Chief Compliance Officer

0001085146-19-002360.txt : 20190815 0001085146-19-002360.hdr.sgml : 20190815 20190814173400 ACCESSION NUMBER: 0001085146-19-002360 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190815 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bluefin Trading, LLC CENTRAL INDEX KEY: 0001532351 IRS NUMBER: 134176094 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15133 FILM NUMBER: 191027777 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 6469151832 MAIL ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001532351 XXXXXXXX 06-30-2019 06-30-2019 false Bluefin Trading, LLC

3 PARK AVENUE, 37TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-15133 N Jeffrey Jacobus Chief Compliance Officer 646-963-2717 /s/ Jeffrey Jacobus New York NY 08-14-2019 0 327 706236 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1 16300 SH Call SOLE 16300 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2154 70915 SH SOLE 70915 0 0 ADVANCED MICRO DEVICES INC COM 007903107 38 25500 SH Call SOLE 25500 0 0 AKERNA CORP *W EXP 01/30/202 00973W110 607 209442 SH SOLE 209442 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 2 24910 SH SOLE 24910 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 6 25000 SH SOLE 25000 0 0 ALCOA CORP COM 013872106 23 18200 SH Call SOLE 18200 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 226 30500 SH Put SOLE 30500 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 21265 125500 SH SOLE 125500 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 836 222300 SH Call SOLE 222300 0 0 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 52 187180 SH SOLE 187180 0 0 ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 42 201060 SH SOLE 201060 0 0 ALLERGAN PLC SHS G0177J108 4813 28748 SH SOLE 28748 0 0 ALLERGAN PLC SHS G0177J108 2782 85000 SH Call SOLE 85000 0 0 ALPHABET INC CAP STK CL C 02079K107 535 495 SH SOLE 495 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 302 30700 SH SOLE 30700 0 0 ALTICE USA INC CL A 02156K103 487 20000 SH SOLE 20000 0 0 ALTRIA GROUP INC COM 02209S103 510 10766 SH SOLE 10766 0 0 AMAZON COM INC COM 023135106 581 307 SH SOLE 307 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 364 11154 SH SOLE 11154 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 3747 305890 SH SOLE 305890 0 0 AMERICAN TOWER CORP NEW COM 03027X100 307 1500 SH SOLE 1500 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 1868 53612 SH SOLE 53612 0 0 AMGEN INC COM 031162100 20 10400 SH Call SOLE 10400 0 0 ANADARKO PETE CORP COM 032511107 4373 61972 SH SOLE 61972 0 0 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 480 13200 SH SOLE 13200 0 0 APHRIA INC COM 03765K104 15 24200 SH Call SOLE 24200 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1080 31500 SH SOLE 31500 0 0 APPLE INC COM 037833100 2330 185100 SH Call SOLE 185100 0 0 APPLE INC COM 037833100 3988 20150 SH SOLE 20150 0 0 ARRAY BIOPHARMA INC NOTE 2.625%12/0 04269XAB1 129484 426050 PRN SOLE 426050 0 0 AT&T INC COM 00206R102 51 53900 SH Call SOLE 53900 0 0 AT&T INC COM 00206R102 707 21106 SH SOLE 21106 0 0 AURORA CANNABIS INC COM 05156X108 47 133900 SH Call SOLE 133900 0 0 AVAYA HLDGS CORP COM 05351X101 219 18414 SH SOLE 18414 0 0 AVAYA HLDGS CORP COM 05351X101 3 100000 SH Call SOLE 100000 0 0 AXALTA COATING SYS LTD COM G0750C108 298 10000 SH SOLE 10000 0 0 BAIDU INC SPON ADR REP A 056752108 128 231400 SH Call SOLE 231400 0 0 BAIDU INC SPON ADR REP A 056752108 1479 55600 SH Put SOLE 55600 0 0 BANK AMER CORP COM 060505104 1882 64896 SH SOLE 64896 0 0 BANK AMER CORP COM 060505104 487 305800 SH Put SOLE 305800 0 0 BANK AMER CORP COM 060505104 2743 2907500 SH Call SOLE 2907500 0 0 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 625 24030 SH SOLE 24030 0 0 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 683 1969400 SH Call SOLE 1969400 0 0 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 560 266700 SH Put SOLE 