Chief Compliance Officer

0001085146-20-001540.txt : 20200515 0001085146-20-001540.hdr.sgml : 20200515 20200515101418 ACCESSION NUMBER: 0001085146-20-001540 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bluefin Trading, LLC CENTRAL INDEX KEY: 0001532351 IRS NUMBER: 134176094 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15133 FILM NUMBER: 20881588 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 6469151832 MAIL ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001532351 XXXXXXXX 03-31-2020 03-31-2020 false Bluefin Trading, LLC

3 PARK AVENUE, 37TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-15133 N Jeffrey Jacobus Chief Compliance Officer 646-963-2717 /s/ Jeffrey Jacobus New York NY 05-07-2020 0 416 776046 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 2U INC COM 90214J101 15 10000 SH Put SOLE 10000 0 0 3M CO COM 88579Y101 1388 10167 SH SOLE 10167 0 0 3M CO COM 88579Y101 136 13200 SH Put SOLE 13200 0 0 8I ENTERPRISES ACQUISITION C *W EXP 10/29/202 G2956M112 11 60100 SH SOLE 60100 0 0 8I ENTERPRISES ACQUISITION C SHS G2956M104 135 13475 SH SOLE 13475 0 0 ABBVIE INC COM 00287Y109 13519 177439 SH SOLE 177439 0 0 ABBVIE INC COM 00287Y109 5 10000 SH Call SOLE 10000 0 0 ABBVIE INC COM 00287Y109 1548 100000 SH Put SOLE 100000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 457 2800 SH SOLE 2800 0 0 ADVANCED MICRO DEVICES INC COM 007903107 11031 242540 SH SOLE 242540 0 0 ADVANCED MICRO DEVICES INC COM 007903107 382 183500 SH Call SOLE 183500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 980 526200 SH Put SOLE 526200 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 1 24910 SH SOLE 24910 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 5 25000 SH SOLE 25000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 3 30000 SH Call SOLE 30000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 192 30000 SH Put SOLE 30000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1419 15799 SH SOLE 15799 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6740 34658 SH SOLE 34658 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 798 146300 SH Call SOLE 146300 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2734 359500 SH Put SOLE 359500 0 0 ALLERGAN PLC SHS G0177J108 6844 38645 SH SOLE 38645 0 0 ALLERGAN PLC SHS G0177J108 324 50000 SH Call SOLE 50000 0 0 ALLERGAN PLC SHS G0177J108 763 68300 SH Put SOLE 68300 0 0 ALTA EQUIPMENT GROUP INC *W EXP 02/14/202 02128L114 180 230640 SH SOLE 230640 0 0 ALTICE USA INC CL A 02156K103 446 20000 SH SOLE 20000 0 0 ALTRIA GROUP INC COM 02209S103 603 15585 SH SOLE 15585 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 3047 326500 SH Put SOLE 326500 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 32 2283900 SH Call SOLE 2283900 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 618 154511 SH SOLE 154511 0 0 AMAZON COM INC COM 023135106 1462 750 SH SOLE 750 0 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 1004 191631 SH SOLE 191631 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 122 179800 SH Call SOLE 179800 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 177 20100 SH Put SOLE 20100 0 0 AMERICAN TOWER CORP NEW COM 03027X100 218 1000 SH SOLE 1000 0 0 AMGEN INC COM 031162100 213 1050 SH SOLE 1050 0 0 APPLE INC COM 037833100 7339 28864 SH SOLE 28864 0 0 APPLE INC COM 037833100 322 9800 SH Call SOLE 9800 0 0 APPLE INC COM 037833100 450 22000 SH Put SOLE 22000 0 0 AT&T INC COM 00206R102 3136 107596 SH SOLE 107596 0 0 AT&T