0001085146-18-002765.txt : 20181114
0001085146-18-002765.hdr.sgml : 20181114
20181114163300
ACCESSION NUMBER: 0001085146-18-002765
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bluefin Trading, LLC
CENTRAL INDEX KEY: 0001532351
IRS NUMBER: 134176094
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15133
FILM NUMBER: 181184454
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 6469151832
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001532351
XXXXXXXX
09-30-2018
09-30-2018
false
Bluefin Trading, LLC
3 PARK AVENUE, 37TH FLOOR
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-15133
N
Jeffrey Jacobus
Chief Compliance Officer
646-963-2717
/s/ Jeffrey Jacobus
New York
NY
11-14-2018
0
505
1077601
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
26
11200
SH
Call
SOLE
11200
0
0
ABBOTT LABS
COM
002824100
1684
22961
SH
SOLE
22961
0
0
ABBOTT LABS
COM
002824100
58
59600
SH
Put
SOLE
59600
0
0
ABBVIE INC
COM
00287Y109
1804
19066
SH
SOLE
19066
0
0
ABBVIE INC
COM
00287Y109
49
30400
SH
Put
SOLE
30400
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2107
12380
SH
SOLE
12380
0
0
ACXIOM HOLDINGS INC
COM
005125109
5850
118404
SH
SOLE
118404
0
0
ACXIOM HOLDINGS INC
COM
005125109
60
140000
SH
Put
SOLE
140000
0
0
ADOBE SYS INC
COM
00724F101
1041
3857
SH
SOLE
3857
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
12520
405312
SH
SOLE
405312
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
4144
356000
SH
Call
SOLE
356000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
97
662300
SH
Put
SOLE
662300
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
2718
7000
SH
SOLE
7000
0
0
AETNA INC NEW
COM
00817Y108
411
30000
SH
Call
SOLE
30000
0
0
AETNA INC NEW
COM
00817Y108
286
125500
SH
Put
SOLE
125500
0
0
AETNA INC NEW
COM
00817Y108
23802
117337
SH
SOLE
117337
0
0
AKORN INC
COM
009728106
1322
1898700
SH
Call
SOLE
1898700
0
0
AKORN INC
COM
009728106
1361
541400
SH
Put
SOLE
541400
0
0
AKORN INC
COM
009728106
1233
95000
SH
SOLE
95000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1441
8748
SH
SOLE
8748
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
377
551600
SH
Call
SOLE
551600
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
7306
799900
SH
Put
SOLE
799900
0
0
ALLEGRO MERGER CORP
*W EXP 01/06/202
01749N111
66
189760
SH
SOLE
189760
0
0
ALLEGRO MERGER CORP
COM
01749N103
3637
381614
SH
SOLE
381614
0
0
ALPS ETF TR
RIVRFRNT STR INC
00162Q783
234
9496
SH
SOLE
9496
0
0
ALTABA INC
COM
021346101
26642
391100
SH
SOLE
391100
0
0
ALTABA INC
COM
021346101
454
1225400
SH
Call
SOLE
1225400
0
0
ALTABA INC
COM
021346101
4280
736700
SH
Put
SOLE
736700
0
0
ALTICE USA INC
CL A
02156K103
3144
173314
SH
SOLE
173314
0
0
ALTRA INDL MOTION CORP
COM
02208R106
9
25000
SH
Put
SOLE
25000
0
0
ALTRA INDL MOTION CORP
COM
02208R106
558
13500
SH
SOLE
13500
0
0
ALTRIA GROUP INC
COM
02209S103
75
53800
SH
Put
SOLE
53800
0
0
ALTRIA GROUP INC
COM
02209S103
2172
36011
SH
SOLE
36011
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
407
25000
SH
SOLE
25000
0
0
AMAZON COM INC
COM
023135106
1422
710
SH
SOLE
710
0
0
AMBARELLA INC
SHS
G037AX101
495
12800
SH
SOLE
12800
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
1167
47000
SH
SOLE
47000
0
0
AMERICAN EQTY INVT LIFE HLD
COM
025676206
12
15000
SH
Put
SOLE
15000
0
