Director of Investments

0001085146-19-001449.txt : 20190513 0001085146-19-001449.hdr.sgml : 20190513 20190510202646 ACCESSION NUMBER: 0001085146-19-001449 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190510 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Partnervest Advisory Services LLC CENTRAL INDEX KEY: 0001532516 IRS NUMBER: 770577563 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14618 FILM NUMBER: 19816611 BUSINESS ADDRESS: STREET 1: 1216 STATE STREET STREET 2: 3RD FL CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-966-1266 MAIL ADDRESS: STREET 1: 1216 STATE ST. STREET 2: 3RD FL CITY: SANTA BARBARA STATE: CA ZIP: 93102 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001532516 XXXXXXXX 03-31-2019 03-31-2019 false Partnervest Advisory Services LLC

1216 STATE ST. 3RD FL SANTA BARBARA CA 93102

13F HOLDINGS REPORT 028-14618 N Rebecca Valdez Director of Investments 805-966-1266 /s/ Rebecca Valdez Santa Barbara CA 03-31-2019 1 306 241026 1 0001602020 028-18040 Anfield Capital Management, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 298 1435 SH SOLE 0 0 1435 ABBVIE INC COM 00287Y109 307 3814 SH SOLE 0 0 3814 ACTIVISION BLIZZARD INC COM 00507V109 285 6261 SH SOLE 0 0 6261 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 1448 45902 SH SOLE 0 0 45902 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 9732 308547 SH SOLE 1 0 0 308547 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 348 1909 SH SOLE 0 0 1909 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3 15 SH SOLE 1 0 0 15 ALLIANZGI CON INCM 2024 TARG COM 01883H102 262 29067 SH SOLE 0 0 29067 ALLIANZGI EQUITY & CONV INCO COM 018829101 215 10000 SH SOLE 0 0 10000 ALPHABET INC CAP STK CL A 02079K305 883 750 SH SOLE 0 0 750 ALPHABET INC CAP STK CL A 02079K305 6 5 SH SOLE 1 0 0 5 ALPHABET INC CAP STK CL C 02079K107 1090 929 SH SOLE 0 0 929 ALPS ETF TR ALERIAN MLP 00162Q866 162 16158 SH SOLE 0 0 16158 ALTRIA GROUP INC COM 02209S103 368 6400 SH SOLE 0 0 6400 AMAZON COM INC COM 023135106 2148 1206 SH SOLE 0 0 1206 AMAZON COM INC COM 023135106 7 4 SH SOLE 1 0 0 4 AMERICAN EXPRESS CO COM 025816109 262 2395 SH SOLE 0 0 2395 AMERICAN TOWER CORP NEW COM 03027X100 427 2165 SH SOLE 0 0 2165 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 2 23 SH SOLE 1 0 0 23 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 283 3371 SH SOLE 0 0 3371 APPIAN CORP CL A 03782L101 333 9673 SH SOLE 0 0 9673 APPLE INC COM 037833100 3742 19699 SH SOLE 0 0 19699 APPLE INC COM 037833100 37 194 SH SOLE 1 0 0 194 ARISTA NETWORKS INC COM 040413106 688 2187 SH SOLE 0 0 2187 AT&T INC COM 00206R102 1057 33714 SH SOLE 0 0 33714 AT&T INC COM 00206R102 27 853 SH SOLE 1 0 0 853 AT&T INC COM 00206R102 2 100000 SH Call SOLE 0 0 100000 AUTODESK INC COM 052769106 1 800000 SH Put SOLE 0 0 800000 AUTODESK INC COM 052769106 18 113 SH SOLE 0 0 113 AUTODESK INC COM 052769106 0 800000 SH Call SOLE 0 0 800000 BANCO SANTANDER SA ADR 05964H105 1613 348455 SH SOLE 0 0 348455 BANK AMER CORP COM 060505104 6 3100000 SH Call SOLE 0 0 3100000 BANK AMER CORP COM 060505104 1 3000000 SH Put SOLE 0 