INC COM 00206R102 100 289000 SH Call SOLE 289000 0 0 AT&T INC COM 00206R102 766 313700 SH Put SOLE 313700 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 56 72000 SH Call SOLE 72000 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 975 418100 SH Call SOLE 418100 0 0 AVAYA HLDGS CORP COM 05351X101 997 123232 SH SOLE 123232 0 0 AVAYA HLDGS CORP COM 05351X101 24 50300 SH Put SOLE 50300 0 0 AXALTA COATING SYS LTD COM G0750C108 925 53552 SH SOLE 53552 0 0 BARCLAYS BK PLC SHRT TRM ETN 48 06746P621 77018 1665246 SH SOLE 1665246 0 0 BARCLAYS BK PLC SHRT TRM ETN 48 06746P621 15869 831300 SH Call SOLE 831300 0 0 BARCLAYS BK PLC SHRT TRM ETN 48 06746P621 2656 1733200 SH Put SOLE 1733200 0 0 BARCLAYS PLC ADR 06738E204 4 50000 SH Call SOLE 50000 0 0 BAUSCH HEALTH COS INC COM 071734107 25 100000 SH Put SOLE 100000 0 0 BAUSCH HEALTH COS INC COM 071734107 361 23290 SH SOLE 23290 0 0 BENEFYTT TECHNOLOGIES INC COM CL A 08182C106 17 18000 SH Put SOLE 18000 0 0 BENEFYTT TECHNOLOGIES INC COM CL A 08182C106 661 29500 SH SOLE 29500 0 0 BEYOND MEAT INC COM 08862E109 275 4135 SH SOLE 4135 0 0 BHP GROUP LTD SPONSORED ADS 088606108 2413 65757 SH SOLE 65757 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 7 101800 SH SOLE 101800 0 0 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 20 141094 SH SOLE 141094 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 357 10494 SH SOLE 10494 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 109 619900 SH Call SOLE 619900 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 16 54800 SH Call SOLE 54800 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 32 12500 SH Put SOLE 12500 0 0 BIOMX INC *W EXP 10/16/202 09090D111 15 25000 SH SOLE 25000 0 0 BK OF AMERICA CORP COM 060505104 953 1799600 SH Call SOLE 1799600 0 0 BK OF AMERICA CORP COM 060505104 8762 1601700 SH Put SOLE 1601700 0 0 BK OF AMERICA CORP COM 060505104 353 16650 SH SOLE 16650 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 2288 50200 SH SOLE 50200 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 259 46536 SH SOLE 46536 0 0 BOEING CO COM 097023105 2302 15435 SH SOLE 15435 0 0 BOEING CO COM 097023105 3 23600 SH Call SOLE 23600 0 0 BOEING CO COM 097023105 1231 7600 SH Put SOLE 7600 0 0 BP PLC SPONSORED ADR 055622104 1203 49338 SH SOLE 49338 0 0 BP PLC SPONSORED ADR 055622104 21 217300 SH Call SOLE 217300 0 0 BP PLC SPONSORED ADR 055622104 395 63000 SH Put SOLE 63000 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 896 16081 SH SOLE 16081 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 124 141400 SH Call SOLE 141400 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 329 79900 SH Put SOLE 79900 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 5741 1510830 SH SOLE 1510830 0 0 BROADCOM INC COM 11135F101 398 1680 SH SOLE 1680 0 0 BROADMARK RLTY CAP INC *W EXP 11/15/202 11135B118 48 216667 SH SOLE 216667 0 0 BROADMARK RLTY CAP INC COM 11135B100 376 50066 SH SOLE 50066 0 0 BROOGE HLDGS LTD *W EXP 12/20/202 G1611B115 785 981400 SH SOLE 981400 0 0 BROOGE HLDGS LTD SHS G1611B107 1159 94643 SH SOLE 94643 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 1306 162085 SH SOLE 162085 0 0 CAESARS ENTMT CORP COM 127686103 85 299700 SH Call SOLE 299700 0 0 CAESARS ENTMT CORP COM 127686103 30 200000 SH Put SOLE 200000 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 1222 84000 SH Put SOLE 84000 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 464 35234 SH SOLE 35234 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 