0
AMERICAN EQTY INVT LIFE HLD
COM
025676206
36
15000
SH
Call
SOLE
15000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
20129
451211
SH
SOLE
451211
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
128
389000
SH
Put
SOLE
389000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1932
13300
SH
SOLE
13300
0
0
AMGEN INC
COM
031162100
1110
5356
SH
SOLE
5356
0
0
AMGEN INC
COM
031162100
36
11600
SH
Put
SOLE
11600
0
0
ANDEAVOR
COM
03349M105
35996
234500
SH
SOLE
234500
0
0
APPLE INC
COM
037833100
4100
156700
SH
Call
SOLE
156700
0
0
APPLE INC
COM
037833100
183
392800
SH
Put
SOLE
392800
0
0
APPLE INC
COM
037833100
1110
4914
SH
SOLE
4914
0
0
ARBOR RLTY TR INC
COM
038923108
166
14500
SH
SOLE
14500
0
0
ARES CAP CORP
COM
04010L103
136
7900
SH
SOLE
7900
0
0
ARES CAP CORP
COM
04010L103
1
10000
SH
Put
SOLE
10000
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
30
32500
SH
Call
SOLE
32500
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
372
9400
SH
SOLE
9400
0
0
AT&T INC
COM
00206R102
477
700500
SH
Call
SOLE
700500
0
0
AT&T INC
COM
00206R102
370
555000
SH
Put
SOLE
555000
0
0
AT&T INC
COM
00206R102
26797
798008
SH
SOLE
798008
0
0
ATHENAHEALTH INC
COM
04685W103
100
81600
SH
Put
SOLE
81600
0
0
ATHENAHEALTH INC
COM
04685W103
83
361400
SH
Call
SOLE
361400
0
0
AXALTA COATING SYS LTD
COM
G0750C108
4821
165332
SH
SOLE
165332
0
0
BANK AMER CORP
COM
060505104
94603
4832680
SH
SOLE
4832680
0
0
BANK AMER CORP
COM
060505104
3892
4116500
SH
Call
SOLE
4116500
0
0
BANK AMER CORP
COM
060505104
3144
2009200
SH
Put
SOLE
2009200
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
8597
322357
SH
SOLE
322357
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
3198
1140400
SH
Put
SOLE
1140400
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
1596
3473800
SH
Call
SOLE
3473800
0
0
BELMOND LTD
CL A
G1154H107
356
19509
SH
SOLE
19509
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
32
101600
SH
SOLE
101600
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
122
234530
SH
SOLE
234530
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
118
275000
SH
SOLE
275000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1172
30780
SH
SOLE
30780
0
0
BOEING CO
COM
097023105
1626
4372
SH
SOLE
4372
0
0
BP PLC
SPONSORED ADR
055622104
665
14420
SH
SOLE
14420
0
0
BP PLC
SPONSORED ADR
055622104
90
240200
SH
Call
SOLE
240200
0
0
BROADCOM INC
COM
11135F101
395
1600
SH
SOLE
1600
0
0
BROOKFIELD PROPERTY REIT INC
CL A
11282X103
18880
902042
SH
SOLE
902042
0
0
BUNGE LIMITED
COM
G16962105
2158
31402
SH
SOLE
31402
0
0
CAESARS ENTMT CORP
COM
127686103
345
1230600
SH
Call
SOLE
1230600
0
0
CAESARS ENTMT CORP
COM
127686103
64
290000
SH
Put
SOLE
290000
0
0
CAMPBELL SOUP CO
COM
134429109
1494
40789
SH
SOLE
40789
0
0
CAMPBELL SOUP CO
COM
134429109
67
245000
SH
Call
SOLE
245000
0
0
CANOPY GROWTH CORP
COM
138035100
316
6498
SH
SOLE
6498
0
0
CANOPY GROWTH CORP
COM
138035100
50
23200
SH
Put
SOLE
23200
0
0
CAPITOL INVT CORP IV
*W EXP 01/01/202
G18920127
144
97710
SH
SOLE
97710
0
0
CEMTREX INC
*W EXP 12/02/202
15130G113
11
86978
SH
SOLE
86978
0
0
CENTURYLINK INC
COM
156700106
1212
57149
SH
SOLE
57149
0
0
CENTURYLINK INC
COM
156700106
10
21600
SH
Put
SOLE
21600
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
674
150082
SH
SOLE
150082
