Chief Compliance Officer

0001085146-19-000952.txt : 20190215 0001085146-19-000952.hdr.sgml : 20190215 20190214173607 ACCESSION NUMBER: 0001085146-19-000952 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bluefin Trading, LLC CENTRAL INDEX KEY: 0001532351 IRS NUMBER: 134176094 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15133 FILM NUMBER: 19608697 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 6469151832 MAIL ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001532351 XXXXXXXX 12-31-2018 12-31-2018 false Bluefin Trading, LLC

3 PARK AVENUE, 37TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-15133 N Jeffrey Jacobus Chief Compliance Officer 646-963-2717 /s/ Jeffrey Jacobus New York NY 02-14-2019 0 417 985684 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 203 2200 SH SOLE 2200 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 2 61900 SH Call SOLE 61900 0 0 ACTIVISION BLIZZARD INC COM 00507V109 0 71400 SH Call SOLE 71400 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1467 79491 SH SOLE 79491 0 0 ADVANCED MICRO DEVICES INC COM 007903107 454 219200 SH Call SOLE 219200 0 0 ADVANCED MICRO DEVICES INC COM 007903107 160 292700 SH Put SOLE 292700 0 0 AKORN INC COM 009728106 179 52735 SH SOLE 52735 0 0 AKORN INC COM 009728106 4 109700 SH Call SOLE 109700 0 0 AKORN INC COM 009728106 35 20000 SH Put SOLE 20000 0 0 ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 251 25000 SH SOLE 25000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 721 406300 SH Call SOLE 406300 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 9941 476900 SH Put SOLE 476900 0 0 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 57 189760 SH SOLE 189760 0 0 ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 58 201060 SH SOLE 201060 0 0 ALTABA INC COM 021346101 3 138200 SH Call SOLE 138200 0 0 ALTABA INC COM 021346101 2273 429000 SH Put SOLE 429000 0 0 ALTABA INC COM 021346101 8598 148400 SH SOLE 148400 0 0 ALTICE USA INC CL A 02156K103 330 20000 SH SOLE 20000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 218 16000 SH SOLE 16000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 72 20200 SH Put SOLE 20200 0 0 AMAZON COM INC COM 023135106 4817 3207 SH SOLE 3207 0 0 AMAZON COM INC COM 023135106 90 5100 SH Call SOLE 5100 0 0 AMAZON COM INC COM 023135106 415 2800 SH Put SOLE 2800 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 510 15890 SH SOLE 15890 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 23 3100 SH Put SOLE 3100 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 15978 415508 SH SOLE 415508 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2362 412600 SH Put SOLE 412600 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2215 14000 SH SOLE 14000 0 0 APPLE INC COM 037833100 5435 34453 SH SOLE 34453 0 0 APPLE INC COM 037833100 1001 161300 SH Call SOLE 161300 0 0 APPLE INC COM 037833100 2300 95300 SH Put SOLE 95300 0 0 ARCONIC INC COM 03965L100 1072 63605 SH SOLE 63605 0 0 ARCONIC INC COM 03965L100 42 287800 SH Call SOLE 287800 0 0 ARCONIC INC COM 03965L100 194 45700 SH Put SOLE 45700 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 338 8900 SH SOLE 8900 0 0 AT&T INC COM 00206R102 41355 1449033 SH SOLE 1449033 0 0 AT&T INC COM 00206R102 6 475900 SH Call SOLE 475900 0 0 AT&T INC COM 00206R102 1605 459800 SH Put SOLE 459800 0 0 AXALTA COATING SYS LTD COM G0750C108 3491 149058 SH SOLE 149058 0 0 BAIDU INC SPON ADR REP A 056752108 482 3040 SH SOLE 3040 0 0 BAIDU INC SPON ADR REP A 056752108 206 20000 SH Put SOLE 20000 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 127 12800 SH SOLE 12800 0 0 BANK AMER CORP COM 060505104 92614 6899602 SH SOLE 6899602 0 0 BANK AMER CORP COM 060505104 1950 7314600 SH Call SOLE 7314600 0 0 BANK AMER CORP COM 060505104 3132 1423700 SH Put SOLE 1423700 0 0 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 325 6914 SH SOLE 6914 