0001085146-19-001679.txt : 20190516
0001085146-19-001679.hdr.sgml : 20190516
20190515173227
ACCESSION NUMBER: 0001085146-19-001679
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190516
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bluefin Trading, LLC
CENTRAL INDEX KEY: 0001532351
IRS NUMBER: 134176094
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15133
FILM NUMBER: 19829843
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 6469151832
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001532351
XXXXXXXX
03-31-2019
03-31-2019
false
Bluefin Trading, LLC
3 PARK AVENUE, 37TH FLOOR
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-15133
N
Jeffrey Jacobus
Chief Compliance Officer
646-963-2717
/s/ Jeffrey Jacobus
New York
NY
05-15-2019
0
391
691759
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBVIE INC
COM
00287Y109
26
14000
SH
Put
SOLE
14000
0
0
ABBVIE INC
COM
00287Y109
21
14000
SH
Call
SOLE
14000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1427
55914
SH
SOLE
55914
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
69
55600
SH
Call
SOLE
55600
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
85
114500
SH
Put
SOLE
114500
0
0
ALBERTON ACQUISITION CORP
*W EXP 04/26/202
G35006124
2
24910
SH
SOLE
24910
0
0
ALBERTON ACQUISITION CORP
RIGHT 10/04/2020
G35006132
4
25000
SH
SOLE
25000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
606
58100
SH
Call
SOLE
58100
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
36
76900
SH
Put
SOLE
76900
0
0
ALLEGRO MERGER CORP
*W EXP 01/06/202
01749N111
49
189760
SH
SOLE
189760
0
0
ALLEGRO MERGER CORP
RIGHT 12/31/2023
01749N129
54
201060
SH
SOLE
201060
0
0
ALPHABET INC
CAP STK CL C
02079K107
1020
869
SH
SOLE
869
0
0
ALTABA INC
COM
021346101
762
10289
SH
SOLE
10289
0
0
ALTICE USA INC
CL A
02156K103
430
20000
SH
SOLE
20000
0
0
ALTRIA GROUP INC
COM
02209S103
750
13066
SH
SOLE
13066
0
0
AMAZON COM INC
COM
023135106
1469
825
SH
SOLE
825
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
24
128300
SH
Call
SOLE
128300
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1207
215205
SH
SOLE
215205
0
0
AMERICAN MIDSTREAM PARTNERS
COM UNITS
02752P100
140
27000
SH
SOLE
27000
0
0
AMGEN INC
COM
031162100
235
1239
SH
SOLE
1239
0
0
APPLE INC
COM
037833100
1944
92300
SH
Call
SOLE
92300
0
0
APPLE INC
COM
037833100
102
51700
SH
Put
SOLE
51700
0
0
ARCONIC INC
COM
03965L100
54
198300
SH
Call
SOLE
198300
0
0
ARCONIC INC
COM
03965L100
1
70000
SH
Put
SOLE
70000
0
0
ARES CAP CORP
COM
04010L103
932
54400
SH
SOLE
54400
0
0
ARRIS INTERNATIONAL PLC
SHS
G0551A103
684
21626
SH
SOLE
21626
0
0
AT&T INC
COM
00206R102
675
21538
SH
SOLE
21538
0
0
AT&T INC
COM
00206R102
103
148900
SH
Call
SOLE
148900
0
0
AT&T INC
COM
00206R102
15
59000
SH
Put
SOLE
59000
0
0
AURORA CANNABIS INC
COM
05156X108
144
95900
SH
Call
SOLE
95900
0
0
AXALTA COATING SYS LTD
COM
G0750C108
405
16058
SH
SOLE
16058
0
0
BAIDU INC
SPON ADR REP A
056752108
1804
220800
SH
Put
SOLE
220800
0
0
BAIDU INC
SPON ADR REP A
056752108
7457
45234
SH
SOLE
45234
0
0
BAIDU INC
SPON ADR REP A
056752108
560
85000
SH
Call
SOLE
85000
0
0
BANK AMER CORP
COM
060505104
1007
932900
SH
Put
SOLE
932900
0
0
BANK AMER CORP
COM
060505104
1198
43411
SH
SOLE
43411
0
0
BANK AMER CORP
COM
060505104
1992
3337900
SH
Call
SOLE
3337900
0
0
BARCLAYS BK PLC
IPATH B SHRT TRM
06746P621
647
1791900
SH
Call
SOLE
1791900
0
0
BARCLAYS BK PLC
IPATH B SHRT TRM
06746P621
2283
492300
SH
Put
SOLE
492300
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1021
5081
SH
SOLE
5081
0
0
BHP GROUP LTD
SPONSORED ADS
088606108
