Director of Investments

0001085146-19-002863.txt : 20191112 0001085146-19-002863.hdr.sgml : 20191112 20191112123234 ACCESSION NUMBER: 0001085146-19-002863 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Partnervest Advisory Services LLC CENTRAL INDEX KEY: 0001532516 IRS NUMBER: 770577563 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14618 FILM NUMBER: 191207924 BUSINESS ADDRESS: STREET 1: 360 S. HOPE AVE. STREET 2: STE C210 CITY: SANTA BARBARA STATE: CA ZIP: 93105 BUSINESS PHONE: 805-966-1266 MAIL ADDRESS: STREET 1: 360 S. HOPE AVE. STREET 2: STE C210 CITY: SANTA BARBARA STATE: CA ZIP: 93105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001532516 XXXXXXXX 09-30-2019 09-30-2019 false Partnervest Advisory Services LLC

360 S. Hope Ave. STE C210 SANTA BARBARA CA 93105

13F HOLDINGS REPORT 028-14618 N Rebecca Valdez Director of Investments 805-966-1266 /s/ Rebecca Valdez Santa Barbara CA 11-08-2019 1 298 279254 1 0001602020 028-18040 Anfield Capital Management, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 383 2328 SH SOLE 0 0 2328 ABBOTT LABS COM 002824100 241 2880 SH SOLE 0 0 2880 ABBVIE INC COM 00287Y109 353 4664 SH SOLE 0 0 4664 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 539 3800 SH SOLE 0 0 3800 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 172 20640 SH SOLE 0 0 20640 ACADIA PHARMACEUTICALS INC COM 004225108 218 6050 SH SOLE 0 0 6050 ACTIVISION BLIZZARD INC COM 00507V109 258 4876 SH SOLE 0 0 4876 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 515 15832 SH SOLE 0 0 15832 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 10028 308125 SH SOLE 1 0 0 308125 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 402 2402 SH SOLE 0 0 2402 ALLIANZGI CON INCM 2024 TARG COM 01883H102 407 43457 SH SOLE 0 0 43457 ALPHABET INC CAP STK CL A 02079K305 932 763 SH SOLE 0 0 763 ALPHABET INC CAP STK CL C 02079K107 1115 915 SH SOLE 0 0 915 ALPS ETF TR ALERIAN MLP 00162Q866 127 13858 SH SOLE 0 0 13858 ALTRIA GROUP INC COM 02209S103 259 6325 SH SOLE 0 0 6325 AMAZON COM INC COM 023135106 2338 1347 SH SOLE 0 0 1347 AMERICAN EXPRESS CO COM 025816109 323 2734 SH SOLE 0 0 2734 AMERICAN TOWER CORP NEW COM 03027X100 475 2146 SH SOLE 0 0 2146 AMGEN INC COM 031162100 315 1626 SH SOLE 0 0 1626 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 381 4006 SH SOLE 0 0 4006 APPIAN CORP CL A 03782L101 258 5427 SH SOLE 0 0 5427 APPLE INC COM 037833100 28 126 SH SOLE 1 0 0 126 APPLE INC COM 037833100 5041 22506 SH SOLE 0 0 22506 ARISTA NETWORKS INC COM 040413106 343 1437 SH SOLE 0 0 1437 AT&T INC COM 00206R102 1429 37768 SH SOLE 0 0 37768 BANCO SANTANDER SA ADR 05964H105 1396 347288 SH SOLE 0 0 347288 BANK AMER CORP COM 060505104 315 10813 SH SOLE 0 0 10813 BANK HAWAII CORP COM 062540109 275 3200 SH SOLE 1 0 0 3200 BANK NEW YORK MELLON CORP COM 064058100 401 8864 SH SOLE 0 0 8864 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 1 6400 SH Put SOLE 0 0 6400 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 0 600 SH Call SOLE 0 0 600 