266700 0 0 BARCLAYS PLC ADR 06738E204 20 50000 SH Call SOLE 50000 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 24 101600 SH SOLE 101600 0 0 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 75 227867 SH SOLE 227867 0 0 BIOCERES CROP SOLUTIONS CORP SHS G1117K114 139 26195 SH SOLE 26195 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 719 8400 SH SOLE 8400 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 90 218725 SH SOLE 218725 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 3043 68500 SH SOLE 68500 0 0 BOEING CO COM 097023105 421 1157 SH SOLE 1157 0 0 BP PLC SPONSORED ADR 055622104 6 62000 SH Call SOLE 62000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 227 5000 SH SOLE 5000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 254 241500 SH Call SOLE 241500 0 0 BRISTOL MYERS SQUIBB CO 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42552 SH SOLE 42552 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 592 27978 SH SOLE 27978 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 533 25099 SH SOLE 25099 0 0 INVESCO EXCHNG TRADED FD TR FNDMNTL IG CRP 46138E693 255 9844 SH SOLE 9844 0 0 INVESCO EXCHNG TRADED FD TR GBL SRT TRM HY 46138E669 417 17997 SH SOLE 17997 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 7223 38678 SH SOLE 38678 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 83 53000 SH Call SOLE 53000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 693 111000 SH Put SOLE 111000 0 0 IQIYI INC SPONSORED ADS 46267X108 282 347100 SH Call SOLE 347100 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 771 376900 SH Call SOLE 376900 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 3901 89237 SH SOLE 89237 0 0 ISHARES INC MSCI TURKEY ETF 464286715 2390 100343 SH SOLE 100343 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 145 10100 SH SOLE 10100 0 0 ISHARES TR 20 YR TR BD ETF 464287432 13 27200 SH Call SOLE 27200 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 15628 365380 SH SOLE 365380 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 288 550900 SH Call SOLE 550900 0 0 ISHARES TR CORE US AGGBD ET 464287226 785 7050 SH SOLE 7050 0 0 ISHARES TR IBOXX INV CP ETF 464287242 655 5267 SH SOLE 5267 0 0 ISHARES TR JPMORGAN USD EMG 464288281 6731 59412 SH SOLE 59412 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 2201 31531 SH SOLE 31531 0 0 ISHARES TR MSCI EAFE ETF 464287465 276 530700 SH Call SOLE 530700 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 11718 273080 SH SOLE 273080 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 913 815700 SH Call SOLE 815700 0 0 ISHARES TR MSCI EURO FL ETF 464289180 189 10400 SH SOLE 10400 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 225 100000 SH Put SOLE 100000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 661 4250 SH SOLE 4250 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 595 110000 SH Call SOLE 110000 0 0 ISHARES TR SH TR CRPORT ETF 464288646 1682 31467 SH SOLE 31467 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 130 13750 SH SOLE 13750 0 0 JD COM INC SPON ADR CL A 47215P106 2870 94743 SH SOLE 94743 0 0 JD COM INC SPON ADR CL A 47215P106 319 278300 SH Call SOLE 278300 0 0 JOHNSON & JOHNSON COM 478160104 644 4621 SH SOLE 4621 0 0 JPMORGAN CHASE & CO COM 46625H100 418 121900 SH Call SOLE 121900 0 0 KAR AUCTION SVCS INC COM 48238T109 4012 160477 SH SOLE 160477 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 43 267550 SH SOLE 267550 0 0 KINDER MORGAN INC DEL COM 49456B101 5 62600 SH Call SOLE 62600 0 0 KONTOOR BRANDS INC COM 50050N103 1060 37829 SH SOLE 37829 0 0 L3 TECHNOLOGIES INC COM 502413107 2088 8518 SH SOLE 8518 0 0 LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 2000 200000 SH SOLE 200000 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 27 85202 SH SOLE 85202 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 28 50009 SH SOLE 50009 0 0 LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 