0 0 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 538 384900 SH Call SOLE 384900 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 234 5000 SH SOLE 5000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 7038 2567600 SH Call SOLE 2567600 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 2085 1601800 SH Put SOLE 1601800 0 0 BHP GROUP LIMITED SPONSORED ADS 088606108 1860 38530 SH SOLE 38530 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 39 101600 SH SOLE 101600 0 0 BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 74 265356 SH SOLE 265356 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 83 275000 SH SOLE 275000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 530 17780 SH SOLE 17780 0 0 BOEING CO COM 097023105 674 2091 SH SOLE 2091 0 0 BP PLC SPONSORED ADR 055622104 881 23239 SH SOLE 23239 0 0 BP PLC SPONSORED ADR 055622104 45 34300 SH Put SOLE 34300 0 0 BROADCOM INC COM 11135F101 1729 6800 SH SOLE 6800 0 0 BROOKFIELD PROPERTY REIT INC CL A 11282X103 12041 747885 SH SOLE 747885 0 0 BUNGE LIMITED COM G16962105 1259 23557 SH SOLE 23557 0 0 CAESARS ENTMT CORP COM 127686103 72 977900 SH Call SOLE 977900 0 0 CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 73 72810 SH SOLE 72810 0 0 CELGENE CORP COM 151020104 0 53200 SH Call SOLE 53200 0 0 CENTURYLINK INC COM 156700106 522 34483 SH SOLE 34483 0 0 CENTURYLINK INC COM 156700106 119 40900 SH Put SOLE 40900 0 0 CHESAPEAKE ENERGY CORP COM 165167107 8 188200 SH Call SOLE 188200 0 0 CHESAPEAKE ENERGY CORP COM 165167107 427 312300 SH Put SOLE 312300 0 0 CHESAPEAKE ENERGY CORP COM 165167107 381 181209 SH SOLE 181209 0 0 CHEVRON CORP NEW COM 166764100 327 3003 SH SOLE 3003 0 0 CHEVRON CORP NEW COM 166764100 0 32000 SH Call SOLE 32000 0 0 CHEVRON CORP NEW COM 166764100 30 2700 SH Put SOLE 2700 0 0 CIGNA CORP NEW COM 125523100 27156 142982 SH SOLE 142982 0 0 CIGNA CORP NEW COM 125523100 611 111700 SH Call SOLE 111700 0 0 CIGNA CORP NEW COM 125523100 2524 180500 SH Put SOLE 180500 0 0 CISCO SYS INC COM 17275R102 589 13600 SH SOLE 13600 0 0 CITIGROUP INC COM NEW 172967424 753 137900 SH Put SOLE 137900 0 0 CITIGROUP INC COM NEW 172967424 72 218700 SH Call SOLE 218700 0 0 CLEVELAND CLIFFS INC COM 185899101 2 100000 SH Put SOLE 100000 0 0 CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 66 263329 SH SOLE 263329 0 0 CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 83 224900 SH SOLE 224900 0 0 CME GROUP INC COM CL A 12572Q105 1195 6350 SH SOLE 6350 0 0 COMCAST CORP NEW CL A 20030N101 2431 71400 SH SOLE 71400 0 0 COMCAST CORP NEW CL A 20030N101 40 229900 SH Call SOLE 229900 0 0 COMCAST CORP NEW CL A 20030N101 38 414800 SH Put SOLE 414800 0 0 CONCRETE PUMPING HLDGS INC *W EXP 08/01/202 206704116 37 46966 SH SOLE 46966 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 11 102467 SH SOLE 102467 0 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25000 0 0 ELDORADO RESORTS INC COM 28470R102 532 14700 SH SOLE 14700 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 98 7447 SH SOLE 7447 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 19 16100 SH Put SOLE 16100 0 0 ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 9 157412 SH SOLE 157412 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 175 7000 SH SOLE 7000 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 42 8000 SH Put SOLE 8000 0 0 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 1334 39632 SH SOLE 39632 0 0 EXXON MOBIL CORP COM 30231G102 12 54800 SH Call SOLE 54800 0 0 EXXON MOBIL CORP COM 30231G102 386 119500 SH Put SOLE 119500 0 0 FACEBOOK INC CL A 30303M102 0 64900 SH Call SOLE 64900 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 50 83379 SH SOLE 83379 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 27 22330 SH SOLE 22330 0 0 FEDEX CORP COM 31428X106 0 50700 SH Call SOLE 50700 0 0 FIRST SOLAR INC COM 336433107 9338 219961 SH SOLE 219961 