1131
20696
SH
SOLE
20696
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
18
101600
SH
SOLE
101600
0
0
BIOCERES CROP SOLUTIONS CORP
*W EXP 07/01/202
G1117K106
62
227867
SH
SOLE
227867
0
0
BIOCERES CROP SOLUTIONS CORP
SHS
G1117K114
134
25645
SH
SOLE
25645
0
0
BIOGEN INC
COM
09062X103
3
17100
SH
Call
SOLE
17100
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
379
7366
SH
SOLE
7366
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
93
265356
SH
SOLE
265356
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
80
267725
SH
SOLE
267725
0
0
BOEING CO
COM
097023105
458
1200
SH
SOLE
1200
0
0
BP PLC
SPONSORED ADR
055622104
322
7362
SH
SOLE
7362
0
0
BP PLC
SPONSORED ADR
055622104
14
67200
SH
Put
SOLE
67200
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
3409
93949
SH
SOLE
93949
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
63
251400
SH
Call
SOLE
251400
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
39
26300
SH
Put
SOLE
26300
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
4155
2648200
SH
Put
SOLE
2648200
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
3010
63083
SH
SOLE
63083
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1292
2499500
SH
Call
SOLE
2499500
0
0
BROADCOM INC
COM
11135F101
1777
5910
SH
SOLE
5910
0
0
BROOKFIELD PROPERTY REIT INC
CL A
11282X103
7726
377065
SH
SOLE
377065
0
0
BUNGE LIMITED
COM
G16962105
663
12498
SH
SOLE
12498
0
0
CAESARS ENTMT CORP
COM
127686103
48
150000
SH
Call
SOLE
150000
0
0
CANOPY GROWTH CORP
COM
138035100
19
25000
SH
Call
SOLE
25000
0
0
CELGENE CORP
COM
151020104
6481
68700
SH
SOLE
68700
0
0
CELGENE CORP
COM
151020104
10433
1519100
SH
Call
SOLE
1519100
0
0
CELGENE CORP
COM
151020104
2351
4046800
SH
Put
SOLE
4046800
0
0
CENTENE CORP DEL
COM
15135B101
8921
168000
SH
SOLE
168000
0
0
CENTENE CORP DEL
COM
15135B101
345
460000
SH
Put
SOLE
460000
0
0
CHARLES RIV LABS INTL INC
COM
159864107
26
20000
SH
Put
SOLE
20000
0
0
CHARLES RIV LABS INTL INC
COM
159864107
18
15000
SH
Call
SOLE
15000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
4
65500
SH
Put
SOLE
65500
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
2
86900
SH
Call
SOLE
86900
0
0
CHEVRON CORP NEW
COM
166764100
766
6217
SH
SOLE
6217
0
0
CHEVRON CORP NEW
COM
166764100
42
12500
SH
Put
SOLE
12500
0
0
CIGNA CORP NEW
COM
125523100
606
589200
SH
Call
SOLE
589200
0
0
CIGNA CORP NEW
COM
125523100
1277
120300
SH
Put
SOLE
120300
0
0
CISCO SYS INC
COM
17275R102
34
31100
SH
Call
SOLE
31100
0
0
CISCO SYS INC
COM
17275R102
19
31100
SH
Put
SOLE
31100
0
0
CITIGROUP INC
COM NEW
172967424
285
214200
SH
Put
SOLE
214200
0
0
CITIGROUP INC
COM NEW
172967424
6839
109915
SH
SOLE
109915
0
0
CITIGROUP INC
COM NEW
172967424
192
187900
SH
Call
SOLE
187900
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
43
253329
SH
SOLE
253329
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
74
224800
SH
SOLE
224800
0
0
COCA COLA CO
COM
191216100
45
36000
SH
Call
SOLE
36000
0
0
COCA COLA CO
COM
191216100
4
34900
SH
Put
SOLE
34900
0
0
COLGATE PALMOLIVE CO
COM
194162103
9684
2714300
SH
Call
SOLE
2714300
0
0
COLGATE PALMOLIVE CO
COM
194162103
64
20200
SH
Put
SOLE
20200
0
0
COMCAST CORP NEW
CL A
20030N101
32
40500
SH
Call
SOLE
40500
0
0
COMCAST CORP NEW
CL A
20030N101
26
40500
SH
Put
SOLE
40500
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
8
70163
SH
SOLE
70163
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
3
19952
SH
SOLE
19952
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
16
10000
SH
Call
SOLE
10000
0
0
COTY INC
COM CL A
222070203
173
15000
SH
SOLE
15000
0
