 45649 SH SOLE 0 0 45649 SPDR S&P500 ETF TRUST UNIT 78462F103 10750 49698 SH SOLE 0 0 49698 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF 78464A359 345 7447 SH SOLE 0 0 7447 SPDR DOUBLELINE TR TACT ETF 78467V848 843 16797 SH SOLE 0 0 16797 CBOE SPY US 09/16/16 P206 SPYW16213 51 165 SH Put SOLE 0 0 165 BLACKROCK LIQUIDITY T 60 MONEY MARKET X9USDBLKR 976 975691 SH SOLE 0 0 975691 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1386 7585 SH SOLE 0 0 7585 ISHARES TR CORE S&P MCP ETF 464287507 227 1467 SH SOLE 0 0 1467 ISHARES TR S&P MC 400GR ETF 464287606 421 2407 SH SOLE 0 0 2407 ISHARES TR SP SMCP600VL ETF 464287879 438 3510 SH SOLE 0 0 3510 ISHARES TR S&P 500 VAL ETF 464287408 254 2675 SH SOLE 0 0 2675 ISHARES TR CORE S&P500 ETF 464287200 291 1336 SH SOLE 0 0 1336 ISHARES TR S&P 500 GRWT ETF 464287309 912 7495 SH SOLE 0 0 7495 ISHARES TR RUS 1000 VAL ETF 464287598 2419 22907 SH SOLE 0 0 22907 ISHARES TR RUS 1000 GRW ETF 464287614 3751 36005 SH SOLE 0 0 36005 ISHARES TR RUSSELL 2000 ETF 464287655 1227 9880 SH SOLE 0 0 9880 ISHARES TR U.S. REAL ES ETF 464287739 427 5297 SH SOLE 0 0 5297 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1229 4353 SH SOLE 0 0 4353 SPDR S&P 500 ETF TR TR UNIT 78462F103 30369 140400 SH SOLE 0 0 140400 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 343 7010 SH SOLE 0 0 7010 AMAZON COM INC COM 23135106 449 536 SH SOLE 0 0 536 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 483 3342 SH SOLE 0 0 3342 BOEING CO COM 97023105 421 3197 SH SOLE 0 0 3197 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 668 5626 SH SOLE 0 0 5626 AMGEN INC COM 31162100 668 4002 SH SOLE 0 0 4002 ALTRIA GROUP INC COM 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SOLE 0 0 21604 ISHARES TR IBOXX INV CP ETF 464287242 706 5729 SH SOLE 0 0 5729 FORD MTR CO DEL COM PAR $0.01 345370860 204 16914 SH SOLE 0 0 16914 AMERICAN TOWER CORP NEW COM 03027X100 229 2025 SH SOLE 0 0 2025 UNITED TECHNOLOGIES CORP COM 913017109 350 3442 SH SOLE 0 0 3442 3M CO COM 88579Y101 385 2186 SH SOLE 0 0 2186 XILINX INC COM 983919101 248 4566 SH SOLE 0 0 4566 PENNEY J C INC COM 708160106 262 28467 SH SOLE 0 0 28467 APPLE INC COM 37833100 2710 23967 SH SOLE 0 0 23967 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 208 3382 SH SOLE 0 0 3382 INTL PAPER CO COM 460146103 378 7874 SH SOLE 0 0 7874 ISHARES TR MSCI EMG MKT ETF 464287234 1444 38551 SH SOLE 0 0 38551 CHUBB LIMITED COM H1467J104 349 2778 SH SOLE 0 0 2778 OCCIDENTAL PETE CORP DEL COM 674599105 247 3390 SH SOLE 0 0 3390 BARINGS PARTN INVS SH BEN INT 06761A103 464 31909 SH SOLE 0 0 31909 EXPRESS SCRIPTS HLDG CO COM 30219G108 216 3059 SH SOLE 0 0 3059 ALLERGAN PLC SHS G0177J108 454 1971 SH SOLE 0 0 1971 PNC FINL SVCS GROUP INC COM 693475105 290 3224 SH SOLE 0 0 3224 CENTRAL FD CDA LTD CL A 153501101 287 20770 SH SOLE 0 0 20770 ISHARES TR CORE US AGGBD ET 464287226 333 2966 SH SOLE 0 0 2966 ISHARES TR TIPS BD ETF 464287176 225 1932 SH SOLE 0 0 1932 TRAVELERS COMPANIES INC COM 89417E109 312 2723 SH SOLE 0 0 2723 RELIANCE STEEL & ALUMINUM CO COM 759509102 7563 105000 SH SOLE 0 0 105000 ISHARES TR CHINA LG-CAP ETF 464287184 212 