0 0 FIRST SOLAR INC COM 336433107 1862 235400 SH Put SOLE 235400 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 1368 30061 SH SOLE 30061 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 469 61300 SH SOLE 61300 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 45 100700 SH SOLE 100700 0 0 FREEPORT-MCMORAN INC CL B 35671D857 120 11638 SH SOLE 11638 0 0 FREEPORT-MCMORAN INC CL B 35671D857 19 50000 SH Put SOLE 50000 0 0 FUNKO INC COM CL A 361008105 258 19600 SH SOLE 19600 0 0 GENERAL ELECTRIC CO COM 369604103 101 13331 SH SOLE 13331 0 0 GENERAL ELECTRIC CO COM 369604103 118 879900 SH Call SOLE 879900 0 0 GENERAL ELECTRIC CO COM 369604103 452 962500 SH Put SOLE 962500 0 0 GENERAL MTRS CO COM 37045V100 1070 32007 SH SOLE 32007 0 0 GIGCAPITAL INC *W EXP 06/08/202 37518N122 24 101000 SH SOLE 101000 0 0 GILEAD SCIENCES INC COM 375558103 1 98200 SH Call SOLE 98200 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 1867 45475 SH SOLE 45475 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 172 85000 SH Put SOLE 85000 0 0 GLOBAL X FDS GB MSCI AR ETF 37950E259 1827 77859 SH SOLE 77859 0 0 GLOBAL X FDS US PFD ETF 37954Y657 394 17478 SH SOLE 17478 0 0 GLOBALSTAR INC COM 378973408 13 20000 SH SOLE 20000 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 422 19372 SH SOLE 19372 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 167 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1 31400 SH Call SOLE 31400 0 0 GRACE W R & CO DEL NEW COM 38388F108 375 5776 SH SOLE 5776 0 0 GROUPON INC COM 399473107 57 17700 SH SOLE 17700 0 0 GTY TECHNOLOGY HOLDINGS INC *W EXP 10/25/202 G4182A128 1890 2426125 SH SOLE 2426125 0 0 GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 1866 187500 SH SOLE 187500 0 0 HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 41 50000 SH SOLE 50000 0 0 HAYMAKER ACQUISITION CORP COM CLASS A 420870107 5506 550000 SH SOLE 550000 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 2005 531300 SH Put SOLE 531300 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 23 102100 SH Call SOLE 102100 0 0 HEALTHEQUITY INC COM 42226A107 4045 67819 SH SOLE 67819 0 0 HEALTHEQUITY INC COM 42226A107 388 125000 SH Put SOLE 125000 0 0 HORTONWORKS INC COM 440894103 162 11204 SH SOLE 11204 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 499 573733 SH SOLE 573733 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 87 2120 SH SOLE 2120 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 28 173400 SH Put SOLE 173400 0 0 INTEL CORP COM 458140100 7513 160076 SH SOLE 160076 0 0 INTEL CORP COM 458140100 67 34900 SH Call SOLE 34900 0 0 INTEL CORP COM 458140100 512 357600 SH Put SOLE 357600 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 33 4700 SH Put SOLE 4700 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 0 46200 SH Call SOLE 46200 0 0 INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 1775 35000 SH SOLE 35000 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 HY 46138J403 2886 122071 SH SOLE 122071 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 539 25569 SH SOLE 25569 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 1167 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46267X108 11 5300 SH Call SOLE 5300 0 0 IQIYI INC SPONSORED ADS 46267X108 60 9900 SH Put SOLE 9900 0 0 ISHARES INC EM HGHYL BD ETF 464286285 1032 23260 SH SOLE 23260 0 0 ISHARES INC JP MORGAN EM ETF 464286517 621 14422 SH SOLE 14422 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 1199 31378 SH SOLE 31378 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 118 149500 SH Call SOLE 149500 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 52 312400 SH Put SOLE 312400 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 157 367000 SH Put SOLE 367000 0 0 ISHARES INC MSCI MLY ETF NEW 46434G814 1120 37616 SH SOLE 37616 0 0 ISHARES INC MSCI SWITZERLAND 464286749 214 6800 SH SOLE 6800 