0
COTY INC
COM CL A
222070203
11
252000
SH
Call
SOLE
252000
0
0
COTY INC
COM CL A
222070203
969
282000
SH
Put
SOLE
282000
0
0
CRONOS GROUP INC
COM
22717L101
1
13700
SH
Call
SOLE
13700
0
0
CRONOS GROUP INC
COM
22717L101
0
38500
SH
Put
SOLE
38500
0
0
CTRIP COM INTL LTD
SPONSORED ADS
22943F100
2305
404100
SH
Call
SOLE
404100
0
0
CTRIP COM INTL LTD
SPONSORED ADS
22943F100
161
377700
SH
Put
SOLE
377700
0
0
CVS HEALTH CORP
COM
126650100
4804
89074
SH
SOLE
89074
0
0
CVS HEALTH CORP
COM
126650100
3
85800
SH
Call
SOLE
85800
0
0
CVS HEALTH CORP
COM
126650100
1143
99000
SH
Put
SOLE
99000
0
0
D R HORTON INC
COM
23331A109
21
15600
SH
Call
SOLE
15600
0
0
DANAHER CORPORATION
COM
235851102
224
1700
SH
SOLE
1700
0
0
DASEKE INC
*W EXP 02/27/202
23753F115
25
76105
SH
SOLE
76105
0
0
DBX ETF TR
XTRACK USD HIGH
233051432
8567
172336
SH
SOLE
172336
0
0
DBX ETF TR
XTRACKERS HIGH
233051259
2054
42400
SH
SOLE
42400
0
0
DBX ETF TR
XTRACKERS LOW
233051267
2039
40960
SH
SOLE
40960
0
0
DBX ETF TR
XTRACKERS SHRT
233051283
2448
49643
SH
SOLE
49643
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
886
15094
SH
SOLE
15094
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
18
14700
SH
Call
SOLE
14700
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
3
35900
SH
Put
SOLE
35900
0
0
DISH NETWORK CORP
CL A
25470M109
191
125000
SH
Put
SOLE
125000
0
0
DISNEY WALT CO
COM DISNEY
254687106
166
1333900
SH
Put
SOLE
1333900
0
0
DISNEY WALT CO
COM DISNEY
254687106
3030
27290
SH
SOLE
27290
0
0
DISNEY WALT CO
COM DISNEY
254687106
860
665100
SH
Call
SOLE
665100
0
0
DOWDUPONT INC
COM
26078J100
43
19000
SH
Put
SOLE
19000
0
0
DOWDUPONT INC
COM
26078J100
9
14100
SH
Call
SOLE
14100
0
0
DOWDUPONT INC
COM
26078J100
5773
108278
SH
SOLE
108278
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
4186
130528
SH
SOLE
130528
0
0
ELLIE MAE INC
COM
28849P100
1210
12262
SH
SOLE
12262
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
486
31589
SH
SOLE
31589
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
1
20600
SH
Put
SOLE
20600
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
18
157412
SH
SOLE
157412
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
22
10500
SH
Call
SOLE
10500
0
0
EXCHANGE LISTED FDS TR
HIGH YIELD ETF
30151E814
1576
45202
SH
SOLE
45202
0
0
EXXON MOBIL CORP
COM
30231G102
210
85200
SH
Call
SOLE
85200
0
0
EXXON MOBIL CORP
COM
30231G102
54
280100
SH
Put
SOLE
280100
0
0
EXXON MOBIL CORP
COM
30231G102
232
2867
SH
SOLE
2867
0
0
FACEBOOK INC
CL A
30303M102
20
10600
SH
Put
SOLE
10600
0
0
FALCON MINERALS CORP
*W EXP 07/21/202
30607B208
68
83379
SH
SOLE
83379
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
10694
94554
SH
SOLE
94554
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
62
16600
SH
Call
SOLE
16600
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
9
15000
SH
Put
SOLE
15000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
544
20700
SH
SOLE
20700
0
0
FIRST TR EXCH TRADED FD III
INSTL PFD SECS
33739P855
1797
94551
SH
SOLE
94551
0
0
FORD MTR CO DEL
COM
345370860
168
19100
SH
SOLE
19100
0
0
FORUM MERGER II CORP
*W EXP 09/30/202
34986F111
44
100600
SH
SOLE
100600
0
0
FOX CORP
CL A COM
35137L105
538
14656
SH
SOLE
14656
0
0
GENERAL ELECTRIC CO
COM
369604103
159
606900
SH
Put
SOLE
606900
0
0
GENERAL ELECTRIC CO
COM
369604103
270
452400
SH
Call
SOLE
452400
0
0
GENERAL ELECTRIC CO
COM
369604103
606
60669
SH
SOLE
60669
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
23
80200
SH
SOLE
80200
0
0
GILEAD SCIENCES INC
COM
375558103
269
4140
SH
SOLE
4140
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