5571 SH SOLE 0 0 5571 YUM BRANDS INC COM 988498101 948 10434 SH SOLE 0 0 10434 MICROCHIP TECHNOLOGY INC COM 595017104 360 5787 SH SOLE 0 0 5787 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 830 24375 SH SOLE 0 0 24375 ALPHABET INC CAP STK CL A 02079K305 285 354 SH SOLE 0 0 354 VANGUARD WORLD FDS ENERGY ETF 92204A306 329 3369 SH SOLE 0 0 3369 VANGUARD INDEX FDS REIT ETF 922908553 2223 25626 SH SOLE 0 0 25626 BLACKROCK INC COM 09247X101 319 879 SH SOLE 0 0 879 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 310 6200 SH SOLE 0 0 6200 HANCOCK JOHN PFD INCOME FD I COM 41021P103 453 23432 SH SOLE 0 0 23432 DYCOM INDS INC COM 267475101 329 4028 SH SOLE 0 0 4028 EATON VANCE TAX MNGED BUY WR COM 27828X100 305 18400 SH SOLE 0 0 18400 MFS MUN INCOME TR SH BEN INT 552738106 134 17899 SH SOLE 0 0 17899 POTASH CORP SASK INC COM 73755L107 826 50595 SH SOLE 0 0 50595 VANGUARD WORLD FDS UTILITIES ETF 92204A876 245 2289 SH SOLE 0 0 2289 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 252 10008 SH SOLE 0 0 10008 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2050 24295 SH SOLE 0 0 24295 THERMO FISHER SCIENTIFIC INC COM 883556102 333 2096 SH SOLE 0 0 2096 OVERSTOCK COM INC DEL COM 690370101 432 28200 SH SOLE 0 0 28200 BANK HAWAII CORP COM 62540109 232 3200 SH SOLE 0 0 3200 SPDR SERIES TRUST S&P BIOTECH 78464A870 319 4809 SH SOLE 0 0 4809 CALAVO GROWERS INC COM 128246105 1324 20230 SH SOLE 0 0 20230 PROSHARES TR ULTSHRT QQQ 74348A426 546 22500 SH SOLE 0 0 22500 PROSHARES TR PSHS SHORT DOW30 74347R701 508 24500 SH SOLE 0 0 24500 WISDOMTREE TR DIV EX-FINL FD 97717W406 400 5097 SH SOLE 0 0 5097 WISDOMTREE TR JAPN HEDGE EQT 97717W851 843 19643 SH SOLE 0 0 19643 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 479 15211 SH SOLE 0 0 15211 INVESCO MUNI INCOME OPP TRST COM 46132X101 95 11410 SH SOLE 0 0 11410 AVIS BUDGET GROUP COM 53774105 250 7319 SH SOLE 0 0 7319 ARES CAP CORP COM 04010L103 871 56167 SH SOLE 0 0 56167 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 393 14425 SH SOLE 0 0 14425 PROSHARES TR SHORT S&P 500 NE 74347B425 731 19200 SH SOLE 0 0 19200 PROSHARES TR SHRT RUSSELL2000 74348A210 817 15200 SH SOLE 0 0 15200 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 271 46400 SH SOLE 0 0 46400 ISHARES TR IBOXX HI YD ETF 464288513 333 3819 SH SOLE 0 0 3819 ISHARES TR 1-3 YR CR BD ETF 464288646 644 6090 SH SOLE 0 0 6090 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 951 11765 SH SOLE 0 0 11765 DELTA AIR LINES INC DEL COM NEW 247361702 355 9010 SH SOLE 0 0 9010 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1283 15243 SH SOLE 0 0 15243 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 248 1992 SH SOLE 0 0 1992 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 304 11905 SH SOLE 0 0 11905 ISHARES TR MBS ETF 464288588 1086 9861 SH SOLE 0 0 9861 ISHARES TR U.S. PFD STK ETF 464288687 2196 55588 SH SOLE 0 0 55588 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 801 9515 SH SOLE 0 0 9515 PROSHARES TR PSHS SH MDCAP400 74347R800 401 28500 SH SOLE 0 0 28500 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 418 5801 SH SOLE 0 0 5801 