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
59
231500
SH
Call
SOLE
231500
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
129
402100
SH
Put
SOLE
402100
0
0
CHEVRON CORP NEW
COM
166764100
1965
16077
SH
SOLE
16077
0
0
CHEVRON CORP NEW
COM
166764100
30
32000
SH
Call
SOLE
32000
0
0
CHEVRON CORP NEW
COM
166764100
49
22900
SH
Put
SOLE
22900
0
0
CIGNA CORPORATION
COM
125509109
292
584600
SH
Put
SOLE
584600
0
0
CIGNA CORPORATION
COM
125509109
2603
12500
SH
SOLE
12500
0
0
CIGNA CORPORATION
COM
125509109
4125
360700
SH
Call
SOLE
360700
0
0
CISCO SYS INC
COM
17275R102
69
93800
SH
Put
SOLE
93800
0
0
CISCO SYS INC
COM
17275R102
2512
51644
SH
SOLE
51644
0
0
CITIGROUP INC
COM NEW
172967424
8750
121970
SH
SOLE
121970
0
0
CITIGROUP INC
COM NEW
172967424
913
578000
SH
Call
SOLE
578000
0
0
CITIGROUP INC
COM NEW
172967424
126
165000
SH
Put
SOLE
165000
0
0
CLEVELAND CLIFFS INC
COM
185899101
2
100000
SH
Put
SOLE
100000
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
126
268350
SH
SOLE
268350
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
128
255500
SH
SOLE
255500
0
0
COBIZ FINANCIAL INC
COM
190897108
2553
115300
SH
SOLE
115300
0
0
COCA COLA CO
COM
191216100
25
41500
SH
Call
SOLE
41500
0
0
COCA COLA CO
COM
191216100
18
52300
SH
Put
SOLE
52300
0
0
COCA COLA CO
COM
191216100
74
1600
SH
SOLE
1600
0
0
COMCAST CORP NEW
CL A
20030N101
3303
93298
SH
SOLE
93298
0
0
COMCAST CORP NEW
CL A
20030N101
438
535600
SH
Call
SOLE
535600
0
0
COMCAST CORP NEW
CL A
20030N101
210
608500
SH
Put
SOLE
608500
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
22
102067
SH
SOLE
102067
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
8
19452
SH
SOLE
19452
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
979
4540
SH
SOLE
4540
0
0
CONVERGYS CORP
COM
212485106
278
11700
SH
SOLE
11700
0
0
CRONOS GROUP INC
COM
22717L101
172
15455
SH
SOLE
15455
0
0
CRONOS GROUP INC
COM
22717L101
6
61200
SH
Call
SOLE
61200
0
0
CRONOS GROUP INC
COM
22717L101
1
11500
SH
Put
SOLE
11500
0
0
CVS HEALTH CORP
COM
126650100
75
30000
SH
Call
SOLE
30000
0
0
DARLING INGREDIENTS INC
COM
237266101
98
130000
SH
Call
SOLE
130000
0
0
DASEKE INC
COM
23753F107
442
55166
SH
SOLE
55166
0
0
DBX ETF TR
XTRACK HRVST CSI
233051879
10
25000
SH
Call
SOLE
25000
0
0
DBX ETF TR
XTRACK USD HIGH
233051432
7900
158448
SH
SOLE
158448
0
0
DBX ETF TR
XTRACKERS SHRT
233051283
694
13959
SH
SOLE
13959
0
0
DEL TACO RESTAURANTS INC
*W EXP 06/30/202
245496112
38
16649
SH
SOLE
16649
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
2377
1060100
SH
Put
SOLE
1060100
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
10484
107956
SH
SOLE
107956
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
1076
332800
SH
Call
SOLE
332800
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
971
85442
SH
SOLE
85442
0
0
DISH NETWORK CORP
CL A
25470M109
10
103300
SH
Call
SOLE
103300
0
0
DISNEY WALT CO
COM DISNEY
254687106
70
600
SH
SOLE
600
0
0
DISNEY WALT CO
COM DISNEY
254687106
829
131700
SH
Call
SOLE
131700
0
0
DISNEY WALT CO
COM DISNEY
254687106
21
10000
SH
Put
SOLE
10000
0
0
DOWDUPONT INC
COM
26078J100
1987
30891
SH
SOLE
30891
0
0
DOWDUPONT INC
COM
26078J100
23
46800
SH
Call
SOLE
46800
0
0
DRAPER OAKWOOD TECHNOLOGY
*W EXP 09/19/202
26146L111
8
13000
SH
SOLE
13000
0
0
DRAPER OAKWOOD TECHNOLOGY