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 560 23600 SH SOLE 0 0 23600 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1346 6469 SH SOLE 0 0 6469 BIOGEN INC COM 09062X103 197 844 SH SOLE 0 0 844 BIOGEN INC COM 09062X103 12 52 SH SOLE 1 0 0 52 BLACKROCK ENERGY & RES TR COM 09250U101 117 10405 SH SOLE 0 0 10405 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 150 11868 SH SOLE 0 0 11868 BLACKROCK MUNI INCOME TR II COM 09249N101 161 10817 SH SOLE 0 0 10817 BLACKROCK MUNIASSETS FD INC COM 09254J102 262 16899 SH SOLE 0 0 16899 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 162 14252 SH SOLE 0 0 14252 BLACKROCK MUNIVEST FD II INC COM 09253T101 158 10717 SH SOLE 0 0 10717 BLACKROCK MUNIVEST FD INC COM 09253R105 161 17484 SH SOLE 0 0 17484 BLACKROCK MUNIYIELD INVST FD COM 09254R104 144 10100 SH SOLE 0 0 10100 BLACKROCK MUNIYIELD QUALITY COM 09254F100 165 10948 SH SOLE 0 0 10948 BLACKSTONE GROUP INC COM CL A 09260D107 1519 31094 SH SOLE 0 0 31094 BNY MELLON MUN BD INFRASTRUC COM SHS 09662W109 155 10869 SH SOLE 0 0 10869 BOEING CO COM 097023105 210 553 SH SOLE 0 0 553 BRISTOL MYERS SQUIBB CO COM 110122108 202 3992 SH SOLE 0 0 3992 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 755 33400 SH SOLE 0 0 33400 CALAVO GROWERS INC COM 128246105 1735 18230 SH SOLE 0 0 18230 CALIFORNIA RES CORP COM NEW 13057Q206 1306 128019 SH SOLE 0 0 128019 CALIFORNIA RES CORP COM NEW 13057Q206 1 4900 SH Call SOLE 0 0 4900 CENTRAL FD CDA LTD CL A 153501101 344 24305 SH SOLE 0 0 24305 CERUS CORP COM 157085101 99 19123 SH SOLE 0 0 19123 CHEVRON CORP NEW COM 166764100 1048 8833 SH SOLE 0 0 8833 CISCO SYS INC COM 17275R102 455 9217 SH SOLE 0 0 9217 CME GROUP INC COM 12572Q105 365 1727 SH SOLE 0 0 1727 COCA COLA CO COM 191216100 610 11207 SH SOLE 0 0 11207 COHEN & STEERS QUALITY RLTY COM 19247L106 312 19655 SH SOLE 0 0 19655 COMCAST CORP NEW CL A 20030N101 272 6035 SH SOLE 0 0 6035 COMCAST CORP NEW CL A 20030N101 28 625 SH SOLE 1 0 0 625 COSTCO WHSL CORP NEW COM 22160K105 246 855 SH SOLE 0 0 855 DEERE & CO COM 244199105 230 1365 SH SOLE 0 0 1365 DELTA AIR LINES INC DEL COM NEW 247361702 238 4124 SH SOLE 0 0 4124 DEUTSCHE BANK AG NAMEN AKT D18190898 1046 139500 SH SOLE 0 0 139500 DISNEY WALT CO COM DISNEY 254687106 1742 13370 SH SOLE 0 0 13370 DOMINION ENERGY INC COM 25746U109 427 5266 SH SOLE 0 0 5266 DUKE ENERGY CORP NEW COM NEW 26441C204 205 2141 SH SOLE 0 0 2141 DUNKIN BRANDS GROUP INC COM 265504100 700 8821 SH SOLE 0 0 8821 DWS MUN INCOME TR NEW COM 233368109 160 13837 SH SOLE 0 0 13837 EATON VANCE ENH EQTY INC FD COM 278277108 201 12100 SH SOLE 0 0 12100 EATON VANCE FLTNG RATE 2022 COM 27831H100 104 11378 SH SOLE 0 0 11378 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 326 14435 SH SOLE 0 0 14435 EDISON INTL COM 281020107 217 2872 SH SOLE 0 0 2872 EMERSON ELEC CO COM 291011104 247 3697 SH SOLE 0 0 3697 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 315 24047 SH SOLE 0 0 24047 ENTERPRISE PRODS PARTNERS L COM 293792107 209 7314 SH SOLE 0 0 7314 ETF SER SOLUTIONS