0 3000000 BANK AMER CORP COM 060505104 264 9570 SH SOLE 0 0 9570 BANK HAWAII CORP COM 062540109 252 3200 SH SOLE 1 0 0 3200 BANK NEW YORK MELLON CORP COM 064058100 447 8864 SH SOLE 0 0 8864 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1109 5520 SH SOLE 0 0 5520 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 25 125 SH SOLE 1 0 0 125 BLACKROCK ENERGY & RES TR COM 09250U101 361 29841 SH SOLE 0 0 29841 BLACKROCK MUNIVEST FD INC COM 09253R105 125 13923 SH SOLE 0 0 13923 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 562 16080 SH SOLE 0 0 16080 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 917 42423 SH SOLE 0 0 42423 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 130 12798 SH SOLE 0 0 12798 CALAVO GROWERS INC COM 128246105 1555 18550 SH SOLE 0 0 18550 CALAVO GROWERS INC COM 128246105 0 100000 SH Call SOLE 0 0 100000 CALIFORNIA RES CORP COM NEW 13057Q206 1912 74364 SH SOLE 0 0 74364 CALIFORNIA RES CORP COM NEW 13057Q206 12 490000 SH Call SOLE 0 0 490000 CENTRAL FD CDA LTD CL A 153501101 301 24305 SH SOLE 0 0 24305 CERUS CORP COM 157085101 119 19123 SH SOLE 0 0 19123 CHEVRON CORP NEW COM 166764100 1013 8228 SH SOLE 0 0 8228 CISCO SYS INC COM 17275R102 533 9878 SH SOLE 0 0 9878 CME GROUP INC COM CL A 12572Q105 307 1864 SH SOLE 0 0 1864 COCA COLA CO COM 191216100 378 8062 SH SOLE 0 0 8062 COHEN & STEERS QUALITY RLTY COM 19247L106 405 31648 SH SOLE 0 0 31648 COMCAST CORP NEW CL A 20030N101 242 6044 SH SOLE 0 0 6044 CONSTELLATION BRANDS INC CL A 21036P108 350 1996 SH SOLE 0 0 1996 CONSTELLATION BRANDS INC CL A 21036P108 2 14 SH SOLE 1 0 0 14 DEUTSCHE BANK AG NAMEN AKT D18190898 337 41500 SH SOLE 0 0 41500 DISNEY WALT CO COM DISNEY 254687106 659 5939 SH SOLE 0 0 5939 DOMINION ENERGY INC COM 25746U109 288 3755 SH SOLE 0 0 3755 DOWDUPONT INC COM 26078J100 222 4159 SH SOLE 0 0 4159 DREYFUS STRATEGIC MUN BD FD COM 26202F107 112 14518 SH SOLE 0 0 14518 EATON VANCE ENH EQTY INC FD COM 278277108 199 12100 SH SOLE 0 0 12100 EATON VANCE FLTNG RATE 2022 COM 27831H100 109 11874 SH SOLE 0 0 11874 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 262 12419 SH SOLE 0 0 12419 EDISON INTL COM 281020107 205 3307 SH SOLE 0 0 3307 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 482 31376 SH SOLE 0 0 31376 ENTERPRISE PRODS PARTNERS L COM 293792107 259 8899 SH SOLE 0 0 8899 EXXON MOBIL CORP COM 30231G102 1548 19157 SH SOLE 0 0 19157 FACEBOOK INC CL A 30303M102 1463 8778 SH SOLE 0 0 8778 FACEBOOK INC CL A 30303M102 2 13 SH SOLE 1 0 0 13 FAIR ISAAC CORP COM 303250104 285 1049 SH SOLE 0 0 1049 FEDEX CORP COM 31428X106 274 1510 SH SOLE 0 0 1510 FIDELITY MOMENTUM FACTR 316092816 395 11692 SH SOLE 0 0 11692 FIDELITY MSCI ENERGY IDX 316092402 286 15845 SH SOLE 0 0 15845 FIDELITY MSCI INFO TECH I 316092808 275 4633 SH SOLE 0 0 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HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 278 16698 SH SOLE 0 0 16698 HASBRO INC COM 418056107 258 3035 SH SOLE 0 0 3035 HOME DEPOT INC COM 437076102 712 3712 SH SOLE 0 0 3712 HONEYWELL INTL INC COM 438516106 472 2972 SH SOLE 0 0 2972 ILLINOIS TOOL WKS