702
29175
SH
SOLE
29175
0
0
GLOBALSTAR INC
COM
378973408
9
20000
SH
SOLE
20000
0
0
GROUPON INC
COM
399473107
64
17900
SH
SOLE
17900
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 02/19/202
362409112
1247
2077925
SH
SOLE
2077925
0
0
HEALTH INS INNOVATIONS INC
COM CL A
42225K106
18
147000
SH
Call
SOLE
147000
0
0
HEALTH INS INNOVATIONS INC
COM CL A
42225K106
1297
566600
SH
Put
SOLE
566600
0
0
HOME DEPOT INC
COM
437076102
2571
13400
SH
SOLE
13400
0
0
HONEYWELL INTL INC
COM
438516106
38
10400
SH
Call
SOLE
10400
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
566
435125
SH
SOLE
435125
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
1002
24685
SH
SOLE
24685
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
20
70200
SH
Put
SOLE
70200
0
0
INTEGRATED DEVICE TECHNOLOGY
NOTE 0.875%11/1
458118AC0
16966
108310
PRN
SOLE
108310
0
0
INTEL CORP
COM
458140100
276
5145
SH
SOLE
5145
0
0
INTEL CORP
COM
458140100
277
181000
SH
Call
SOLE
181000
0
0
INTEL CORP
COM
458140100
68
191000
SH
Put
SOLE
191000
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
2114
99629
SH
SOLE
99629
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
2433
115700
SH
SOLE
115700
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
1073
43869
SH
SOLE
43869
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
1186
45561
SH
SOLE
45561
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 HY
46138J833
741
29717
SH
SOLE
29717
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 HY
46138J817
210
8711
SH
SOLE
8711
0
0
INVESCO EXCHNG TRADED FD TR
GBL SRT TRM HY
46138E669
424
18151
SH
SOLE
18151
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
7465
41549
SH
SOLE
41549
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
98
97700
SH
Call
SOLE
97700
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
195
418800
SH
Put
SOLE
418800
0
0
IQIYI INC
SPONSORED ADS
46267X108
378
15783
SH
SOLE
15783
0
0
IQIYI INC
SPONSORED ADS
46267X108
635
358000
SH
Call
SOLE
358000
0
0
IQIYI INC
SPONSORED ADS
46267X108
292
313300
SH
Put
SOLE
313300
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
535
473500
SH
Put
SOLE
473500
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
94
134300
SH
Call
SOLE
134300
0
0
ISHARES INC
MSCI FRANCE ETF
464286707
265
9000
SH
SOLE
9000
0
0
ISHARES INC
MSCI RUSSIA ETF
46434G798
221
6405
SH
SOLE
6405
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
251
4112
SH
SOLE
4112
0
0
ISHARES INC
MSCI TAIWAN ETF
46434G772
5138
148579
SH
SOLE
148579
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
3738
84431
SH
SOLE
84431
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
72
114700
SH
Call
SOLE
114700
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
21
86800
SH
Put
SOLE
86800
0
0
ISHARES TR
IBONDS DEC19 ETF
46434VAU4
1255
50477
SH
SOLE
50477
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
2205
25500
SH
SOLE
25500
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
111636
937645
SH
SOLE
937645
0
0
ISHARES TR
MSCI AC ASIA ETF
464288182
1897
26832
SH
SOLE
26832
0
0
ISHARES TR
MSCI CHINA ETF
46429B671
12
30000
SH
Put
SOLE
30000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
415
6400
SH
SOLE
6400
0
0
ISHARES TR
MSCI EAFE ETF
464287465
3
21000
SH
Call
SOLE
21000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
12
68000
SH
Put
SOLE
68000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
194
362100
SH
Call
SOLE
362100
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
8906
207524
SH
SOLE
207524
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
89