CBOE VEST S&P 26922A537 294 6663 SH SOLE 0 0 6663 EXXON MOBIL CORP COM 30231G102 1247 17654 SH SOLE 0 0 17654 FACEBOOK INC CL A 30303M102 2074 11647 SH SOLE 0 0 11647 FIDELITY COVINGTON TR MOMENTUM FACTR 316092816 418 11932 SH SOLE 0 0 11932 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 304 4767 SH SOLE 0 0 4767 FIRST FINL BANKSHARES COM 32020R109 230 6892 SH SOLE 0 0 6892 FIRST TR ENERGY INFRASTRCTR COM 33738C103 321 19446 SH SOLE 0 0 19446 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 536 10313 SH SOLE 1 0 0 10313 FIRST TR MLP & ENERGY INCOME COM 33739B104 588 51200 SH SOLE 0 0 51200 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 316 10194 SH SOLE 0 0 10194 FLAHERTY & CRUMRIN PFD & INM COM 338480106 362 24240 SH SOLE 0 0 24240 GENERAL ELECTRIC CO COM 369604103 396 44322 SH SOLE 0 0 44322 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 8968 89343 SH SOLE 0 0 89343 GOPRO INC CL A 38268T103 52 10100 SH SOLE 0 0 10100 HOME DEPOT INC COM 437076102 943 4066 SH SOLE 0 0 4066 HONEYWELL INTL INC COM 438516106 252 1488 SH SOLE 0 0 1488 ILLINOIS TOOL WKS INC COM 452308109 261 1666 SH SOLE 0 0 1666 INTEL CORP COM 458140100 799 15507 SH SOLE 0 0 15507 INTERNATIONAL BUSINESS MACHS COM 459200101 1106 7605 SH SOLE 0 0 7605 INTUITIVE SURGICAL INC COM NEW 46120E602 218 404 SH SOLE 0 0 404 INVESCO EXCHNG TRADED FD TR CALIF AMT MUN 46138E206 521 19061 SH SOLE 0 0 19061 INVESCO EXCHNG TRADED FD TR CALIF AMT MUN 46138E206 82 3004 SH SOLE 1 0 0 3004 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 1083 56922 SH SOLE 1 0 0 56922 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 19 977 SH SOLE 0 0 977 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 176 6629 SH SOLE 0 0 6629 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 41 1560 SH SOLE 1 0 0 1560 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 176 11726 SH SOLE 0 0 11726 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 2969 56436 SH SOLE 0 0 56436 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 1018 20821 SH SOLE 0 0 20821 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 3390 79512 SH SOLE 0 0 79512 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 534 23622 SH SOLE 1 0 0 23622 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 88 3906 SH SOLE 0 0 3906 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 1027 31704 SH SOLE 0 0 31704 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 42 1304 SH SOLE 1 0 0 1304 INVESCO MUN OPPORTUNITY TR COM 46132C107 353 28182 SH SOLE 0 0 28182 INVESCO MUN TR COM 46131J103 162 12856 SH SOLE 0 0 12856 INVESCO MUNI INCOME OPP TRST COM 46132X101 82 10315 SH SOLE 0 0 10315 INVESCO QQQ TR UNIT SER 1 46090E103 1169 6191 SH SOLE 0 0 6191 INVESCO TR INVT GRADE MUNS COM 46131M106 161 12480 SH SOLE 0 0 12480 INVESCO VALUE MUN INCOME TR COM 46132P108 163 10605 SH SOLE 0 0 10605 ISHARES INC CORE MSCI EMKT 46434G103 20 407 SH SOLE 1 0 0 407 ISHARES INC CORE MSCI EMKT 46434G103 285 5817 SH SOLE 0 0 5817 ISHARES INC MIN VOL EMRG MKT 