INC COM 452308109 238 1661 SH SOLE 0 0 1661 INTEL CORP COM 458140100 801 14909 SH SOLE 0 0 14909 INTEL CORP COM 458140100 2 45 SH SOLE 1 0 0 45 INTEL CORP COM 458140100 6 300000 SH Put SOLE 0 0 300000 INTERNATIONAL BUSINESS MACHS COM 459200101 472 3344 SH SOLE 0 0 3344 INTUITIVE SURGICAL INC COM NEW 46120E602 222 389 SH SOLE 0 0 389 INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 108 10052 SH SOLE 0 0 10052 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 219 6806 SH SOLE 0 0 6806 INVESCO EXCHANGE TRADED FD T ZACKS MULT AST 46137Y500 533 24650 SH SOLE 0 0 24650 INVESCO EXCHNG TRADED FD TR CALIF AMT MUN 46138E206 235 8935 SH SOLE 0 0 8935 INVESCO EXCHNG TRADED FD TR CALIF AMT MUN 46138E206 224 8520 SH SOLE 1 0 0 8520 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 1319 70724 SH SOLE 1 0 0 70724 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 143 7664 SH SOLE 0 0 7664 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 93 3623 SH SOLE 0 0 3623 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 279 10889 SH SOLE 1 0 0 10889 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 15 296 SH SOLE 1 0 0 296 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 2464 49612 SH SOLE 0 0 49612 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 864 18404 SH SOLE 0 0 18404 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 2032 47853 SH SOLE 0 0 47853 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 500 11769 SH SOLE 1 0 0 11769 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 565 24935 SH SOLE 0 0 24935 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 393 12922 SH SOLE 0 0 12922 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 441 14500 SH SOLE 1 0 0 14500 INVESCO MUN OPPORTUNITY TR COM 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SOLE 0 0 6071 ISHARES TR CORE S&P500 ETF 464287200 1211 4256 SH SOLE 0 0 4256 ISHARES TR CORE US AGGBD ET 464287226 29 263 SH SOLE 1 0 0 263 ISHARES TR CORE US AGGBD ET 464287226 894 8196 SH SOLE 0 0 8196 ISHARES TR EDGE MSCI USA VL 46432F388 249 3115 SH SOLE 0 0 3115 ISHARES TR IBOXX HI YD ETF 464288513 1019 11790 SH SOLE 0 0 11790 ISHARES TR IBOXX HI YD ETF 464288513 259 2996 SH SOLE 1 0 0 2996 ISHARES TR MIN VOL EAFE ETF 46429B689 2007 27876 SH SOLE 0 0 27876 ISHARES TR MIN VOL USA ETF 46429B697 10517 178853 SH SOLE 0 0 178853 ISHARES TR MIN VOL USA ETF 46429B697 95 1620 SH SOLE 1 0 0 1620 ISHARES TR MSCI CHINA ETF 46429B671 242 3881 SH SOLE 0 0 3881 ISHARES TR MSCI EAFE ETF 464287465 3081 47492 SH SOLE 0 0 47492 ISHARES TR MSCI EAFE ETF 464287465 951 14656 SH SOLE 1 0 0 14656 ISHARES TR MSCI EMG MKT ETF 464287234 594 13829 SH SOLE 0 0 13829 ISHARES TR MULTIFACTOR INTL 46434V274 321 12200 SH SOLE 0 0 12200 ISHARES TR MULTIFACTOR USA 46434V290 232 5796 SH SOLE 0 0 5796 ISHARES TR NASDAQ BIOTECH 464287556 241 2154 SH SOLE 0 0 2154 ISHARES TR PFD AND INCM SEC 464288687 200 5463 SH SOLE 1 0 0 5463 ISHARES TR PFD AND INCM SEC 464288687 573 15689 SH SOLE 0 0 15689 ISHARES TR RUS MD CP GR ETF 464287481 1847 13611 SH SOLE 1 0 0 13611 ISHARES TR RUS MD CP GR ETF 464287481 