350 87100 SH Put SOLE 87100 0 0 CARVANA CO CL A 146869102 1413 146400 SH Call SOLE 146400 0 0 CARVANA CO CL A 146869102 1573 28558 SH SOLE 28558 0 0 CEL SCI CORP COM PAR NEW 150837607 17 10200 SH Put SOLE 10200 0 0 CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 2060 200000 SH SOLE 200000 0 0 CHANGE HEALTHCARE INC COM 15912K100 263 26300 SH SOLE 26300 0 0 CHESAPEAKE ENERGY CORP COM 165167107 26 151689 SH SOLE 151689 0 0 CHEVRON CORP NEW COM 166764100 411 5675 SH SOLE 5675 0 0 CHURCHILL CAP CORP III UNIT 03/01/2027 17144C203 2000 200000 SH SOLE 200000 0 0 CISCO SYS INC COM 17275R102 154 57900 SH Call SOLE 57900 0 0 CISCO SYS INC COM 17275R102 33 21700 SH Put SOLE 21700 0 0 CITIGROUP INC COM NEW 172967424 3429 81418 SH SOLE 81418 0 0 CITIGROUP INC COM NEW 172967424 31 103300 SH Call SOLE 103300 0 0 CITIGROUP INC COM NEW 172967424 3115 109900 SH Put SOLE 109900 0 0 CLOUDERA INC COM 18914U100 70 50000 SH Put SOLE 50000 0 0 CLOUDERA INC COM 18914U100 121 15332 SH SOLE 15332 0 0 CLOVIS ONCOLOGY INC COM 189464100 425 66752 SH SOLE 66752 0 0 COHERUS BIOSCIENCES INC COM 19249H103 307 45000 SH Put SOLE 45000 0 0 COHERUS BIOSCIENCES INC COM 19249H103 474 29219 SH SOLE 29219 0 0 COMCAST CORP NEW CL A 20030N101 17 10700 SH Call SOLE 10700 0 0 COMMVAULT SYSTEMS INC COM 204166102 221 45000 SH Call SOLE 45000 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 4 42300 SH Call SOLE 42300 0 0 CRAFT BREW ALLIANCE INC COM 224122101 233 15659 SH SOLE 15659 0 0 CRAFT BREW ALLIANCE INC COM 224122101 17 49000 SH Put SOLE 49000 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 339 6082 SH SOLE 6082 0 0 CVS HEALTH CORP COM 126650100 1018 17150 SH SOLE 17150 0 0 CVS HEALTH CORP COM 126650100 24 10400 SH Put SOLE 10400 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 11045 65000 PRN SOLE 65000 0 0 DASEKE INC *W EXP 02/27/202 23753F115 4 41305 SH SOLE 41305 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 28 45000 SH Call SOLE 45000 0 0 DELL TECHNOLOGIES INC CL C 24703L202 210 50000 SH Put SOLE 50000 0 0 DELL TECHNOLOGIES INC CL C 24703L202 5 70000 SH Call SOLE 70000 0 0 DEUTSCHE BANK A G NAMEN AKT D18190898 21 10500 SH Put SOLE 10500 0 0 DIAMOND EAGLE ACQUISITION CO *W EXP 06/30/202 25258L117 1240 433550 SH SOLE 433550 0 0 DIAMOND EAGLE ACQUISITION CO COM CL A 25258L109 5 43700 SH Call SOLE 43700 0 0 DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 1099 84500 SH SOLE 84500 0 0 DISH NETWORK CORPORATION CL A 25470M109 326 16307 SH SOLE 16307 0 0 DISH NETWORK CORPORATION CL A 25470M109 443 27500 SH Put SOLE 27500 0 0 DISNEY WALT CO COM DISNEY 254687106 2477 25639 SH SOLE 25639 0 0 DISNEY WALT CO COM DISNEY 254687106 80 90000 SH Call SOLE 90000 0 0 DISNEY WALT CO COM DISNEY 254687106 334 11300 SH Put SOLE 11300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 226 70200 SH Put SOLE 70200 0 0 E L F BEAUTY INC COM 26856L103 246 25000 SH SOLE 25000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 0 10000 SH Call SOLE 10000 0 0 ELDORADO RESORTS INC COM 28470R102 1841 127842 SH SOLE 127842 0 0 ELDORADO RESORTS INC COM 28470R102 51 26000 SH Call SOLE 26000 0 0 ELDORADO RESORTS INC COM 28470R102 1242 163100 SH Put SOLE 163100 0 0 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 153 17170 SH SOLE 17170 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 118 25660 SH SOLE 25660 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 103 16900 SH Put SOLE 16900 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 121 