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 399 12631 SH SOLE 12631 0 0 ISHARES INC MSCI THAILND ETF 464286624 475 5733 SH SOLE 5733 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 4262 95670 SH SOLE 95670 0 0 ISHARES TR 20 YR TR BD ETF 464287432 3187 26230 SH SOLE 26230 0 0 ISHARES TR 20 YR TR BD ETF 464287432 29 9000 SH Call SOLE 9000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 130 172800 SH Put SOLE 172800 0 0 ISHARES TR CONV BD ETF 46435G102 8544 162682 SH SOLE 162682 0 0 ISHARES TR MSCI CHINA ETF 46429B671 1041 19782 SH SOLE 19782 0 0 ISHARES TR MSCI EAFE ETF 464287465 3 65600 SH Call SOLE 65600 0 0 ISHARES TR MSCI EAFE ETF 464287465 3768 64100 SH SOLE 64100 0 0 ISHARES TR MSCI EAFE ETF 464287465 13 3600 SH Put SOLE 3600 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 4413 112981 SH SOLE 112981 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 26 69600 SH Call SOLE 69600 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 635 402100 SH Put SOLE 402100 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 379 15268 SH SOLE 15268 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 1732 59000 SH SOLE 59000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 549 4100 SH SOLE 4100 0 0 JD COM INC SPON ADR CL A 47215P106 142 412800 SH Call SOLE 412800 0 0 JD COM INC SPON ADR CL A 47215P106 633 161800 SH Put SOLE 161800 0 0 JP MORGAN EXCHANGE TRADED FD DCPLND HG YLD 46641Q878 255 5363 SH SOLE 5363 0 0 JPMORGAN CHASE & CO COM 46625H100 4368 44750 SH SOLE 44750 0 0 JPMORGAN CHASE & CO COM 46625H100 126 10000 SH Call SOLE 10000 0 0 JPMORGAN CHASE & CO COM 46625H100 196 84500 SH Put SOLE 84500 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 29 317450 SH SOLE 317450 0 0 KEURIG DR PEPPER INC COM 49271V100 949 37000 SH SOLE 37000 0 0 KINDER MORGAN INC DEL COM 49456B101 51 3346 SH SOLE 3346 0 0 KINDER MORGAN INC DEL COM 49456B101 3 29100 SH Call SOLE 29100 0 0 KINDER MORGAN INC DEL COM 49456B101 40 15200 SH Put SOLE 15200 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 181 12828 SH SOLE 12828 0 0 LAUDER ESTEE COS INC CL A 518439104 768 5900 SH SOLE 5900 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 83 250900 SH SOLE 250900 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 40 50009 SH SOLE 50009 0 0 LENDINGCLUB CORP COM 52603A109 173 65600 SH SOLE 65600 0 0 LENDINGCLUB CORP COM 52603A109 27 72300 SH Put SOLE 72300 0 0 LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 80 74900 SH SOLE 74900 0 0 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 102 10000 SH SOLE 10000 0 0 MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 486 160249 SH SOLE 160249 0 0 MARATHON OIL CORP COM 565849106 149 108200 SH Put SOLE 108200 0 0 MARATHON OIL CORP COM 565849106 566 39463 SH SOLE 39463 0 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 304 4307 SH SOLE 4307 0 0 MERCK & CO INC COM 58933Y105 711 9300 SH SOLE 9300 0 0 MGM RESORTS INTERNATIONAL COM 552953101 800 32982 SH SOLE 32982 0 0 MGM RESORTS INTERNATIONAL COM 552953101 14 450000 SH Call SOLE 450000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 2822 20000 PRN SOLE 20000 0 0 MICRON TECHNOLOGY INC COM 595112103 5616 177017 SH SOLE 177017 0 0 MICRON TECHNOLOGY INC COM 595112103 53 773000 SH Call SOLE 773000 0 0 MICRON TECHNOLOGY INC COM 595112103 3092 382200 SH Put SOLE 382200 0 0 MICROSOFT CORP COM 594918104 5961 58691 SH SOLE 58691 0 0 MICROSOFT CORP COM 594918104 28 58900 SH Call SOLE 58900 0 0 MICROSOFT CORP COM 594918104 566 87200 SH Put SOLE 87200 0 0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 31 156786 SH SOLE 156786 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 88 349988 SH SOLE 349988 0 0 MOMO INC ADR 60879B107 295 12425 SH SOLE 12425 0 0 MOMO INC ADR 60879B107 181 16000 SH Put SOLE 16000 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 283 286034 SH SOLE 286034 