303700
SH
Put
SOLE
303700
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
703
19955
SH
SOLE
19955
0
0
ISHARES TR
PFD AND INCM SEC
464288687
363
9941
SH
SOLE
9941
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
554
214800
SH
Put
SOLE
214800
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
177
110200
SH
Call
SOLE
110200
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
5072
33130
SH
SOLE
33130
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
248
28146
SH
SOLE
28146
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
13
171600
SH
Put
SOLE
171600
0
0
JD COM INC
SPON ADR CL A
47215P106
1062
530800
SH
Call
SOLE
530800
0
0
JD COM INC
SPON ADR CL A
47215P106
60
98200
SH
Put
SOLE
98200
0
0
JD COM INC
SPON ADR CL A
47215P106
1574
52206
SH
SOLE
52206
0
0
JP MORGAN EXCHANGE TRADED FD
DCPLND HG YLD
46641Q878
2976
59073
SH
SOLE
59073
0
0
JPMORGAN CHASE & CO
COM
46625H100
2515
24839
SH
SOLE
24839
0
0
JPMORGAN CHASE & CO
COM
46625H100
28
158300
SH
Call
SOLE
158300
0
0
JPMORGAN CHASE & CO
COM
46625H100
115
25000
SH
Put
SOLE
25000
0
0
KANDI TECHNOLOGIES GROUP INC
COM
483709101
5
14300
SH
Call
SOLE
14300
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
30
267450
SH
SOLE
267450
0
0
KRAFT HEINZ CO
COM
500754106
8
15200
SH
Put
SOLE
15200
0
0
KRAFT HEINZ CO
COM
500754106
1
20000
SH
Call
SOLE
20000
0
0
L3 TECHNOLOGIES INC
COM
502413107
387
1876
SH
SOLE
1876
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
75
249902
SH
SOLE
249902
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
23
50009
SH
SOLE
50009
0
0
LEO HOLDINGS CORP
*W EXP 02/07/202
G5463L113
56
71900
SH
SOLE
71900
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
1663
43558
SH
SOLE
43558
0
0
LILLY ELI & CO
COM
532457108
230
1770
SH
SOLE
1770
0
0
LUXOFT HLDG INC
ORD SHS CL A
G57279104
2104
35844
SH
SOLE
35844
0
0
MARATHON OIL CORP
COM
565849106
315
18863
SH
SOLE
18863
0
0
MARATHON OIL CORP
COM
565849106
17
62000
SH
Put
SOLE
62000
0
0
MARRIOTT VACTINS WORLDWID CO
COM
57164Y107
383
4100
SH
SOLE
4100
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
1103
246738
SH
SOLE
246738
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
16
50000
SH
Call
SOLE
50000
0
0
MEDEQUITIES RLTY TR INC
COM
58409L306
538
48300
SH
SOLE
48300
0
0
MERCK & CO INC
COM
58933Y105
7
13000
SH
Put
SOLE
13000
0
0
MERCK & CO INC
COM
58933Y105
33
14000
SH
Call
SOLE
14000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
29
95000
SH
Call
SOLE
95000
0
0
MICRON TECHNOLOGY INC
COM
595112103
410
448600
SH
Call
SOLE
448600
0
0
MICRON TECHNOLOGY INC
COM
595112103
1080
578700
SH
Put
SOLE
578700
0
0
MICRON TECHNOLOGY INC
COM
595112103
9471
229144
SH
SOLE
229144
0
0
MICROSOFT CORP
COM
594918104
1285
323200
SH
Call
SOLE
323200
0
0
MICROSOFT CORP
COM
594918104
18
33900
SH
Put
SOLE
33900
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
43
138973
SH
SOLE
138973
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
98
296218
SH
SOLE
296218
0
0
MOMO INC
ADR
60879B107
3050
79753
SH
SOLE
79753
0
0
MOMO INC
ADR
60879B107
13
44100
SH
Put
SOLE
44100
0
0
MOSAIC ACQUISITION CORP
*W EXP 10/23/202
61946M118
221
270967
SH
SOLE
270967
0
0
MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
624745113
202
396060
SH
SOLE
396060
0
0
NETEASE INC
SPONSORED ADR
64110W102
185
19000
SH
Call
SOLE
19000
0
0
NETFLIX INC
COM
64110L106
288
808
SH
SOLE
808
0
0
NEW AGE BEVERAGES CORP
COM
64157V108
100
19000
SH
SOLE
19000
0
0
NEW MTN FIN CORP
NOTE 5.000% 6/1
647551AB6
5000
50000
PRN
SOLE
50000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
23
170800
SH
Call
SOLE