464286533 1172 20538 SH SOLE 0 0 20538 ISHARES TR 0-5YR INVT GR CP 46434V100 205 4013 SH SOLE 0 0 4013 ISHARES TR 1 3 YR TREAS BD 464287457 1074 12660 SH SOLE 0 0 12660 ISHARES TR 3 7 YR TREAS BD 464288661 342 2700 SH SOLE 0 0 2700 ISHARES TR CALIF MUN BD ETF 464288356 203 3317 SH SOLE 1 0 0 3317 ISHARES TR CALIF MUN BD ETF 464288356 428 6982 SH SOLE 0 0 6982 ISHARES TR COHEN STEER REIT 464287564 977 8138 SH SOLE 0 0 8138 ISHARES TR CORE DIV GRWTH 46434V621 271 6912 SH SOLE 0 0 6912 ISHARES TR CORE MSCI EAFE 46432F842 926 15155 SH SOLE 0 0 15155 ISHARES TR CORE S&P MCP ETF 464287507 27 141 SH SOLE 1 0 0 141 ISHARES TR CORE S&P MCP ETF 464287507 462 2390 SH SOLE 0 0 2390 ISHARES TR CORE S&P SCP ETF 464287804 664 8533 SH SOLE 0 0 8533 ISHARES TR CORE S&P SCP ETF 464287804 1055 13549 SH SOLE 1 0 0 13549 ISHARES TR CORE S&P TTL STK 464287150 638 9519 SH SOLE 0 0 9519 ISHARES TR CORE S&P500 ETF 464287200 61 203 SH SOLE 1 0 0 203 ISHARES TR CORE S&P500 ETF 464287200 1116 3737 SH SOLE 0 0 3737 ISHARES TR CORE US AGGBD ET 464287226 30 263 SH SOLE 1 0 0 263 ISHARES TR CORE US AGGBD ET 464287226 1586 14018 SH SOLE 0 0 14018 ISHARES TR IBOXX HI YD ETF 464288513 318 3647 SH SOLE 0 0 3647 ISHARES TR IBOXX INV CP ETF 464287242 1454 11404 SH SOLE 0 0 11404 ISHARES TR JPMORGAN USD EMG 464288281 365 3217 SH SOLE 0 0 3217 ISHARES TR MIN VOL EAFE ETF 46429B689 2155 29405 SH SOLE 0 0 29405 ISHARES TR MSCI CHINA ETF 46429B671 233 4163 SH SOLE 0 0 4163 ISHARES TR MSCI EAFE ETF 464287465 1683 25815 SH SOLE 0 0 25815 ISHARES TR MSCI EAFE ETF 464287465 2138 32778 SH SOLE 1 0 0 32778 ISHARES TR MSCI EMG MKT ETF 464287234 583 14274 SH SOLE 0 0 14274 ISHARES TR MSCI KLD400 SOC 464288570 539 4859 SH SOLE 0 0 4859 ISHARES TR MSCI MIN VOL ETF 46429B697 88 1366 SH SOLE 1 0 0 1366 ISHARES TR MSCI MIN VOL ETF 46429B697 13166 205395 SH SOLE 0 0 205395 ISHARES TR PFD AND INCM SEC 464288687 216 5768 SH SOLE 0 0 5768 ISHARES TR RUS MD CP GR ETF 464287481 74 523 SH SOLE 0 0 523 ISHARES TR RUS MD CP GR ETF 464287481 2178 15408 SH SOLE 1 0 0 15408 ISHARES TR RUSSELL 2000 ETF 464287655 2 9000 SH Put SOLE 0 0 9000 ISHARES TR RUSSELL 2000 ETF 464287655 0 9000 SH Call SOLE 0 0 9000 ISHARES TR RUSSELL 2000 ETF 464287655 656 4338 SH SOLE 1 0 0 4338 ISHARES TR RUSSELL 2000 ETF 464287655 1171 7737 SH SOLE 0 0 7737 ISHARES TR S&P 500 GRWT ETF 464287309 967 5371 SH SOLE 0 0 5371 ISHARES TR SELECT DIVID ETF 464287168 418 4104 SH SOLE 0 0 4104 ISHARES TR SH TR CRPORT ETF 464288646 1093 20372 SH SOLE 1 0 0 20372 ISHARES TR SH TR CRPORT ETF 464288646 32 602 SH SOLE 0 0 602 ISHARES TR TIPS BD ETF 464287176 228 1958 SH SOLE 0 0 1958 ISHARES TR TIPS BD ETF 464287176 81 700 SH SOLE 1 0 0 700 ISHARES TR U.S. REAL ES ETF 464287739 62 661 SH SOLE 1 0 0 661 ISHARES TR U.S. REAL ES ETF 464287739 275 2942 SH SOLE 0 0 2942 ISHARES TR US AER DEF ETF 464288760 241 1074 SH SOLE 0 0 1074 ISHARES TR USA MOMENTUM FCT 46432F396 352 2948 SH SOLE 0 0 2948 ISHARES US ETF TR IT RT HDG HGYL 46431W606 530 6008 SH SOLE 1 0 0 6008 JOHNSON & JOHNSON COM 478160104 797 6159 SH SOLE 0 0 6159 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 7490 148535 SH SOLE 0 0 148535 JPMORGAN CHASE & CO COM 46625H100 2586 21969 SH SOLE 0 0 21969 LOCKHEED MARTIN CORP COM 539830109 259 665 SH SOLE 0 0 665 LULULEMON ATHLETICA INC COM 550021109 426 2215 SH SOLE 0 0 2215 LYFT INC CL A COM 55087P104 0 10200 SH Call SOLE 0 0 10200 LYFT INC CL A COM 55087P104 17 408 SH SOLE 0 0 408 MARRIOTT INTL INC NEW CL A 571903202 296 2383 SH SOLE 0 0 2383 MASTERCARD INC CL A 57636Q104 726 2673 SH SOLE 0 0 2673 MCDONALDS CORP COM 580135101 413 1923 SH SOLE 0 0 1923 MERCK & CO INC COM 58933Y105 563 6690 SH SOLE 0 0 6690 MFS MUN INCOME TR SH BEN INT 552738106 246 34978 SH SOLE 0 0 34978 MICROSOFT CORP COM 594918104 2726 19604 SH SOLE 0 0 19604 MONDELEZ INTL INC CL A 609207105 215 3894 SH SOLE 0 0 3894 NETFLIX INC COM 64110L106 260 972 SH SOLE 0 0 972 NEXTERA ENERGY INC COM 65339F101 574 2465 SH SOLE 0 0 2465 NIKE INC CL B 654106103 443 4717 SH SOLE 0 0 4717 NUTRIEN LTD COM 67077M108 384 7704 SH SOLE 0 0 7704 NUVEEN AMT FREE MUN CR INC F COM 67071L106 181 10805 SH SOLE 0 0 10805 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 354 23400 SH SOLE 0 0 23400 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 370 42749 SH SOLE 0 0 42749 NUVEEN MUN HIGH INCOME OPP F COM 670682103 198 13880 SH SOLE 0 0 13880 NUVEEN MUN VALUE FD INC COM 670928100 163 15478 SH SOLE 0 0 15478 NVIDIA CORP COM 67066G104 370 2124 SH SOLE 0 0 2124 OAKTREE STRATEGIC INCOME COR COM 67402D104 108 13092 SH SOLE 0 0 13092 OKTA INC CL A 679295105 285 2898 SH SOLE 0 0 2898 ORACLE CORP COM 68389X105 360 6540 SH SOLE 0 0 6540 OVERSTOCK COM INC DEL COM 690370101 532 50200 SH SOLE 0 0 50200 PEPSICO INC COM 713448108 4226 30822 SH SOLE 0 0 30822 PFIZER INC COM 717081103 299 8314 SH SOLE 0 0 8314 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 397 20157 SH SOLE 0 0 20157 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 427 4285 SH SOLE 0 0 4285 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 395 3880 SH SOLE 0 0 3880 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3237 31820 SH SOLE 1 0 0 31820 PIMCO MUN INCOME FD III COM 72201A103 177 13866 SH SOLE 0 0 13866 PROCTER & GAMBLE CO COM 742718109 1367 10992 SH SOLE 0 0 10992 PROSHARES TR PSHS SH MDCAP400 74347B250 239 5625 SH SOLE 0 0 5625 PROSHARES TR PSHS SHORT DOW30 74347B235 669 12750 SH SOLE 0 0 12750 PROSHARES TR S&P 500 DV ARIST 74348A467 285 3978 SH SOLE 0 0 3978 PROSHARES TR SHORT S&P 500 NE 74347B425 570 21800 SH SOLE 0 0 21800 PROSHARES TR SHRT RUSSELL2000 74348A210 353 8700 SH SOLE 0 0 8700 PROTO LABS INC COM 743713109 303 2968 SH SOLE 0 0 2968 PUTNAM MANAGED MUN INCOM TR COM 746823103 120 15352 SH SOLE 0 0 15352 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 62 13416 SH SOLE 0 0 13416 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 159 12149 SH SOLE 0 0 12149 QUALCOMM INC COM 747525103 278 3639 SH SOLE 0 0 3639 RAYTHEON CO COM NEW 755111507 593 3023 SH SOLE 0 0 3023 REAVES UTIL