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 181 18400 SH SOLE 18400 0 0 MTECH ACQUISITION CORP *W EXP 08/01/202 55378W115 13 21700 SH SOLE 21700 0 0 MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 310 688560 SH SOLE 688560 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 727 73700 SH SOLE 73700 0 0 NETFLIX INC COM 64110L106 732 2733 SH SOLE 2733 0 0 NETFLIX INC COM 64110L106 27 51100 SH Call SOLE 51100 0 0 NETFLIX INC COM 64110L106 249 3600 SH Put SOLE 3600 0 0 NEW AGE BEVERAGES CORP COM 64157V108 51 9800 SH SOLE 9800 0 0 NEW AGE BEVERAGES CORP COM 64157V108 6 24600 SH Put SOLE 24600 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 2908 124661 SH SOLE 124661 0 0 NIO INC SPON ADS 62914V106 66 34800 SH Put SOLE 34800 0 0 NIO INC SPON ADS 62914V106 27 100700 SH Call SOLE 100700 0 0 NOKIA CORP SPONSORED ADR 654902204 87 14900 SH SOLE 14900 0 0 NORFOLK SOUTHERN CORP COM 655844108 47992 320929 SH SOLE 320929 0 0 NORFOLK SOUTHERN CORP COM 655844108 43 334300 SH Call SOLE 334300 0 0 NORFOLK SOUTHERN CORP COM 655844108 1700 281800 SH Put SOLE 281800 0 0 NVIDIA CORP COM 67066G104 1 65000 SH Call SOLE 65000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 8335 113748 SH SOLE 113748 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1227 4918300 SH Call SOLE 4918300 0 0 NXP SEMICONDUCTORS N V COM N6596X109 31170 2108500 SH Put SOLE 2108500 0 0 OASIS PETE INC NEW COM 674215108 54 9800 SH SOLE 9800 0 0 OASIS PETE INC NEW COM 674215108 16 3500 SH Put SOLE 3500 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 72 249191 SH SOLE 249191 0 0 OVERSTOCK COM INC DEL COM 690370101 102 7481 SH SOLE 7481 0 0 OVERSTOCK COM INC DEL COM 690370101 106 12600 SH Put SOLE 12600 0 0 PAPA JOHNS INTL INC COM 698813102 47 1172 SH SOLE 1172 0 0 PAPA JOHNS INTL INC COM 698813102 222 40000 SH Put SOLE 40000 0 0 PAYPAL HLDGS INC COM 70450Y103 1142 185000 SH Call SOLE 185000 0 0 PENNEY J C INC COM 708160106 11 10200 SH SOLE 10200 0 0 PENNEY J C INC COM 708160106 33 16500 SH Put SOLE 16500 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 102 7851 SH SOLE 7851 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 299 494500 SH Call SOLE 494500 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 284 473500 SH Put SOLE 473500 0 0 PHUNWARE INC *W EXP 08/11/202 71948P118 21 70600 SH SOLE 70600 0 0 PRIORITY TECHNOLOGY HLDGS IN *W EXP 11/15/202 74275G115 21 16180 SH SOLE 16180 0 0 PROSHARES TR HGH YLD INT RATE 74348A541 2842 45769 SH SOLE 45769 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W148 1078 13187 SH SOLE 13187 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 300 262727 SH SOLE 262727 0 0 QUALCOMM INC COM 747525103 7850 137929 SH SOLE 137929 0 0 QUALCOMM INC COM 747525103 1058 578200 SH Call SOLE 578200 0 0 QUALCOMM INC COM 747525103 64 78700 SH Put SOLE 78700 0 0 RED HAT INC COM 756577102 141 800 SH SOLE 800 0 0 RED HAT INC COM 756577102 298 128400 SH Call SOLE 128400 0 0 RED HAT INC COM 756577102 827 457700 SH Put SOLE 457700 0 0 REEBONZ HLDG LTD *W EXP 12/19/202 G7457R114 4 19958 SH SOLE 19958 0 0 RH COM 74967X103 27858 232502 SH SOLE 232502 0 0 RH COM 74967X103 2423 109500 SH Call SOLE 109500 0 0 RH COM 74967X103 34 224600 SH Put SOLE 224600 0 0 SABAN CAP ACQUISITION CORP *W EXP 09/21/202 78516C114 6 10700 SH SOLE 10700 0 0 SCHLUMBERGER LTD COM 806857108 0 21400 SH Call SOLE 21400 0 0 SCIENTIFIC GAMES CORP COM 80874P109 65 586800 SH Call SOLE 586800 0 0 SCIENTIFIC GAMES CORP COM 80874P109 3820 213631 SH SOLE 213631 0 0 SEAWORLD ENTMT INC COM 81282V100 5141 232725 SH SOLE 232725 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 921 125107 SH SOLE 125107 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 166 50200 SH Put SOLE 50200 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2084 87500 SH SOLE 87500 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 15 132600 SH Call SOLE 132600 