170800
0
0
NEWS CORP NEW
CL A
65249B109
536
43116
SH
SOLE
43116
0
0
NEWS CORP NEW
CL A
65249B109
42
58300
SH
Put
SOLE
58300
0
0
NII HLDGS INC
COM PAR
62913F508
395
201574
SH
SOLE
201574
0
0
NIKE INC
CL B
654106103
396
4702
SH
SOLE
4702
0
0
NIKE INC
CL B
654106103
14
12900
SH
Put
SOLE
12900
0
0
NIO INC
SPON ADS
62914V106
863
219700
SH
Put
SOLE
219700
0
0
NIO INC
SPON ADS
62914V106
117
23000
SH
SOLE
23000
0
0
NIO INC
SPON ADS
62914V106
132
647600
SH
Call
SOLE
647600
0
0
NVIDIA CORP
COM
67066G104
327
240700
SH
Call
SOLE
240700
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
565
310700
SH
Call
SOLE
310700
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
8889
477000
SH
Put
SOLE
477000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
94988
1074647
SH
SOLE
1074647
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
59
244141
SH
SOLE
244141
0
0
ORACLE CORP
COM
68389X105
22
29900
SH
Call
SOLE
29900
0
0
ORACLE CORP
COM
68389X105
17
20000
SH
Put
SOLE
20000
0
0
PAN AMERICAN SILVER CORP
COM
697900108
3
45000
SH
Put
SOLE
45000
0
0
PAYPAL HLDGS INC
COM
70450Y103
1571
15130
SH
SOLE
15130
0
0
PAYPAL HLDGS INC
COM
70450Y103
190
14300
SH
Call
SOLE
14300
0
0
PAYPAL HLDGS INC
COM
70450Y103
32
50300
SH
Put
SOLE
50300
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
244
224700
SH
Call
SOLE
224700
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
106
247700
SH
Put
SOLE
247700
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
593
37260
SH
SOLE
37260
0
0
PFIZER INC
COM
717081103
33
35500
SH
Call
SOLE
35500
0
0
PFIZER INC
COM
717081103
14
34200
SH
Put
SOLE
34200
0
0
PG&E CORP
COM
69331C108
4408
247640
SH
SOLE
247640
0
0
PG&E CORP
COM
69331C108
1583
730000
SH
Call
SOLE
730000
0
0
PG&E CORP
COM
69331C108
153
278700
SH
Put
SOLE
278700
0
0
PHILIP MORRIS INTL INC
COM
718172109
888
10051
SH
SOLE
10051
0
0
PHILIP MORRIS INTL INC
COM
718172109
13
12600
SH
Call
SOLE
12600
0
0
PHILIP MORRIS INTL INC
COM
718172109
37
12600
SH
Put
SOLE
12600
0
0
PHUNWARE INC
*W EXP 12/26/202
71948P118
240
143521
SH
SOLE
143521
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
4900
48912
SH
SOLE
48912
0
0
PINDUODUO INC
SPONSORED ADS
722304102
228
261400
SH
Call
SOLE
261400
0
0
PINDUODUO INC
SPONSORED ADS
722304102
1455
655200
SH
Put
SOLE
655200
0
0
PINDUODUO INC
SPONSORED ADS
722304102
4939
199162
SH
SOLE
199162
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
20
65000
SH
Call
SOLE
65000
0
0
PROCTER AND GAMBLE CO
COM
742718109
28
10800
SH
Call
SOLE
10800
0
0
PROCTER AND GAMBLE CO
COM
742718109
7
15700
SH
Put
SOLE
15700
0
0
PROSHARES TR
HGH YLD INT RATE
74348A541
1770
26826
SH
SOLE
26826
0
0
PROSHARES TR II
ULTRA VIX SHORT
74347W148
408
10500
SH
SOLE
10500
0
0
PROSHARES TR II
ULTRA VIX SHORT
74347W148
27
69200
SH
Call
SOLE
69200
0
0
PURE ACQUISITION CORP
*W EXP 04/17/202
74621Q114
2
162952
SH
SOLE
162952
0
0
QUALCOMM INC
COM
747525103
4086
71646
SH
SOLE
71646
0
0
QUALCOMM INC
COM
747525103
791
248700
SH
Call
SOLE
248700
0
0
QUALCOMM INC
COM
747525103
8
38700
SH
Put
SOLE
38700
0
0
RED HAT INC
COM
756577102
105
103900
SH
Call
SOLE
103900
0
0
RED HAT INC
COM
756577102
412
373600
SH
Put
SOLE
373600
0
0
RED HAT INC
COM
756577102
1315
7200
SH
SOLE
7200
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
193
10000
SH
SOLE
10000
0
0
RITE AID CORP
COM
767754104
7
11450
SH
SOLE
11450
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
189
17471
SH
SOLE
17471
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
0
10600
SH
SOLE
10600
0
0
SALESFORCE COM INC
COM
79466L302
542
3424
SH
SOLE
3424
0
0
