0001209191-18-035128.txt : 20180604
0001209191-18-035128.hdr.sgml : 20180604
20180604163637
ACCESSION NUMBER: 0001209191-18-035128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180604
DATE AS OF CHANGE: 20180604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bardwell Kathleen
CENTRAL INDEX KEY: 0001532367
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37614
FILM NUMBER: 18878638
MAIL ADDRESS:
STREET 1: 9 BLACKBERRY DRIVE
CITY: HUDSON
STATE: OH
ZIP: 44236
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STERIS plc
CENTRAL INDEX KEY: 0001624899
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 981203539
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: RUTHERFORD HOUSE
STREET 2: STEPHENSONS WAY
CITY: DERBY
STATE: X0
ZIP: DE21 6LY
BUSINESS PHONE: (440) 354-2600
MAIL ADDRESS:
STREET 1: RUTHERFORD HOUSE
STREET 2: STEPHENSONS WAY
CITY: DERBY
STATE: X0
ZIP: DE21 6LY
FORMER COMPANY:
FORMER CONFORMED NAME: Steris plc
DATE OF NAME CHANGE: 20151102
FORMER COMPANY:
FORMER CONFORMED NAME: New STERIS Ltd
DATE OF NAME CHANGE: 20141125
FORMER COMPANY:
FORMER CONFORMED NAME: Solar New HoldCo Ltd
DATE OF NAME CHANGE: 20141112
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-31
0
0001624899
STERIS plc
STE
0001532367
Bardwell Kathleen
C/O RUTHERFORD HOUSE, STEPHENSONS WAY
CHADDESDEN
DERBY
X0
DE21 6LY
UNITED KINGDOM
0
1
0
0
Sr.V. P. & C.C.O.
Ordinary Shares, 10 pence par value
2018-05-31
4
A
0
1572
0.00
A
17703
D
Ordinary Shares, 10 pence par value
2018-06-01
4
F
0
150
104.57
D
17553
D
Employee Stock Option (right to buy)
114.22
2018-05-31
4
A
0
9332
0.00
A
2028-05-31
Ordinary Shares
9332
9332
D
All 1,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 393 on May 31, 2019; 393 on June 1, 2020; 393 on June 1, 2021 and 393 on May 31, 2022.
150 shares were withheld from the 500 restricted shares that vested on June 1, 2018. These 150 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 500 ordinary shares were awarded to Ms. Bardwell on June 1, 2016 as part of an award of 2,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2017. The remaining restrictions on these ordinary shares lapse as follows: 500 on June 3, 2019 and 500 on June 1, 2020.
5,447 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2018; 625 on May 28, 2019; 500 on May 30, 2019; 393 on May 31, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021 and 393 on May 31, 2022.
This option becomes exercisable as follows: 2,333 on May 31, 2019; 2,333 on June 1, 2020; 2,333 on June 1, 2021 and 2,333 on May 31, 2022.
/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney
2018-06-04