582 4293 SH SOLE 0 0 4293 ISHARES TR RUSSELL 2000 ETF 464287655 2112 13800 SH SOLE 0 0 13800 ISHARES TR RUSSELL 2000 ETF 464287655 320 2088 SH SOLE 1 0 0 2088 ISHARES TR S&P 500 GRWT ETF 464287309 1020 5917 SH SOLE 0 0 5917 ISHARES TR S&P 500 VAL ETF 464287408 477 4231 SH SOLE 0 0 4231 ISHARES TR S&P MC 400GR ETF 464287606 347 1582 SH SOLE 0 0 1582 ISHARES TR SELECT DIVID ETF 464287168 461 4690 SH SOLE 0 0 4690 ISHARES TR SH TR CRPORT ETF 464288646 220 4158 SH SOLE 1 0 0 4158 ISHARES TR SH TR CRPORT ETF 464288646 918 17390 SH SOLE 0 0 17390 ISHARES TR SHORT TREAS BD 464288679 201 1817 SH SOLE 0 0 1817 ISHARES TR U.S. INSRNCE ETF 464288786 232 3650 SH SOLE 0 0 3650 ISHARES TR U.S. REAL ES ETF 464287739 235 2703 SH SOLE 0 0 2703 ISHARES TR U.S. REAL ES ETF 464287739 58 661 SH SOLE 1 0 0 661 ISHARES TR USA MOMENTUM FCT 46432F396 556 4955 SH SOLE 0 0 4955 ISHARES TR USA QUALITY FCTR 46432F339 305 3443 SH SOLE 0 0 3443 ISHARES US ETF TR IT RT HDG HGYL 46431W606 567 6342 SH SOLE 0 0 6342 JOHNSON & JOHNSON COM 478160104 909 6505 SH SOLE 0 0 6505 JPMORGAN CHASE & CO COM 46625H100 1653 16329 SH SOLE 0 0 16329 LILLY ELI & CO COM 532457108 208 1605 SH SOLE 0 0 1605 MARKEL CORP COM 570535104 240 241 SH SOLE 0 0 241 MARRIOTT INTL INC NEW CL A 571903202 333 2664 SH SOLE 0 0 2664 MASIMO CORP COM 574795100 265 1918 SH SOLE 0 0 1918 MASTERCARD INC CL A 57636Q104 759 3225 SH SOLE 0 0 3225 MCDONALDS CORP COM 580135101 318 1677 SH SOLE 0 0 1677 MERCK & CO INC COM 58933Y105 421 5065 SH SOLE 0 0 5065 MFS MUN INCOME TR SH BEN INT 552738106 357 51630 SH SOLE 0 0 51630 MICROSOFT CORP COM 594918104 14 120 SH SOLE 1 0 0 120 MICROSOFT CORP COM 594918104 1964 16656 SH SOLE 0 0 16656 MONDELEZ INTL INC CL A 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PROCTER AND GAMBLE CO COM 742718109 1023 9827 SH SOLE 0 0 9827 PROCTER AND GAMBLE CO COM 742718109 3 25 SH SOLE 1 0 0 25 PROSHARES TR S&P 500 DV ARIST 74348A467 436 6431 SH SOLE 0 0 6431 PROTO LABS INC COM 743713109 302 2868 SH SOLE 0 0 2868 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 61 13416 SH SOLE 0 0 13416 QUALCOMM INC COM 747525103 400 7015 SH SOLE 0 0 7015 QUALCOMM INC COM 747525103 2 200000 SH Put SOLE 0 0 200000 RAYTHEON CO COM NEW 755111507 453 2486 SH SOLE 0 0 2486 RAYTHEON CO COM NEW 755111507 14 77 SH SOLE 1 0 0 77 REAVES UTIL INCOME FD COM SH BEN INT 756158101 250 7411 SH SOLE 0 0 7411 SALESFORCE COM INC COM 79466L302 549 3465 SH SOLE 0 0 3465 SALESFORCE COM INC COM 79466L302 17 110 SH SOLE 1 0 0 110 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 226 7220 SH SOLE 0 0 7220 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 207 3058 SH SOLE 0 0 3058 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 177 3787 SH SOLE 0 0 3787 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 107 2280 SH SOLE 1 0 0 2280 SELECT SECTOR SPDR TR ENERGY 81369Y506 381 5766 SH SOLE 0 0 5766 SELECT SECTOR SPDR TR ENERGY 81369Y506 66 997 SH SOLE 1 0 0 997 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 3 1250000 SH Call SOLE 0 0 1250000 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 31 843 SH SOLE 