SCHLUMBERGER LTD
COM
806857108
280
6429
SH
SOLE
6429
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
3806
186391
SH
SOLE
186391
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
266
335600
SH
Call
SOLE
335600
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
276
83500
SH
Put
SOLE
83500
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1763
26663
SH
SOLE
26663
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
269
207000
SH
Put
SOLE
207000
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
136
135200
SH
Call
SOLE
135200
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
12
164500
SH
Call
SOLE
164500
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
28
141700
SH
Put
SOLE
141700
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
225
3000
SH
SOLE
3000
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
304
200000
SH
Call
SOLE
200000
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
170
200000
SH
Put
SOLE
200000
0
0
SI FINL GROUP INC MD
COM
78425V104
325
25136
SH
SOLE
25136
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
3491
19160
SH
SOLE
19160
0
0
SNAP INC
CL A
83304A106
307
27900
SH
SOLE
27900
0
0
SNAP INC
CL A
83304A106
1550
893300
SH
Call
SOLE
893300
0
0
SNAP INC
CL A
83304A106
175
780200
SH
Put
SOLE
780200
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
372
411900
SH
Put
SOLE
411900
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
388
428500
SH
Call
SOLE
428500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
658
2328
SH
SOLE
2328
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
1900
69737
SH
SOLE
69737
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
8729
167059
SH
SOLE
167059
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
56331
1566049
SH
SOLE
1566049
0
0
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
2778
81295
SH
SOLE
81295
0
0
SPDR SERIES TRUST
PORTFOLIO LN COR
78464A367
958
35302
SH
SOLE
35302
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
405
13256
SH
SOLE
13256
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
146
100000
SH
Put
SOLE
100000
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
1023
33270
SH
SOLE
33270
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
279
186700
SH
Call
SOLE
186700
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
563
740000
SH
Put
SOLE
740000
0
0
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
867
20324
SH
SOLE
20324
0
0
SPRINT CORPORATION
COM
85207U105
63
100000
SH
Put
SOLE
100000
0
0
SQUARE INC
CL A
852234103
912
369100
SH
Put
SOLE
369100
0
0
SQUARE INC
CL A
852234103
8183
109214
SH
SOLE
109214
0
0
SQUARE INC
CL A
852234103
23
42900
SH
Call
SOLE
42900
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
222
4825
SH
SOLE
4825
0
0
SSGA ACTIVE TR
SPDR DBLELN EMRG
78470P309
1636
32908
SH
SOLE
32908
0
0
SUNCOKE ENERGY PARTNERS L P
COMUNIT REP LT
86722Y101
348
27924
SH
SOLE
27924
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
24540
1204702
SH
SOLE
1204702
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
230
688000
SH
Call
SOLE
688000
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
194
955300
SH
Put
SOLE
955300
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
2424
67196
SH
SOLE
67196
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
192
49900
SH
Call
SOLE
49900
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
620
787100
SH
Put
SOLE
787100
0
0
TENZING ACQUISITION CORP
*W EXP 02/23/202
G8708A108
14
85378
SH
SOLE
85378
0
0
TESLA INC
COM
88160R101
1007
3599
SH
SOLE
3599
0
0
TESLA INC
COM
88160R101
348
15000
SH
Put
