0001567619-21-008948.txt : 20210504 0001567619-21-008948.hdr.sgml : 20210504 20210504151535 ACCESSION NUMBER: 0001567619-21-008948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEAY AARON CENTRAL INDEX KEY: 0001731858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38754 FILM NUMBER: 21887962 MAIL ADDRESS: STREET 1: 1500 - 409 GRANVILLE STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 1T2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKALINE WATER Co INC CENTRAL INDEX KEY: 0001532390 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 990367049 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8541 E ANDERSON DRIVE STREET 2: SUITE 100/101 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-656-2423 MAIL ADDRESS: STREET 1: 8541 E ANDERSON DRIVE STREET 2: SUITE 100/101 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL LINES INC DATE OF NAME CHANGE: 20111011 4 1 doc1.xml FORM 4 X0306 4 2021-03-31 0 0001532390 ALKALINE WATER Co INC WTER 0001731858 KEAY AARON 1500 - 409 GRANVILLE STREET VANCOUVER A1 V6C 1T2 BRITISH COLUMBIA, CANADA 1 0 0 0 Common Stock 2021-04-30 4 A 0 200000 A 200000 D Stock Options 1.29 2017-04-28 2027-04-28 Common 350000 350000 D Stock Options 0.53 2020-04-03 2030-04-02 Common 250000 600000 D Stock Options 1.09 2021-03-31 4 A 0 250000 1.09 A 2021-03-31 2031-03-31 Common 250000 850000 D (1) 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability. 50% vest on April 3, 2020 and 50% vest on April 3, 2021. These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting. 50% vest on March 31, 2021 and 50% vest on March 31, 2022. /s/ Aaron Keay 2021-05-04