15 11900 SH SOLE 11900 0 0 LEO HOLDINGS CORP COM CL A G5463L105 2513 244700 SH SOLE 244700 0 0 LIBERTY EXPEDIA HLDGS INC SER A 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SOLE 608400 0 0 NIKE INC CL B 654106103 26 15500 SH Call SOLE 15500 0 0 NIO INC SPON ADS 62914V106 26 603900 SH Call SOLE 603900 0 0 NIO INC SPON ADS 62914V106 246 24400 SH Put SOLE 24400 0 0 NVIDIA CORP COM 67066G104 1563 9520 SH SOLE 9520 0 0 NVIDIA CORP COM 67066G104 18 22300 SH Call SOLE 22300 0 0 NXP SEMICONDUCTORS N V COM N6596X109 119489 1224148 SH SOLE 1224148 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1126 329100 SH Call SOLE 329100 0 0 NXP SEMICONDUCTORS N V COM N6596X109 6431 419400 SH Put SOLE 419400 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 272 5500 SH SOLE 5500 0 0 OCCIDENTAL PETE CORP COM 674599105 4298 85483 SH SOLE 85483 0 0 OCCIDENTAL PETE CORP COM 674599105 5 180000 SH Call SOLE 180000 0 0 OCCIDENTAL PETE CORP COM 674599105 506 150000 SH Put SOLE 150000 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 52 234141 SH SOLE 234141 0 0 ORACLE CORP COM 68389X105 14 16000 SH Call SOLE 16000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 91 15000 SH SOLE 15000 0 0 PEPSICO INC COM 713448108 497 3793 SH SOLE 3793 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 849 54523 SH SOLE 54523 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 48 58700 SH Call SOLE 58700 0 0 PFIZER INC COM 717081103 20 30900 SH Call SOLE 30900 0 0 PG&E CORP COM 69331C108 1024 44696 SH SOLE 44696 0 0 PG&E CORP COM 69331C108 459 378300 SH Call SOLE 378300 0 0 PHILIP MORRIS INTL INC COM 718172109 292 3720 SH SOLE 3720 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 263 2615 SH SOLE 2615 0 0 PINDUODUO INC SPONSORED ADS 722304102 8333 403911 SH SOLE 403911 0 0 PINDUODUO INC SPONSORED ADS 722304102 26 245800 SH Call SOLE 245800 0 0 PINDUODUO INC SPONSORED ADS 722304102 1405 400200 SH Put SOLE 400200 0 0 PIVOTAL ACQUISITION CORP *W EXP 12/01/202 72583A119 399 295900 SH SOLE 295900 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 1655 61021 SH SOLE 61021 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 465 100000 SH Put SOLE 100000 0 0 PROCTER AND GAMBLE CO COM 742718109 495 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SH SOLE 3000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 620 10400 SH SOLE 10400 0 0 SHUTTERFLY INC COM 82568P304 407 145900 SH Call SOLE 145900 0 0 SIMON PPTY GROUP INC NEW COM 828806109 3 74000 SH Call SOLE 74000 0 0 SNAP INC CL A 83304A106 2721 903100 SH Call SOLE 903100 0 0 SPARK THERAPEUTICS INC COM 84652J103 128 43100 SH Call SOLE 43100 0 0 SPARK THERAPEUTICS INC COM 84652J103 307 2994 SH SOLE 2994 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 980 112100 SH Call SOLE 112100 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 383 10000 SH SOLE 10000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11862 40481 SH SOLE 40481 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 57 39300 SH Call SOLE 39300 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 10787 204027 SH SOLE 204027 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 2680 91890 SH SOLE 91890 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 4636 132732 SH SOLE 132732 0 0 SPDR SERIES TRUST PORTFOLIO LN COR 78464A367 7128 247924 SH SOLE 247924 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 438 14214 SH SOLE 14214 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 658 659900 SH Call SOLE 659900 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 739 216000 SH Put SOLE 216000 0 0 SPRINT CORPORATION COM 85207U105 546 1708000 SH Call SOLE 1708000 0 0 SQUARE INC CL A 852234103 137 48300 SH Call SOLE 48300 0 0 SSGA ACTIVE TR SPDR DBLELN EMRG 78470P309 1326 25905 SH SOLE 25905 0 0 STARBUCKS CORP COM 855244109 1626 19400 SH SOLE 19400 0 0 STORE CAP CORP COM 862121100 305 9200 SH SOLE 9200 