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 520 13908 SH SOLE 0 0 13908 ISHARES TR MRG RL ES CP ETF 464288539 614 58413 SH SOLE 0 0 58413 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 597 12876 SH SOLE 0 0 12876 POWERSHARES ETF TR II INSUR NATL MUN 73936T474 553 21255 SH SOLE 0 0 21255 ISHARES TR INTERM CR BD ETF 464288638 251 2250 SH SOLE 0 0 2250 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 240 3944 SH SOLE 0 0 3944 ISHARES TR RESID RL EST CAP 464288562 433 6603 SH SOLE 0 0 6603 PHILIP MORRIS INTL INC COM 718172109 428 4403 SH SOLE 0 0 4403 ISHARES TR CALIF MUN BD ETF 464288356 323 2680 SH SOLE 0 0 2680 CLAYMORE EXCHANGE TRD FD TR GUG MIDCAP CORE 18383M720 853 15992 SH SOLE 0 0 15992 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 1435 76030 SH SOLE 0 0 76030 POWERSHARES ETF TR II CALI MUNI ETF 73936T441 1143 43005 SH SOLE 0 0 43005 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 439 3585 SH SOLE 0 0 3585 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 428 131354 SH SOLE 0 0 131354 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3514 34648 SH SOLE 0 0 34648 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2419 30037 SH SOLE 0 0 30037 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1101 20482 SH SOLE 0 0 20482 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 259 23670 SH SOLE 0 0 23670 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 689 21951 SH SOLE 0 0 21951 MAIN STREET CAPITAL CORP COM 56035L104 728 21196 SH SOLE 0 0 21196 GENERAL MTRS CO COM 37045V100 293 9231 SH SOLE 0 0 9231 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 476 20521 SH 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0 7074 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 15443 566176 SH SOLE 0 0 566176 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 264 7758 SH SOLE 0 0 7758 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 1511 112228 SH SOLE 0 0 112228 FIRST TR MLP & ENERGY INCOME COM 33739B104 467 28200 SH SOLE 0 0 28200 ABBVIE INC COM 00287Y109 674 10679 SH SOLE 0 0 10679 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 1507 38800 SH SOLE 0 0 38800 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 587 15169 SH SOLE 0 0 15169 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 348 13818 SH SOLE 0 0 13818 FIRST TR INTER DUR PFD & IN COM 33718W103 302 12919 SH SOLE 0 0 12919 DBX ETF TR DB XTR MSCI EUR 233051853 258 10017 SH SOLE 0 0 10017 FIDELITY MSCI ENERGY IDX 316092402 395 19934 SH SOLE 0 0 19934 TWITTER INC COM 90184L102 742 32200 SH SOLE 0 0 32200 ISHARES TR HDG MSCI GERMN 46434V704 235 9805 SH SOLE 0 0 9805 ALPHABET INC CAP STK CL C 02079K107 731 940 SH SOLE 0 0 940 GASLOG PARTNERS LP UNIT LTD PTNRP Y2687W108 387 17773 SH SOLE 0 0 17773 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 474 4485 SH SOLE 0 0 4485 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 740 22396 SH SOLE 0 0 22396 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 443 13820 SH SOLE 0 0 13820 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 981 19550 SH SOLE 0 0 19550 SPDR S&P 500 ETF TR TR UNIT 78462F103 52 16800 SH Put SOLE 0 0 16800