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 427 299600 SH Put SOLE 299600 0 0 SHIRE PLC SPONSORED ADR 82481R106 151676 871506 SH SOLE 871506 0 0 SHIRE PLC SPONSORED ADR 82481R106 1860 422000 SH Call SOLE 422000 0 0 SHIRE PLC SPONSORED ADR 82481R106 3123 1360100 SH Put SOLE 1360100 0 0 SNAP INC CL A 83304A106 1775 322057 SH SOLE 322057 0 0 SNAP INC CL A 83304A106 553 445400 SH Put SOLE 445400 0 0 SNAP INC CL A 83304A106 30 198800 SH Call SOLE 198800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6805 27230 SH SOLE 27230 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 67 130000 SH Call SOLE 130000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 37 42600 SH Put SOLE 42600 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 565 12079 SH SOLE 12079 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 99788 2970766 SH SOLE 2970766 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 653 113300 SH Call SOLE 113300 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1196 493800 SH Put SOLE 493800 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2887 548300 SH Put SOLE 548300 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 4436 167199 SH SOLE 167199 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 93 145400 SH Call SOLE 145400 0 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 1211 30618 SH SOLE 30618 0 0 SQUARE INC CL A 852234103 263 4697 SH SOLE 4697 0 0 SQUARE INC CL A 852234103 649 90300 SH Put SOLE 90300 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 434 9700 SH SOLE 9700 0 0 SSGA ACTIVE TR SPDR DBLELN EMRG 78470P309 1995 41917 SH SOLE 41917 0 0 STANLEY BLACK & DECKER INC UNIT 05/15/2020 854502887 1727 19000 SH SOLE 19000 0 0 SYNCHRONY FINL COM 87165B103 481 200000 SH Put SOLE 200000 0 0 SYNCHRONY FINL COM 87165B103 2701 115143 SH SOLE 115143 0 0 T MOBILE US INC COM 872590104 6 50000 SH Call SOLE 50000 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 13 10000 SH Call SOLE 10000 0 0 TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 28 85378 SH SOLE 85378 0 0 TESLA INC COM 88160R101 539 51000 SH Put SOLE 51000 0 0 TESLA INC COM 88160R101 364 17400 SH Call SOLE 17400 0 0 TESLA INC COM 88160R101 3427 10297 SH SOLE 10297 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 4 330000 SH Put SOLE 330000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 1 160000 SH Call SOLE 160000 0 0 THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 35 100000 SH SOLE 100000 0 0 TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 236 603500 SH SOLE 603500 0 0 TILRAY INC COM CL 2 88688T100 317 4500 SH SOLE 4500 0 0 TILRAY INC COM CL 2 88688T100 113 7300 SH Put SOLE 7300 0 0 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 96 640800 SH SOLE 640800 0 0 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 88 250000 SH SOLE 250000 0 0 TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 38 171000 SH SOLE 171000 0 0 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 229 21728 SH SOLE 21728 0 0 TRIBUNE MEDIA CO CL A 896047503 614 63700 SH Call SOLE 63700 0 0 TRIBUNE MEDIA CO CL A 896047503 32 918500 SH Put SOLE 918500 0 0 TRIBUNE MEDIA CO CL A 896047503 454 10000 SH SOLE 10000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 60 200200 SH SOLE 200200 0 0 TRINITY MERGER CORP *W EXP 05/11/202 89653L114 314 793999 SH SOLE 793999 0 0 TRIPADVISOR INC COM 896945201 303 5624 SH SOLE 5624 0 0 TRIPADVISOR INC COM 896945201 41 50000 SH Put SOLE 50000 0 0 TUPPERWARE BRANDS CORP COM 899896104 791 25042 SH SOLE 25042 0 0 TUPPERWARE BRANDS CORP COM 899896104 860 100000 SH Put SOLE 100000 0 0 TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/202 G9145A115 13 49900 SH SOLE 49900 0 0 TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 17 49900 SH SOLE 49900 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 11602 4017900 SH Call SOLE 4017900 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 