INCOME FD COM SH BEN INT 756158101 304 8296 SH SOLE 0 0 8296 SALESFORCE COM INC COM 79466L302 567 3820 SH SOLE 0 0 3820 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 547 17154 SH SOLE 0 0 17154 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 217 3064 SH SOLE 0 0 3064 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 172 3477 SH SOLE 1 0 0 3477 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 119 2395 SH SOLE 0 0 2395 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 201 1664 SH SOLE 0 0 1664 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2233 18507 SH SOLE 1 0 0 18507 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 76 1241 SH SOLE 0 0 1241 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2186 35596 SH SOLE 1 0 0 35596 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1739 19287 SH SOLE 1 0 0 19287 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 267 2959 SH SOLE 0 0 2959 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 250 8915 SH SOLE 0 0 8915 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 235 8410 SH SOLE 1 0 0 8410 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 81 1041 SH SOLE 0 0 1041 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 324 4172 SH SOLE 1 0 0 4172 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 821 10196 SH SOLE 0 0 10196 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2649 32899 SH SOLE 1 0 0 32899 SEMPRA ENERGY COM 816851109 2244 15204 SH SOLE 0 0 15204 SOUTHWESTERN ENERGY CO COM 845467109 39 20000 SH SOLE 0 0 20000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2001 7432 SH SOLE 0 0 7432 SPDR GOLD TRUST GOLD SHS 78463V107 311 2238 SH SOLE 0 0 2238 SPDR GOLD TRUST GOLD SHS 78463V107 44 320 SH SOLE 1 0 0 320 SPDR GOLD TRUST GOLD SHS 78463V107 0 3700 SH Call SOLE 1 0 0 3700 SPDR S&P 500 ETF TR TR UNIT 78462F103 16 7300 SH Put SOLE 1 0 0 7300 SPDR S&P 500 ETF TR TR UNIT 78462F103 48052 161917 SH SOLE 0 0 161917 SPDR S&P 500 ETF TR TR UNIT 78462F103 15132 50987 SH SOLE 1 0 0 50987 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 500 SH Call SOLE 0 0 500 SPDR S&P 500 ETF TR TR UNIT 78462F103 160 320000 SH Call SOLE 1 0 0 320000 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 800 SH Put SOLE 0 0 800 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1165 3306 SH SOLE 0 0 3306 SPDR SERIES TRUST S&P DIVID ETF 78464A763 345 3363 SH SOLE 0 0 3363 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 344 24305 SH SOLE 0 0 24305 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 226 19141 SH SOLE 0 0 19141 SQUARE INC CL A 852234103 333 5369 SH SOLE 0 0 5369 STARBUCKS CORP COM 855244109 762 8619 SH SOLE 0 0 8619 STARWOOD PPTY TR INC COM 85571B105 700 28891 SH SOLE 0 0 28891 TARGET CORP COM 87612E106 943 8821 SH SOLE 0 0 8821 TESLA INC COM 88160R101 302 1253 SH SOLE 0 0 1253 TEXAS INSTRS INC COM 882508104 251 1941 SH SOLE 0 0 1941 THERMO FISHER SCIENTIFIC INC COM 883556102 493 1693 SH SOLE 0 0 1693 TJX COS INC NEW COM 872540109 284 5094 SH SOLE 0 0 5094 