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 302 123900 SH Call SOLE 123900 0 0 TCF FINL CORP COM 872275102 1359 65380 SH SOLE 65380 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 162 10813 SH SOLE 10813 0 0 TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 17 85378 SH SOLE 85378 0 0 TESLA INC COM 88160R101 5709 25550 SH SOLE 25550 0 0 TESLA INC COM 88160R101 1649 33000 SH Put SOLE 33000 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 350 8698 SH SOLE 8698 0 0 THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 107 52803 SH SOLE 52803 0 0 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 248 23733 SH SOLE 23733 0 0 TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 40 128500 SH SOLE 128500 0 0 TIVO CORP COM 88870P106 120 16335 SH SOLE 16335 0 0 TIVO CORP COM 88870P106 7 20700 SH Call SOLE 20700 0 0 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 76 584800 SH SOLE 584800 0 0 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 45 250100 SH SOLE 250100 0 0 TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 63 171000 SH SOLE 171000 0 0 TPG PACE HLDGS CORP CL A G89827128 1628 156580 SH SOLE 156580 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 21 162410 SH SOLE 162410 0 0 TRINITY MERGER CORP *W EXP 05/11/202 89653L114 260 790599 SH SOLE 790599 0 0 TRIVAGO N V SPON ADS A SHS 89686D105 224 53147 SH SOLE 53147 0 0 TWITTER INC COM 90184L102 464 13302 SH SOLE 13302 0 0 TWITTER INC COM 90184L102 50 18100 SH Call SOLE 18100 0 0 UNION PACIFIC CORP COM 907818108 3720 22000 SH SOLE 22000 0 0 UNITED CONTL HLDGS INC COM 910047109 212 2420 SH SOLE 2420 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 83 213900 SH Call SOLE 213900 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 234 117200 SH Put SOLE 117200 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 3705 307726 SH SOLE 307726 0 0 UNITED STATES STL CORP NEW COM 912909108 1144 250000 SH Put SOLE 250000 0 0 UNITED STATES STL CORP NEW COM 912909108 6 83200 SH Call SOLE 83200 0 0 UNITEDHEALTH GROUP INC COM 91324P102 264 1080 SH SOLE 1080 0 0 UNUM GROUP COM 91529Y106 3502 104395 SH SOLE 104395 0 0 UNUM GROUP COM 91529Y106 11 150000 SH Call SOLE 150000 0 0 UNUM GROUP COM 91529Y106 420 150000 SH Put SOLE 150000 0 0 UPLAND SOFTWARE INC COM 91544A109 5 32000 SH Call SOLE 32000 0 0 VALE S A SPONSORED ADS 91912E105 80 59000 SH Call SOLE 59000 0 0 VALE S A SPONSORED ADS 91912E105 317 23556 SH SOLE 23556 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 11 51200 SH Call SOLE 51200 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 103 169300 SH Call SOLE 169300 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 3606 32730 SH SOLE 32730 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 351 42700 SH Call SOLE 42700 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 249 36500 SH Put SOLE 36500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 612 10718 SH SOLE 10718 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5 16000 SH Call SOLE 16000 0 0 VERRA MOBILITY CORP COM 92511U102 393 30000 SH SOLE 30000 0 0 WEIBO CORP SPONSORED ADR 948596101 472 247100 SH Call SOLE 247100 0 0 WEIBO CORP SPONSORED ADR 948596101 2523 256200 SH Put SOLE 256200 0 0 WEIBO CORP SPONSORED ADR 948596101 363 8344 SH SOLE 8344 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 5806 20368 SH SOLE 20368 0 0 WELLS FARGO CO NEW COM 949746101 467 9873 SH SOLE 9873 0 0 WELLS FARGO CO NEW COM 949746101 314 348000 SH Call SOLE 348000 0 0 WESTERN DIGITAL CORP COM 958102105 66 40000 SH Call SOLE 40000 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 1240 53214 SH SOLE 53214 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 339 13000 SH SOLE 13000 0 0 WISDOMTREE TR NEGT DUR HIG YLD 97717W398 1056 55170 SH SOLE 55170 0 0 WORLDPAY INC CL A 981558109 2433 19850 SH SOLE 19850 0 0 YANDEX N V SHS CLASS A N97284108 1307 34406 SH SOLE 34406 0 0 ZYNGA INC CL A 98986T108 28 56000 SH Call SOLE 56000 0 0