UNIT 09/30/2024
26146L202
153
14316
SH
SOLE
14316
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
523
9991
SH
SOLE
9991
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
827
75695
SH
SOLE
75695
0
0
ENERGEN CORP
COM
29265N108
34
400
SH
SOLE
400
0
0
ENERGEN CORP
COM
29265N108
311
45000
SH
Call
SOLE
45000
0
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
1631
73256
SH
SOLE
73256
0
0
ENVISION HEALTHCARE CORP
COM
29414D100
2
21100
SH
Put
SOLE
21100
0
0
ENVISION HEALTHCARE CORP
COM
29414D100
155
159100
SH
Call
SOLE
159100
0
0
ENVISION HEALTHCARE CORP
COM
29414D100
747
16326
SH
SOLE
16326
0
0
EQT CORP
COM
26884L109
170
53000
SH
Put
SOLE
53000
0
0
EQT CORP
COM
26884L109
493
11152
SH
SOLE
11152
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
15
347
SH
SOLE
347
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
261
217900
SH
Put
SOLE
217900
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
47
156912
SH
SOLE
156912
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
16
10000
SH
Put
SOLE
10000
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
8
200
SH
SOLE
200
0
0
EXCHANGE LISTED FDS TR
HIGH YIELD ETF
30151E814
230
6276
SH
SOLE
6276
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1293
2818700
SH
Put
SOLE
2818700
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
13240
1169100
SH
Call
SOLE
1169100
0
0
EXXON MOBIL CORP
COM
30231G102
773
9086
SH
SOLE
9086
0
0
EXXON MOBIL CORP
COM
30231G102
127
110200
SH
Call
SOLE
110200
0
0
EXXON MOBIL CORP
COM
30231G102
79
133100
SH
Put
SOLE
133100
0
0
F M C CORP
COM NEW
302491303
111
50000
SH
Call
SOLE
50000
0
0
FACEBOOK INC
CL A
30303M102
1422
8648
SH
SOLE
8648
0
0
FACEBOOK INC
CL A
30303M102
59
14200
SH
Put
SOLE
14200
0
0
FACEBOOK INC
CL A
30303M102
3
38600
SH
Call
SOLE
38600
0
0
FALCON MINERALS CORP
CL A COM
30607B109
232
21053
SH
SOLE
21053
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
689
66990
SH
SOLE
66990
0
0
FEDERAL STR ACQUISITION CORP
*W EXP 07/24/202
31421V115
463
330428
SH
SOLE
330428
0
0
FEDERAL STR ACQUISITION CORP
CL A
31421V107
6778
673054
SH
SOLE
673054
0
0
FGL HLDGS
*W EXP 11/30/202
G3402M110
2614
1326764
SH
SOLE
1326764
0
0
FIFTH THIRD BANCORP
COM
316773100
742
26592
SH
SOLE
26592
0
0
FIRST BANCORP N C
COM
318910106
83
105000
SH
Call
SOLE
105000
0
0
FIRST SOLAR INC
COM
336433107
1072
228000
SH
Put
SOLE
228000
0
0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
1708
89428
SH
SOLE
89428
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
128
13800
SH
SOLE
13800
0
0
FOREST CITY RLTY TR INC
COM CL A
345605109
785
31300
SH
SOLE
31300
0
0
FORTIVE CORP
COM
34959J108
35
700000
SH
Call
SOLE
700000
0
0
FORTUNA SILVER MINES INC
COM
349915108
26
525000
SH
Call
SOLE
525000
0
0
FORUM MERGER II CORP
UNIT 09/30/2025
34986F202
1017
100700
SH
SOLE
100700
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
7
50000
SH
Put
SOLE
50000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
25
1798
SH
SOLE
1798
0
0
FRONT YD RESIDENTIAL CORP
COM
35904G107
1008
92900
SH
SOLE
92900
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
341
6684
SH
SOLE
6684
0
0
GENERAL ELECTRIC CO
COM
369604103
1039
92072
SH
SOLE
92072
0
0
GENERAL ELECTRIC CO
COM
369604103
68
429300
SH
Call
SOLE
429300
0
0
GENERAL ELECTRIC CO
COM
369604103
469
315600