50000 SH Call SOLE 50000 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 153 50000 SH Put SOLE 50000 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 339 29700 SH SOLE 29700 0 0 EXXON MOBIL CORP COM 30231G102 76 120300 SH Call SOLE 120300 0 0 EXXON MOBIL CORP COM 30231G102 1306 165900 SH Put SOLE 165900 0 0 EXXON MOBIL CORP COM 30231G102 754 19851 SH SOLE 19851 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 9 88528 SH SOLE 88528 0 0 FISERV INC COM 337738108 59 39600 SH Put SOLE 39600 0 0 FITBIT INC CL A 33812L102 77 11500 SH SOLE 11500 0 0 FITBIT INC CL A 33812L102 42 200900 SH Call SOLE 200900 0 0 FITBIT INC CL A 33812L102 176 556600 SH Put SOLE 556600 0 0 FLYING EAGLE ACQUISITION COR UNIT 99/99/9999 34407Y202 493 49400 SH SOLE 49400 0 0 FORD MTR CO DEL COM 345370860 85 17673 SH SOLE 17673 0 0 FORD MTR CO DEL COM 345370860 12 11800 SH Put SOLE 11800 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 18 355900 SH Put SOLE 355900 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 9 45600 SH SOLE 45600 0 0 FRANKLIN COVEY CO COM 353469109 1550 100000 SH Put SOLE 100000 0 0 FRANKLIN COVEY CO COM 353469109 2104 135368 SH SOLE 135368 0 0 GENERAL ELECTRIC CO COM 369604103 529 509500 SH Put SOLE 509500 0 0 GENERAL ELECTRIC CO COM 369604103 38 222800 SH Call SOLE 222800 0 0 GENERAL ELECTRIC CO COM 369604103 1050 132237 SH SOLE 132237 0 0 GILEAD SCIENCES INC COM 375558103 284 3800 SH SOLE 3800 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 47 585600 SH SOLE 585600 0 0 GOLAR LNG LTD SHS G9456A100 5 10700 SH Call SOLE 10700 0 0 GORES HLDGS IV INC UNIT 02/01/2023 382865202 1007 100000 SH SOLE 100000 0 0 GRUBHUB INC COM 400110102 450 100000 SH Call SOLE 100000 0 0 HALLIBURTON CO COM 406216101 0 12400 SH Call SOLE 12400 0 0 HARROW HEALTH INC COM 415858109 403 105588 SH SOLE 105588 0 0 HARROW HEALTH INC COM 415858109 14 137500 SH Call SOLE 137500 0 0 HARROW HEALTH INC COM 415858109 175 137500 SH Put SOLE 137500 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 133 233289 SH SOLE 233289 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 545 19449 SH SOLE 19449 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 194 27800 SH Put SOLE 27800 0 0 HUNTINGTON BANCSHARES INC COM 446150104 71 50000 SH Call SOLE 50000 0 0 HUYA INC ADS REP SHS A 44852D108 951 56118 SH SOLE 56118 0 0 HUYA INC ADS REP SHS A 44852D108 110 206800 SH Put SOLE 206800 0 0 INTEL CORP COM 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269342 SH SOLE 269342 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4306 26100 SH SOLE 26100 0 0 ISHARES TR 20 YR TR BD ETF 464287432 756 381300 SH Call SOLE 381300 0 0 ISHARES TR 20 YR TR BD ETF 464287432 82 33100 SH Put SOLE 33100 0 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 231 9333 SH SOLE 9333 0 0 ISHARES TR IBOXX HI YD ETF 464288513 53683 696551 SH SOLE 696551 0 0 ISHARES TR IBOXX HI YD ETF 464288513 14350 7750800 SH Put SOLE 7750800 0 0 ISHARES TR IBOXX HI YD ETF 464288513 4272 1069700 SH Call SOLE 1069700 0 0 ISHARES TR IBOXX INV CP ETF 464287242 12871 104211 SH SOLE 104211 0 0 ISHARES TR IBOXX INV CP ETF 464287242 61 269100 SH Put SOLE 269100 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2563 467000 SH Call SOLE 467000 0 0 ISHARES TR JPMORGAN USD EMG 464288281 2483 25681 SH SOLE 25681 0 0 ISHARES TR JPMORGAN USD EMG 464288281 525 193200 SH Put SOLE 193200 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 654 19167 SH SOLE 19167 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 