734 2770300 SH Put SOLE 2770300 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 71 207000 SH Call SOLE 207000 0 0 TWITTER INC COM 90184L102 767 448000 SH Call SOLE 448000 0 0 TWITTER INC COM 90184L102 718 242000 SH Put SOLE 242000 0 0 UNION ACQUISITION CORP *W EXP 07/01/202 G9366W127 64 257528 SH SOLE 257528 0 0 UNION ACQUISITION CORP RIGHT 12/02/2019 G9366W135 41 107128 SH SOLE 107128 0 0 UNITED RENTALS INC COM 911363109 1118 10900 SH SOLE 10900 0 0 UNITED RENTALS INC COM 911363109 203 86100 SH Call SOLE 86100 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 111 11487 SH SOLE 11487 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 68 600300 SH Call SOLE 600300 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 808 1094900 SH Put SOLE 1094900 0 0 UNITED STATES STL CORP NEW COM 912909108 543 29790 SH SOLE 29790 0 0 UNITED STATES STL CORP NEW COM 912909108 5 39000 SH Call SOLE 39000 0 0 UNITED STATES STL CORP NEW COM 912909108 346 50000 SH Put SOLE 50000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1 35000 SH Call SOLE 35000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 491 97200 SH Put SOLE 97200 0 0 UNITED TECHNOLOGIES CORP COM 913017109 213 2000 SH SOLE 2000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 772 3100 SH SOLE 3100 0 0 UNITI GROUP INC COM 91325V108 423 27178 SH SOLE 27178 0 0 UNITI GROUP INC COM 91325V108 45 10000 SH Put SOLE 10000 0 0 UPLAND SOFTWARE INC COM 91544A109 858 31585 SH SOLE 31585 0 0 UPLAND SOFTWARE INC COM 91544A109 6 50000 SH Call SOLE 50000 0 0 UPLAND SOFTWARE INC COM 91544A109 20 40000 SH Put SOLE 40000 0 0 VALE S A ADR 91912E105 39 30000 SH Call SOLE 30000 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 2451 58123 SH SOLE 58123 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 471 17647 SH SOLE 17647 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 595 28200 SH SOLE 28200 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 3194 227689 SH SOLE 227689 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 112 504100 SH Call SOLE 504100 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 694 211700 SH Put SOLE 211700 0 0 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 610 34431 SH SOLE 34431 0 0 VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 97 225000 SH SOLE 225000 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 1603 165279 SH SOLE 165279 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 3 105000 SH Call SOLE 105000 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 616 112800 SH SOLE 112800 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 1 47000 SH Call SOLE 47000 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 270 105700 SH Put SOLE 105700 0 0 VMWARE INC CL A COM 928563402 12086 88134 SH SOLE 88134 0 0 VMWARE INC CL A COM 928563402 144 38200 SH Call SOLE 38200 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 110 5700 SH SOLE 5700 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 19 4900 SH Put SOLE 4900 0 0 WALMART INC COM 931142103 401 4300 SH SOLE 4300 0 0 WELLS FARGO CO NEW COM 949746101 2007 427600 SH Put SOLE 427600 0 0 WELLS FARGO CO NEW COM 949746101 14872 322744 SH SOLE 322744 0 0 WELLS FARGO CO NEW COM 949746101 42 162900 SH Call SOLE 162900 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 314 6760 SH SOLE 6760 0 0 XEROX CORP COM NEW 984121608 1125 56911 SH SOLE 56911 0 0 XEROX CORP COM NEW 984121608 60 900000 SH Call SOLE 900000 0 0 XPO LOGISTICS INC COM 983793100 337 5914 SH SOLE 5914 0 0 YELP INC CL A 985817105 17 500 SH SOLE 500 0 0 YELP INC CL A 985817105 1 50000 SH Call SOLE 50000 0 0 YY INC ADS REPCOM CLA 98426T106 447 7460 SH SOLE 7460 0 0 YY INC ADS REPCOM CLA 98426T106 274 19000 SH Put SOLE 19000 0 0 ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 245 26023 SH SOLE 26023 0 0 ZYNGA INC CL A 98986T108 115 29300 SH SOLE 29300 0 0