SH
Put
SOLE
315600
0
0
GENERAL MTRS CO
COM
37045V100
288
8561
SH
SOLE
8561
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
50
100400
SH
SOLE
100400
0
0
GOLDEN OCEAN GROUP LTD
SHS NEW
G39637205
2484
251890
SH
SOLE
251890
0
0
GORES HLDGS II INC
*W EXP 01/13/202
382867117
88
40733
SH
SOLE
40733
0
0
GORES HLDGS II INC
COM CL A
382867109
3476
327338
SH
SOLE
327338
0
0
GRACE W R & CO DEL NEW
COM
38388F108
987
13812
SH
SOLE
13812
0
0
GRACE W R & CO DEL NEW
COM
38388F108
20
79000
SH
Call
SOLE
79000
0
0
GRAMERCY PPTY TR
COM NEW
385002308
211
7675
SH
SOLE
7675
0
0
GROUPON INC
COM
399473107
132
34900
SH
SOLE
34900
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 10/25/202
G4182A128
2883
2305825
SH
SOLE
2305825
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
4309
425000
SH
SOLE
425000
0
0
HEALTH INS INNOVATIONS INC
COM CL A
42225K106
162
40000
SH
Call
SOLE
40000
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
443
295065
SH
SOLE
295065
0
0
HENNESSY CAP ACQUSTON CORP I
COM
42588L105
4077
400000
SH
SOLE
400000
0
0
HOME DEPOT INC
COM
437076102
365
1760
SH
SOLE
1760
0
0
HONEYWELL INTL INC
COM
438516106
38
19000
SH
Put
SOLE
19000
0
0
HONEYWELL INTL INC
COM
438516106
750
4508
SH
SOLE
4508
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
554
522903
SH
SOLE
522903
0
0
I AM CAP ACQUISITION CO
*W EXP 05/22/202
45074Q116
36
103700
SH
SOLE
103700
0
0
I AM CAP ACQUISITION CO
COM
45074Q108
1845
181268
SH
SOLE
181268
0
0
I AM CAP ACQUISITION CO
RIGHT 05/22/2019
45074Q124
129
253500
SH
SOLE
253500
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
255
257096
SH
SOLE
257096
0
0
INDUSTREA ACQUISITION CORP
CL A
45579J104
2082
204080
SH
SOLE
204080
0
0
INSMED INC
COM PAR $.01
457669307
344
200600
SH
Put
SOLE
200600
0
0
INSMED INC
COM PAR $.01
457669307
108
179300
SH
Call
SOLE
179300
0
0
INTEL CORP
COM
458140100
306
451500
SH
Put
SOLE
451500
0
0
INTEL CORP
COM
458140100
4852
102577
SH
SOLE
102577
0
0
INTEL CORP
COM
458140100
128
125200
SH
Call
SOLE
125200
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
69022
300750
SH
SOLE
300750
0
0
INTELSAT S A
COM
L5140P101
385
12837
SH
SOLE
12837
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1039
6870
SH
SOLE
6870
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
30
10000
SH
Call
SOLE
10000
0
0
INTERNATIONAL FLAVORS&FRAGRA
UNIT 09/15/2021
459506309
1951
33938
SH
SOLE
33938
0
0
INTERSECT ENT INC
COM
46071F103
269
9369
SH
SOLE
9369
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 HY
46138J403
1977
81447
SH
SOLE
81447
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
46138J601
869
35708
SH
SOLE
35708
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
1893
76409
SH
SOLE
76409
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
1658
67275
SH
SOLE
67275
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
2238
85327
SH
SOLE
85327
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 HY
46138J833
788
31665
SH
SOLE
31665
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 HY
46138J817
1597
65799
SH
SOLE
65799
0
0
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
265
14576
SH
SOLE
14576
0
0
INVESCO EXCHNG TRADED FD TR
FNDMNTL HY CRP
46138E719
1141
61585
SH
SOLE
61585
0
0
INVESCO EXCHNG TRADED FD TR
VAR RATE PFD
46138G870
1616
64945
SH
SOLE