102 28900 SH Put SOLE 28900 0 0 JD COM INC SPON ADR CL A 47215P106 1641 40509 SH SOLE 40509 0 0 JD COM INC SPON ADR CL A 47215P106 88 22500 SH Call SOLE 22500 0 0 JD COM INC SPON ADR CL A 47215P106 25 43400 SH Put SOLE 43400 0 0 JPMORGAN CHASE & CO COM 46625H100 574 128300 SH Call SOLE 128300 0 0 JPMORGAN CHASE & CO COM 46625H100 134 14000 SH Put SOLE 14000 0 0 JPMORGAN CHASE & CO COM 46625H100 1373 15250 SH SOLE 15250 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 14 267950 SH SOLE 267950 0 0 KINDER MORGAN INC DEL COM 49456B101 212 15200 SH SOLE 15200 0 0 KODIAK SCIENCES INC COM 50015M109 65 23800 SH Call SOLE 23800 0 0 KORNIT DIGITAL LTD SHS M6372Q113 13 75000 SH Call SOLE 75000 0 0 L BRANDS INC COM 501797104 7 20000 SH Call SOLE 20000 0 0 LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 27 66467 SH SOLE 66467 0 0 LEAF GROUP LTD COM 52177G102 262 195611 SH SOLE 195611 0 0 LEAF GROUP LTD COM 52177G102 134 80000 SH Put SOLE 80000 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 78 310002 SH SOLE 310002 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 23 250009 SH SOLE 250009 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 90 50000 SH SOLE 50000 0 0 LUCKIN COFFEE INC SPONSORED ADS 54951L109 1286 47284 SH SOLE 47284 0 0 LUCKIN COFFEE INC SPONSORED ADS 54951L109 127 52100 SH Call SOLE 52100 0 0 LUCKIN COFFEE INC SPONSORED ADS 54951L109 690 198400 SH Put SOLE 198400 0 0 LYFT INC CL A COM 55087P104 2 16800 SH Put SOLE 16800 0 0 MARATHON PETE CORP COM 56585A102 629 15000 SH Put SOLE 15000 0 0 MATCH GROUP INC COM 57665R106 2140 32400 SH SOLE 32400 0 0 MATCH GROUP INC COM 57665R106 1401 121300 SH Put SOLE 121300 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 630 389500 SH Call SOLE 389500 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 377 178100 SH Put SOLE 178100 0 0 MGM RESORTS INTERNATIONAL COM 552953101 236 20000 SH SOLE 20000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 9 15900 SH Put SOLE 15900 0 0 MICRON TECHNOLOGY INC COM 595112103 1343 317000 SH Put SOLE 317000 0 0 MICRON 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1206 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 3845 767370 SH SOLE 767370 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 5690 1007000 SH Put SOLE 1007000 0 0 NEWELL BRANDS INC COM 651229106 227 17100 SH SOLE 17100 0 0 NIO INC SPON ADS 62914V106 43 15367 SH SOLE 15367 0 0 NIO INC SPON ADS 62914V106 195 1031200 SH Call SOLE 1031200 0 0 NIO INC SPON ADS 62914V106 645 937500 SH Put SOLE 937500 0 0 NORTONLIFELOCK INC COM 668771108 9035 482872 SH SOLE 482872 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 957 1270 PRN SOLE 1270 0 0 NVIDIA CORP COM 67066G104 659 2500 SH SOLE 2500 0 0 OCCIDENTAL PETE CORP COM 674599105 348 30009 SH SOLE 30009 0 0 OCCIDENTAL PETE CORP COM 674599105 96 222200 SH Call SOLE 222200 0 0 OCCIDENTAL PETE CORP COM 674599105 170 177900 SH Put SOLE 177900 0 0 OMNOVA SOLUTIONS INC COM 682129101 219 21603 SH SOLE 21603 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 16 233841 SH SOLE 233841 0 0 PAE INC *W EXP 09/11/202 69290Y117 49 33000 SH SOLE 33000 0 0 PARK HOTELS RESORTS INC COM 700517105 6 50000 SH Call SOLE 50000 0 0 PARK HOTELS RESORTS INC COM 700517105 1284 260000 SH Put SOLE 260000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 1116 42038 SH SOLE 42038 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 3 25100 SH Call SOLE 25100 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 