TORTOISE ENERGY INFRA CORP COM 89147L100 388 18962 SH SOLE 0 0 18962 TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 171 10278 SH SOLE 0 0 10278 TWILIO INC CL A 90138F102 229 2083 SH SOLE 0 0 2083 TWITTER INC COM 90184L102 344 8352 SH SOLE 0 0 8352 UNION PACIFIC CORP COM 907818108 436 2693 SH SOLE 0 0 2693 UNITED TECHNOLOGIES CORP COM 913017109 382 2796 SH SOLE 0 0 2796 UNITED TECHNOLOGIES CORP COM 913017109 188 1374 SH SOLE 1 0 0 1374 UNITEDHEALTH GROUP INC COM 91324P102 324 1492 SH SOLE 0 0 1492 UNITEDHEALTH GROUP INC COM 91324P102 27 126 SH SOLE 1 0 0 126 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 357 20687 SH SOLE 0 0 20687 V F CORP COM 918204108 219 2459 SH SOLE 0 0 2459 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 363 5514 SH SOLE 0 0 5514 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 697 26094 SH SOLE 0 0 26094 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 1139 22718 SH SOLE 0 0 22718 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1426 8821 SH SOLE 0 0 8821 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1352 16730 SH SOLE 0 0 16730 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1655 19607 SH SOLE 0 0 19607 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 658 11179 SH SOLE 0 0 11179 VANGUARD GROUP DIV APP ETF 921908844 1464 12243 SH SOLE 0 0 12243 VANGUARD INDEX FDS GROWTH ETF 922908736 461 2774 SH SOLE 0 0 2774 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 419 3710 SH SOLE 0 0 3710 VANGUARD INDEX FDS MID CAP ETF 922908629 1525 9097 SH SOLE 0 0 9097 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 830 8900 SH SOLE 0 0 8900 VANGUARD INDEX FDS SM CP VAL ETF 922908611 359 2783 SH SOLE 0 0 2783 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1055 5797 SH SOLE 0 0 5797 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2698 17868 SH SOLE 0 0 17868 VANGUARD INDEX FDS VALUE ETF 922908744 791 7088 SH SOLE 0 0 7088 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1478 36714 SH SOLE 0 0 36714 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 439 8953 SH SOLE 0 0 8953 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 221 2727 SH SOLE 0 0 2727 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 41 505 SH SOLE 1 0 0 505 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 215 1769 SH SOLE 0 0 1769 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3010 73272 SH SOLE 0 0 73272 VANGUARD WORLD FDS INF TECH ETF 92204A702 819 3802 SH SOLE 0 0 3802 VERIZON COMMUNICATIONS INC COM 92343V104 763 12648 SH SOLE 0 0 12648 VISA INC COM CL A 92826C839 463 2692 SH SOLE 0 0 2692 WALMART INC COM 931142103 1395 11752 SH SOLE 0 0 11752 WELLS FARGO CO NEW COM 949746101 344 6817 SH SOLE 0 0 6817 WISDOMTREE TR JAPN HEDGE EQT 97717W851 31 609 SH SOLE 0 0 609 WISDOMTREE TR JAPN HEDGE EQT 97717W851 953 18893 SH SOLE 1 0 0 18893 YUM BRANDS INC COM 988498101 1221 10764 SH SOLE 0 0 10764 YUM CHINA HLDGS INC COM 98850P109 481 10586 SH SOLE 0 0 10586 ZYNGA INC CL A 98986T108 117 20068 SH SOLE 0 0 20068