64945
0
0
INVITATION HOMES INC
COM
46187W107
39
1708
SH
SOLE
1708
0
0
INVITATION HOMES INC
COM
46187W107
6
20000
SH
Put
SOLE
20000
0
0
IQIYI INC
SPONSORED ADS
46267X108
6
10200
SH
Put
SOLE
10200
0
0
IQIYI INC
SPONSORED ADS
46267X108
184
6800
SH
SOLE
6800
0
0
IQIYI INC
SPONSORED ADS
46267X108
24
31400
SH
Call
SOLE
31400
0
0
ISHARES INC
EM HGHYL BD ETF
464286285
875
18963
SH
SOLE
18963
0
0
ISHARES INC
JP MORGAN EM ETF
464286517
1217
28229
SH
SOLE
28229
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
116
360300
SH
Call
SOLE
360300
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
132
348900
SH
Put
SOLE
348900
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
481
14263
SH
SOLE
14263
0
0
ISHARES INC
MSCI MLY ETF NEW
46434G814
453
14000
SH
SOLE
14000
0
0
ISHARES INC
MSCI PAC JP ETF
464286665
863
19000
SH
SOLE
19000
0
0
ISHARES INC
MSCI RUSSIA ETF
46434G798
954
27124
SH
SOLE
27124
0
0
ISHARES INC
MSCI THAILND ETF
464286624
257
2724
SH
SOLE
2724
0
0
ISHARES INC
MSCI TURKEY ETF
464286715
153
6416
SH
SOLE
6416
0
0
ISHARES INC
MSCI TURKEY ETF
464286715
15
13800
SH
Put
SOLE
13800
0
0
ISHARES TR
BROAD USD HIGH
46435U853
1274
26036
SH
SOLE
26036
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
2474
57771
SH
SOLE
57771
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
51
302600
SH
Call
SOLE
302600
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
69
231900
SH
Put
SOLE
231900
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
2831
55485
SH
SOLE
55485
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
61878
715848
SH
SOLE
715848
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
579
5367
SH
SOLE
5367
0
0
ISHARES TR
MSCI EAFE ETF
464287465
23
100000
SH
Call
SOLE
100000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
2217
32600
SH
SOLE
32600
0
0
ISHARES TR
MSCI EAFE ETF
464287465
20
21900
SH
Put
SOLE
21900
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
5934
138263
SH
SOLE
138263
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
117
385100
SH
Call
SOLE
385100
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
187
285100
SH
Put
SOLE
285100
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
0
12500
SH
Put
SOLE
12500
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2107
12500
SH
SOLE
12500
0
0
ISHARES TR
S&P US PFD STK
464288687
1161
31257
SH
SOLE
31257
0
0
ISHARES TR
SELECT DIVID ETF
464287168
5145
51571
SH
SOLE
51571
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
24
300
SH
SOLE
300
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
369
127000
SH
Put
SOLE
127000
0
0
JD COM INC
SPON ADR CL A
47215P106
5210
199691
SH
SOLE
199691
0
0
JD COM INC
SPON ADR CL A
47215P106
77
325100
SH
Call
SOLE
325100
0
0
JD COM INC
SPON ADR CL A
47215P106
1253
274200
SH
Put
SOLE
274200
0
0
JOHNSON & JOHNSON
COM
478160104
1575
11401
SH
SOLE
11401
0
0
JOHNSON & JOHNSON
COM
478160104
26
10200
SH
Put
SOLE
10200
0
0
JP MORGAN EXCHANGE TRADED FD
DCPLND HG YLD
46641Q878
2807
56429
SH
SOLE
56429
0
0
JPMORGAN CHASE & CO
COM
46625H100
112
24500
SH
Put
SOLE
24500
0
0
JPMORGAN CHASE & CO
COM
46625H100
2727
25069
SH
SOLE
25069
0
0
JPMORGAN CHASE & CO
COM
46625H100
302
50300
SH
Call
SOLE
50300
0
0
KAYNE ANDERSON ACQUISITION
*W EXP 06/30/202
48661U110
23
18300
SH
SOLE
18300