196 69600 SH Put SOLE 69600 0 0 PENN NATL GAMING INC COM 707569109 138 10945 SH SOLE 10945 0 0 PERDOCEO ED CORP COM 71363P106 29 90000 SH Call SOLE 90000 0 0 PERDOCEO ED CORP COM 71363P106 18 10000 SH Put SOLE 10000 0 0 PERFICIENT INC COM 71375U101 1 50000 SH Call SOLE 50000 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 94 20600 SH Put SOLE 20600 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 108 249600 SH Call SOLE 249600 0 0 PFIZER INC COM 717081103 11 25000 SH Put SOLE 25000 0 0 PFIZER INC COM 717081103 251 7700 SH SOLE 7700 0 0 PFIZER INC COM 717081103 88 25000 SH Call SOLE 25000 0 0 PG&E CORP COM 69331C108 190 730100 SH Call SOLE 730100 0 0 PG&E CORP COM 69331C108 948 257500 SH Put SOLE 257500 0 0 PHILIP MORRIS INTL INC COM 718172109 1239 16980 SH SOLE 16980 0 0 PINDUODUO INC SPONSORED ADS 722304102 7100 197054 SH SOLE 197054 0 0 PINDUODUO INC SPONSORED ADS 722304102 170 224200 SH Call SOLE 224200 0 0 PINDUODUO INC SPONSORED ADS 722304102 1007 512200 SH Put SOLE 512200 0 0 PROS HOLDINGS INC COM 74346Y103 3347 107864 SH SOLE 107864 0 0 PROS HOLDINGS INC COM 74346Y103 2568 130000 SH Put SOLE 130000 0 0 QTS RLTY TR INC 6.50% CON PFD B 74736A301 12123 94300 SH SOLE 94300 0 0 QUALCOMM INC COM 747525103 3284 48535 SH SOLE 48535 0 0 QUALCOMM INC COM 747525103 594 73300 SH Put SOLE 73300 0 0 QUDIAN INC ADR 747798106 70 39085 SH SOLE 39085 0 0 QUDIAN INC ADR 747798106 5 30000 SH Call SOLE 30000 0 0 QUDIAN INC ADR 747798106 128 77400 SH Put SOLE 77400 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 12030 40000 PRN SOLE 40000 0 0 RA PHARMACEUTICALS INC COM 74933V108 2475 51559 SH SOLE 51559 0 0 RA PHARMACEUTICALS INC COM 74933V108 5 193000 SH Put SOLE 193000 0 0 RAYTHEON CO COM NEW 755111507 3985 30385 SH SOLE 30385 0 0 RAYTHEON CO COM NEW 755111507 38 150000 SH Call SOLE 150000 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 823 5703 SH SOLE 5703 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 2 30100 SH Call SOLE 30100 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 99 150000 SH Put SOLE 150000 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 482 99606 SH SOLE 99606 0 0 SCHLUMBERGER LTD COM 806857108 338 25026 SH SOLE 25026 0 0 SCHLUMBERGER LTD COM 806857108 594 25000 SH Put SOLE 25000 0 0 SCHWAB CHARLES CORP COM 808513105 668 19877 SH SOLE 19877 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 19799 364833 SH SOLE 364833 0 0 SCIENTIFIC GAMES CORP COM 80874P109 2029 209205 SH SOLE 209205 0 0 SCIENTIFIC GAMES CORP COM 80874P109 276 83600 SH Put SOLE 83600 0 0 SCORPIO TANKERS INC SHS Y7542C130 187 42500 SH Call SOLE 42500 0 0 SCORPIO TANKERS INC SHS Y7542C130 395 150000 SH Put SOLE 150000 0 0 SEA LTD SPONSORED ADS 81141R100 6617 802000 SH Call SOLE 802000 0 0 SEA LTD SPONSORED ADS 81141R100 178 157000 SH Put SOLE 157000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 4151 551800 SH Put SOLE 551800 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2362 81263 SH SOLE 81263 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 421 514500 SH Call SOLE 514500 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1902 431700 SH Put SOLE 431700 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 453 630000 SH Call SOLE 630000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4207 71295 SH SOLE 71295 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 97 34500 SH Call SOLE 34500 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2000 580200 SH Put SOLE 580200 