SOLE
15000
0
0
THUNDER BRIDGE ACQUISITION L
*W EXP 01/01/202
G8857R126
144
200010
SH
SOLE
200010
0
0
TIBERIUS ACQUISITION CORP
*W EXP 02/28/202
88633A115
90
203500
SH
SOLE
203500
0
0
TKK SYMPHONY ACQUISITION COR
*W EXP 02/20/202
G88950129
76
584800
SH
SOLE
584800
0
0
TKK SYMPHONY ACQUISITION COR
RIGHT 02/20/2020
G88950137
80
250000
SH
SOLE
250000
0
0
TOTTENHAM ACQUISITION I LTD
RIGHT 06/05/2020
G8959N122
46
171000
SH
SOLE
171000
0
0
TRANSCANADA CORP
COM
89353D107
53
48600
SH
Call
SOLE
48600
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
32
200200
SH
SOLE
200200
0
0
TRINITY MERGER CORP
*W EXP 05/11/202
89653L114
286
793899
SH
SOLE
793899
0
0
TRIVAGO N V
SPON ADS A SHS
89686D105
91
21047
SH
SOLE
21047
0
0
TUPPERWARE BRANDS CORP
COM
899896104
146
10000
SH
Put
SOLE
10000
0
0
TWITTER INC
COM
90184L102
1337
40662
SH
SOLE
40662
0
0
TWITTER INC
COM
90184L102
155
57300
SH
Call
SOLE
57300
0
0
TWITTER INC
COM
90184L102
85
170300
SH
Put
SOLE
170300
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
387
601300
SH
Call
SOLE
601300
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
103
356800
SH
Put
SOLE
356800
0
0
UNITED STATES STL CORP NEW
COM
912909108
140
149500
SH
Call
SOLE
149500
0
0
UNITED STATES STL CORP NEW
COM
912909108
231
62700
SH
Put
SOLE
62700
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
716
2896
SH
SOLE
2896
0
0
VALE S A
SPONSORED ADS
91912E105
531
40667
SH
SOLE
40667
0
0
VALE S A
SPONSORED ADS
91912E105
129
189400
SH
Call
SOLE
189400
0
0
VALE S A
SPONSORED ADS
91912E105
156
478400
SH
Put
SOLE
478400
0
0
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
2866
99680
SH
SOLE
99680
0
0
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
1215
36421
SH
SOLE
36421
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
1732
100506
SH
SOLE
100506
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
287
362200
SH
Put
SOLE
362200
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
189
334800
SH
Call
SOLE
334800
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
1583
76830
SH
SOLE
76830
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
59
50000
SH
Put
SOLE
50000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
51
30500
SH
Call
SOLE
30500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
12
30200
SH
Put
SOLE
30200
0
0
VIPSHOP HLDGS LTD
SPONSORED ADS A
92763W103
171
21300
SH
SOLE
21300
0
0
VISA INC
COM CL A
92826C839
33
10300
SH
Call
SOLE
10300
0
0
VISA INC
COM CL A
92826C839
19
10600
SH
Put
SOLE
10600
0
0
WALMART INC
COM
931142103
471
4827
SH
SOLE
4827
0
0
WEIBO CORP
SPONSORED ADR
948596101
895
190400
SH
Put
SOLE
190400
0
0
WEIBO CORP
SPONSORED ADR
948596101
5613
90544
SH
SOLE
90544
0
0
WEIBO CORP
SPONSORED ADR
948596101
88
27500
SH
Call
SOLE
27500
0
0
WELLS FARGO CO NEW
COM
949746101
445
422400
SH
Put
SOLE
422400
0
0
WELLS FARGO CO NEW
COM
949746101
7729
159969
SH
SOLE
159969
0
0
WELLS FARGO CO NEW
COM
949746101
112
221800
SH
Call
SOLE
221800
0
0
WILLSCOT CORP
COM
971375126
179
16162
SH
SOLE
16162
0
0
WISDOMTREE TR
HEDGED HI YLD BD
97717W430
2451
105435
SH
SOLE
105435
0
0
WISDOMTREE TR
NEGT DUR HIG YLD
97717W398
3337
167257
SH
SOLE
167257
0
0
WPX ENERGY INC
COM
98212B103
401
30600
SH
SOLE
30600
0
0
WPX ENERGY INC
COM
98212B103
15
195000
SH
Put
SOLE
195000
0
0
XEROX CORP
COM NEW
984121608
11
140000
SH
Call
SOLE
140000
0
0
XPO LOGISTICS INC
COM
983793100
237
4405
SH
SOLE
4405
0
0
ZSCALER INC
COM
98980G102
399
77600
SH
Call
SOLE
77600
0
0
ZSCALER INC
COM
98980G102
20
100000
SH
Put
SOLE
100000
0
0
ZYNGA INC
CL A
98986T108
21
225000
SH
Call
SOLE
225000
0
0