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
66
316650
SH
SOLE
316650
0
0
KEURIG DR PEPPER INC
COM
49271V100
116
5000
SH
SOLE
5000
0
0
KEURIG DR PEPPER INC
COM
49271V100
9
45600
SH
Call
SOLE
45600
0
0
KEURIG DR PEPPER INC
COM
49271V100
4
11700
SH
Put
SOLE
11700
0
0
KINDER MORGAN INC DEL
COM
49456B101
406
22925
SH
SOLE
22925
0
0
KLX INC
COM
482539103
6093
97057
SH
SOLE
97057
0
0
KMG CHEMICALS INC
COM
482564101
779
10305
SH
SOLE
10305
0
0
KRAFT HEINZ CO
COM
500754106
289
27500
SH
Put
SOLE
27500
0
0
KRAFT HEINZ CO
COM
500754106
63
1136
SH
SOLE
1136
0
0
KRAFT HEINZ CO
COM
500754106
1
10100
SH
Call
SOLE
10100
0
0
LANDCADIA HLDGS INC
*W EXP 06/01/202
51476W115
61
51200
SH
SOLE
51200
0
0
LAUDER ESTEE COS INC
CL A
518439104
1511
10400
SH
SOLE
10400
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
82
200600
SH
SOLE
200600
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
507
50000
SH
SOLE
50000
0
0
LEISURE ACQUISITION CORP
UNIT 99/99/9999
52539T206
759
74406
SH
SOLE
74406
0
0
LENDINGCLUB CORP
COM
52603A109
10
102900
SH
Put
SOLE
102900
0
0
LENDINGCLUB CORP
COM
52603A109
4
1100
SH
SOLE
1100
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
7640
175874
SH
SOLE
175874
0
0
LONGEVITY ACQUISITION CORP
UNIT 08/29/2024
G56372108
108
10500
SH
SOLE
10500
0
0
MACYS INC
COM
55616P104
245
7065
SH
SOLE
7065
0
0
MARATHON OIL CORP
COM
565849106
57
2434
SH
SOLE
2434
0
0
MARATHON OIL CORP
COM
565849106
14
50000
SH
Put
SOLE
50000
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
481
4307
SH
SOLE
4307
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
2116
9507
SH
SOLE
9507
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
68
19300
SH
Put
SOLE
19300
0
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 05/28/202
57682V114
305
407150
SH
SOLE
407150
0
0
MCDONALDS CORP
COM
580135101
46
20600
SH
Call
SOLE
20600
0
0
MEDTRONIC PLC
SHS
G5960L103
645
6554
SH
SOLE
6554
0
0
MERCK & CO INC
COM
58933Y105
92
1300
SH
SOLE
1300
0
0
MERCK & CO INC
COM
58933Y105
41
39800
SH
Call
SOLE
39800
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
3411
122217
SH
SOLE
122217
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
168
450000
SH
Call
SOLE
450000
0
0
MICRON TECHNOLOGY INC
COM
595112103
9416
208175
SH
SOLE
208175
0
0
MICRON TECHNOLOGY INC
COM
595112103
1379
953300
SH
Call
SOLE
953300
0
0
MICRON TECHNOLOGY INC
COM
595112103
3292
637500
SH
Put
SOLE
637500
0
0
MICROSOFT CORP
COM
594918104
240
2100
SH
SOLE
2100
0
0
MICROSOFT CORP
COM
594918104
652
63000
SH
Call
SOLE
63000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
86
155986
SH
SOLE
155986
0
0
MOMO INC
ADR
60879B107
4
100
SH
SOLE
100
0
0
MOMO INC
ADR
60879B107
24
16000
SH
Put
SOLE
16000
0
0
MOSAIC ACQUISITION CORP
*W EXP 10/23/202
G62848125
356
280000
SH
SOLE
280000
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
G62848117
184
18102
SH
SOLE
18102
0
0
MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
624745113
508
781600
SH
SOLE
781600
0
0
MUDRICK CAP ACQUISITION CORP
COM CLASS A
624745105
862
89000
SH
SOLE
89000
0
0
MV OIL TR
TR UNITS
553859109
963
82561
SH
SOLE
82561
0
0
MV OIL TR
TR UNITS
553859109
14
143500
SH
Call
SOLE
143500
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
407
66048
SH
SOLE
66048
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
18