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 23 100000 SH SOLE 100000 0 0 SKYLINE CHAMPION CORPORATION COM 830830105 314 20000 SH SOLE 20000 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 12 19800 SH Call SOLE 19800 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 15 90600 SH Call SOLE 90600 0 0 SMITH MICRO SOFTWARE INC COM NEW 832154207 16 54200 SH Call SOLE 54200 0 0 SNAP INC CL A 83304A106 13 81200 SH Call SOLE 81200 0 0 SNAP INC CL A 83304A106 1119 344300 SH Put SOLE 344300 0 0 SNAP INC CL A 83304A106 2856 240213 SH SOLE 240213 0 0 SONY CORP SPONSORED ADR 835699307 1993 33680 SH SOLE 33680 0 0 SPARTAN ENERGY ACQUISITION C *W EXP 08/27/202 846784122 30 100000 SH SOLE 100000 0 0 SPARTAN ENERGY ACQUISITION C CL A COM STK 846784106 2024 200000 SH SOLE 200000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 811 5475 SH SOLE 5475 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 30112 116829 SH SOLE 116829 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1973 169300 SH Call SOLE 169300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 15380 1012200 SH Put SOLE 1012200 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3792 125473 SH SOLE 125473 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 5200 152887 SH SOLE 152887 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 886 29297 SH SOLE 29297 0 0 SPDR SER TR S&P BIOTECH 78464A870 8817 113853 SH SOLE 113853 0 0 SPDR SER TR S&P BIOTECH 78464A870 1112 351300 SH Put SOLE 351300 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 3467 105395 SH SOLE 105395 0 0 SPDR SER TR S&P REGL BKG 78464A698 49 11600 SH Put SOLE 11600 0 0 SPDR SER TR S&P REGL BKG 78464A698 577 17692 SH SOLE 17692 0 0 SPRINT CORPORATION COM 85207U105 835 457400 SH Call SOLE 457400 0 0 SPRINT CORPORATION COM 85207U105 4 83500 SH Put SOLE 83500 0 0 SQUARE INC CL A 852234103 4436 84690 SH SOLE 84690 0 0 SQUARE INC CL A 852234103 2131 182800 SH Put SOLE 182800 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 146 151700 SH Call SOLE 151700 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 5 40000 SH Put SOLE 40000 0 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 808 49100 SH SOLE 49100 0 0 TAUBMAN CTRS INC COM 876664103 59 50000 SH Put SOLE 50000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 27 11000 SH Put SOLE 11000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 10 11300 SH Call SOLE 11300 0 0 TECH DATA CORP COM 878237106 7289 55702 SH SOLE 55702 0 0 TECH DATA CORP COM 878237106 772 415100 SH Put SOLE 415100 0 0 TEGNA INC COM 87901J105 249 22957 SH SOLE 22957 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 5 67000 SH Call SOLE 67000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 4031 279938 SH SOLE 279938 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 246 120000 SH Put SOLE 120000 0 0 TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 8 85378 SH SOLE 85378 0 0 TESLA INC COM 88160R101 11520 59700 SH Call SOLE 59700 0 0 TESLA INC COM 88160R101 1309 73900 SH Put SOLE 73900 0 0 TG THERAPEUTICS INC COM 88322Q108 230 23340 SH SOLE 23340 0 0 TG THERAPEUTICS INC COM 88322Q108 53 104000 SH Call SOLE 104000 0 0 TG THERAPEUTICS INC COM 88322Q108 42 22500 SH Put SOLE 22500 0 0 TIFFANY & CO NEW COM 886547108 32 153100 SH Call SOLE 153100 0 0 TIFFANY & CO NEW COM 886547108 3293 1262100 SH Put SOLE 1262100 0 0 TIFFANY & CO NEW COM 886547108 43623 336861 SH SOLE 336861 0 0 TILRAY INC COM CL 2 88688T100 3973 1357100 SH Put SOLE 1357100 0 0 TILRAY INC COM CL 