0 0 843 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1 1250000 SH Put SOLE 0 0 1250000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1006 8838 SH SOLE 0 0 8838 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1447 12711 SH SOLE 1 0 0 12711 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 966 17222 SH SOLE 0 0 17222 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1399 24938 SH SOLE 1 0 0 24938 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1519 16558 SH SOLE 1 0 0 16558 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1334 14546 SH SOLE 0 0 14546 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 869 33799 SH SOLE 0 0 33799 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 151 2016 SH SOLE 0 0 2016 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 108 1436 SH SOLE 1 0 0 1436 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 441 7578 SH SOLE 0 0 7578 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1842 24895 SH SOLE 0 0 24895 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1753 23688 SH SOLE 1 0 0 23688 SEMPRA ENERGY COM 816851109 1023 8129 SH SOLE 0 0 8129 SHOTSPOTTER INC COM 82536T107 250 6488 SH SOLE 0 0 6488 SOUTHWESTERN ENERGY CO COM 845467109 94 20000 SH SOLE 0 0 20000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1760 6794 SH SOLE 0 0 6794 SPDR GOLD TRUST GOLD SHS 78463V107 234 1916 SH SOLE 0 0 1916 SPDR GOLD TRUST GOLD SHS 78463V107 44 362 SH SOLE 1 0 0 362 SPDR GOLD TRUST GOLD SHS 78463V107 0 370000 SH Call SOLE 1 0 0 370000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 160000 SH Put SOLE 0 0 160000 SPDR S&P 500 ETF TR TR UNIT 78462F103 14 1030000 SH Put SOLE 1 0 0 1030000 SPDR S&P 500 ETF TR TR UNIT 78462F103 160 320000 SH Call SOLE 1 0 0 320000 SPDR S&P 500 ETF TR TR UNIT 78462F103 9026 31954 SH SOLE 1 0 0 31954 SPDR S&P 500 ETF TR TR UNIT 78462F103 56748 200894 SH SOLE 0 0 200894 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1107 3204 SH SOLE 0 0 3204 SPDR SERIES TRUST S&P DIVID ETF 78464A763 287 2890 SH SOLE 0 0 2890 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 301 24305 SH SOLE 0 0 24305 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 200 19141 SH SOLE 0 0 19141 SQUARE INC CL A 852234103 268 3580 SH SOLE 0 0 3580 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 211 4355 SH SOLE 0 0 4355 STAMPS COM INC COM NEW 852857200 3 1160000 SH Put SOLE 0 0 1160000 STAMPS COM INC COM NEW 852857200 0 1160000 SH Call SOLE 0 0 1160000 STARBUCKS CORP COM 855244109 266 3576 SH SOLE 0 0 3576 STITCH FIX INC COM CL A 860897107 381 13483 SH SOLE 0 0 13483 TARGET CORP COM 87612E106 195 2424 SH SOLE 0 0 2424 TARGET CORP COM 87612E106 6 100000 SH Call SOLE 0 0 100000 TESLA INC COM 88160R101 271 967 SH SOLE 0 0 967 TESLA INC COM 88160R101 3 12 SH SOLE 1 0 0 12 THERMO FISHER SCIENTIFIC INC COM 883556102 447 1634 SH SOLE 0 0 1634 TJX COS INC NEW COM 872540109 277 5214 SH SOLE 0 0 5214 TORTOISE ENERGY INDEPENDENC COM 89148K101 383 45904 SH SOLE 0 0 45904 TORTOISE ENERGY INFRA CORP COM 89147L100 356 15147 SH SOLE 0 0 15147 TRANSDIGM GROUP INC COM 893641100 276 607 SH SOLE 0 0 607 TWILIO INC CL A 90138F102 335 2592 SH SOLE 0 0 2592 UNION PACIFIC CORP COM 907818108 328 1963 SH SOLE 0 0 1963 UNITED TECHNOLOGIES CORP COM 913017109 308 2393 SH SOLE 0 0 2393 UNITED TECHNOLOGIES CORP COM 913017109 177 1374 SH SOLE 1 0 0 1374 UNITEDHEALTH GROUP INC COM 91324P102 279 1127 SH SOLE 0 0 1127 UNITEDHEALTH GROUP INC COM 91324P102 5 100000 SH Call SOLE 0 0 100000 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 310 19869 SH SOLE 0 0 19869 V F CORP COM 918204108 209 2408 SH SOLE 0 0 2408 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 836 17922 SH SOLE 0 0 17922 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 137 2942 SH SOLE 1 0 0 2942 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1530 9895 SH SOLE 0 0 9895 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 830 9889 SH SOLE 0 0 9889 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1411 17723 SH SOLE 0 0 17723 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1293 15931 SH SOLE 0 0 15931 VANGUARD GROUP DIV APP ETF 921908844 79 721 SH SOLE 1 0 0 721 VANGUARD GROUP DIV APP ETF 921908844 1263 11516 SH SOLE 0 0 11516 VANGUARD INDEX FDS GROWTH ETF 922908736 548 3501 SH SOLE 0 0 3501 VANGUARD INDEX FDS MID CAP ETF 922908629 19 115 SH SOLE 1 0 0 115 VANGUARD INDEX FDS MID CAP ETF 922908629 1489 9261 SH SOLE 0 0 9261 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 920 10588 SH SOLE 0 0 10588 VANGUARD INDEX FDS SMALL CP ETF 922908751 214 1399 SH SOLE 0 0 1399 VANGUARD INDEX FDS SML CP GRW ETF 922908595 973 5413 SH SOLE 0 0 5413 VANGUARD INDEX FDS TOTAL STK MKT 922908769 981 6777 SH SOLE 0 0 6777 VANGUARD INDEX FDS VALUE ETF 922908744 397 3692 SH SOLE 0 0 3692 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 750 17651 SH SOLE 0 0 17651 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 293 6018 SH SOLE 0 0 6018 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 213 2667 SH SOLE 0 0 2667 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 40 505 SH SOLE 1 0 0 505 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 243 1976 SH SOLE 0 0 1976 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1752 42866 SH SOLE 0 0 42866 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 497 7700 SH SOLE 0 0 7700 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 378 2194 SH SOLE 0 0 2194 VANGUARD WORLD FDS INF TECH ETF 92204A702 687 3424 SH SOLE 0 0 3424 VERIZON COMMUNICATIONS INC COM 92343V104 628 10617 SH SOLE 0 0 10617 VERIZON COMMUNICATIONS INC COM 92343V104 13 225 SH SOLE 1 0 0 225 WALMART INC COM 931142103 397 4074 SH SOLE 0 0 4074 WELLS FARGO CO NEW COM 949746101 366 7578 SH SOLE 0 0 7578 WELLS FARGO CO NEW COM 949746101 14 289 SH SOLE 1 0 0 289 WELLS FARGO CO NEW COM 949746101 15 300000 SH Put SOLE 0 0 300000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 262 5187 SH SOLE 0 0 5187 WISDOMTREE TR JAPN HEDGE EQT 97717W851 771 15234 SH SOLE 1 0 0 15234 WIX COM LTD SHS M98068105 331 2736 SH SOLE 0 0 2736 YUM BRANDS INC COM 988498101 1066 10684 SH SOLE 0 0 10684 YUM CHINA HLDGS INC COM 98850P109 473 10528 SH SOLE 0 0 10528