2 88688T100 127 164600 SH Call SOLE 164600 0 0 TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 18 166000 SH SOLE 166000 0 0 TRANSOCEAN LTD REG SHS H8817H100 84 42300 SH Put SOLE 42300 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 15 162410 SH SOLE 162410 0 0 TRIP COM GROUP LTD ADS 89677Q107 3110 132638 SH SOLE 132638 0 0 TRIP COM GROUP LTD ADS 89677Q107 3 25000 SH Call SOLE 25000 0 0 TRIP COM GROUP LTD ADS 89677Q107 1471 221500 SH Put SOLE 221500 0 0 TWITTER INC COM 90184L102 278 11300 SH SOLE 11300 0 0 TYSON FOODS INC CL A 902494103 32 186000 SH Call SOLE 186000 0 0 UBER TECHNOLOGIES INC COM 90353T100 924 264400 SH Put SOLE 264400 0 0 UBER TECHNOLOGIES INC COM 90353T100 323 187900 SH Call SOLE 187900 0 0 UNIQURE NV SHS N90064101 520 80000 SH Put SOLE 80000 0 0 UNIQURE NV SHS N90064101 5892 124167 SH SOLE 124167 0 0 UNIQURE NV SHS N90064101 287 160000 SH Call SOLE 160000 0 0 UNITED AIRLS HLDGS INC COM 910047109 2 10500 SH Call SOLE 10500 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 1101 261610 SH SOLE 261610 0 0 UNITI GROUP INC COM 91325V108 41 10000 SH Put SOLE 10000 0 0 UPLAND SOFTWARE INC COM 91544A109 257 9579 SH SOLE 9579 0 0 UPLAND SOFTWARE INC COM 91544A109 8 40000 SH Call SOLE 40000 0 0 UPLAND SOFTWARE INC COM 91544A109 517 60000 SH Put SOLE 60000 0 0 UPWORK INC COM 91688F104 103 26500 SH Put SOLE 26500 0 0 US ECOLOGY INC *W EXP 10/17/202 91734M111 668 185553 SH SOLE 185553 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 1780 200000 SH Put SOLE 200000 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 928 164000 SH SOLE 164000 0 0 VALE S A SPONSORED ADS 91912E105 919 623000 SH Put SOLE 623000 0 0 VALE S A SPONSORED ADS 91912E105 1949 235049 SH SOLE 235049 0 0 VALE S A SPONSORED ADS 91912E105 282 536600 SH Call SOLE 536600 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 256 4900 SH SOLE 4900 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 797 6803 SH SOLE 6803 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 88 50000 SH Put SOLE 50000 0 0 VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 228 117062 SH SOLE 117062 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 267 25123 SH SOLE 25123 0 0 VERTIV HOLDINGS CO *W EXP 06/12/202 92537N116 611 339363 SH SOLE 339363 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 191 139400 SH Call SOLE 139400 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 26 10100 SH Put SOLE 10100 0 0 VIVINT SMART HOME INC *W EXP 01/17/202 928542117 286 205037 SH SOLE 205037 0 0 VOYA FINANCIAL INC COM 929089100 317 204800 SH Call SOLE 204800 0 0 WEIBO CORP SPONSORED ADR 948596101 844 40000 SH Put SOLE 40000 0 0 WEIBO CORP SPONSORED ADR 948596101 1330 40168 SH SOLE 40168 0 0 WEIBO CORP SPONSORED ADR 948596101 0 10000 SH Call SOLE 10000 0 0 WELLS FARGO CO NEW COM 949746101 5239 182529 SH SOLE 182529 0 0 WELLS FARGO CO NEW COM 949746101 45 150200 SH Call SOLE 150200 0 0 WELLS FARGO CO NEW COM 949746101 3485 393400 SH Put SOLE 393400 0 0 WESCO INTL INC COM 95082P105 392 10600 SH Put SOLE 10600 0 0 WILLSCOT CORP COM 971375126 283 27909 SH SOLE 27909 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 183 43858 SH SOLE 43858 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 70 23400 SH Put SOLE 23400 0 0 ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 13 37159 SH SOLE 37159 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 307 4300 SH Call SOLE 4300 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 517 3541 SH SOLE 3541 0 0