10000
SH
SOLE
10000
0
0
NETFLIX INC
COM
64110L106
226
605
SH
SOLE
605
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
6701
6569700
SH
SOLE
6569700
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
2677
96772
SH
SOLE
96772
0
0
NIKE INC
CL B
654106103
17
11500
SH
Call
SOLE
11500
0
0
NIKE INC
CL B
654106103
13
12700
SH
Put
SOLE
12700
0
0
NOKIA CORP
SPONSORED ADR
654902204
83
14900
SH
SOLE
14900
0
0
NORFOLK SOUTHERN CORP
COM
655844108
20050
111081
SH
SOLE
111081
0
0
NORFOLK SOUTHERN CORP
COM
655844108
3556
433600
SH
Call
SOLE
433600
0
0
NORFOLK SOUTHERN CORP
COM
655844108
13
10000
SH
Put
SOLE
10000
0
0
NUCOR CORP
COM
670346105
374
5900
SH
SOLE
5900
0
0
NVIDIA CORP
COM
67066G104
683
2429
SH
SOLE
2429
0
0
NVIDIA CORP
COM
67066G104
35
12400
SH
Put
SOLE
12400
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
2459
4672300
SH
Call
SOLE
4672300
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
18780
2495900
SH
Put
SOLE
2495900
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
9725
113748
SH
SOLE
113748
0
0
OASIS PETE INC NEW
COM
674215108
527
37112
SH
SOLE
37112
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
80
200280
SH
SOLE
200280
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
494
48611
SH
SOLE
48611
0
0
ORACLE CORP
COM
68389X105
2365
45876
SH
SOLE
45876
0
0
ORACLE CORP
COM
68389X105
73
84200
SH
Put
SOLE
84200
0
0
PAYPAL HLDGS INC
COM
70450Y103
91
25000
SH
Put
SOLE
25000
0
0
PAYPAL HLDGS INC
COM
70450Y103
2196
25000
SH
SOLE
25000
0
0
PENNEY J C INC
COM
708160106
17
10200
SH
SOLE
10200
0
0
PENNEY J C INC
COM
708160106
23
16500
SH
Put
SOLE
16500
0
0
PEPSICO INC
COM
713448108
34
300
SH
SOLE
300
0
0
PEPSICO INC
COM
713448108
21
16500
SH
Call
SOLE
16500
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
3125
258912
SH
SOLE
258912
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
224
432300
SH
Call
SOLE
432300
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
158
512600
SH
Put
SOLE
512600
0
0
PFIZER INC
COM
717081103
592
13448
SH
SOLE
13448
0
0
PFIZER INC
COM
717081103
34
64300
SH
Put
SOLE
64300
0
0
PFIZER INC
COM
717081103
22
33200
SH
Call
SOLE
33200
0
0
PG&E CORP
COM
69331C108
112
390000
SH
Call
SOLE
390000
0
0
PG&E CORP
COM
69331C108
248
215200
SH
Put
SOLE
215200
0
0
PHILIP MORRIS INTL INC
COM
718172109
597
7324
SH
SOLE
7324
0
0
PHILIP MORRIS INTL INC
COM
718172109
29
11600
SH
Call
SOLE
11600
0
0
PHILIP MORRIS INTL INC
COM
718172109
41
29000
SH
Put
SOLE
29000
0
0
PINNACLE ENTMT INC NEW
COM
72348Y105
744
22095
SH
SOLE
22095
0
0
PINNACLE FOODS INC DEL
COM
72348P104
2249
34701
SH
SOLE
34701
0
0
PROCTER AND GAMBLE CO
COM
742718109
15
11200
SH
Call
SOLE
11200
0
0
PROCTER AND GAMBLE CO
COM
742718109
19
12000
SH
Put
SOLE
12000
0
0
PROCTER AND GAMBLE CO
COM
742718109
267
3216
SH
SOLE
3216
0
0
PROSHARES TR
HGH YLD INT RATE
74348A541
3055
44607
SH
SOLE
44607
0
0
PURE ACQUISITION CORP
*W EXP 04/17/202
74621Q114
268
199050
SH
SOLE
199050
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
2387
230000
SH
SOLE
230000
0
0
QUALCOMM INC
COM
747525103
11224
155829
SH
SOLE
155829
0
0
QUALCOMM INC
COM
747525103
8
39400
SH
Put
SOLE
39400
0
0
QUALCOMM INC
COM
747525103
5902
562300
SH
Call
SOLE
562300
0
0
RH
COM
74967X103
20974
160091
SH
SOLE
160091
0
0
RH
COM
74967X103
5280
180900
SH
Call
SOLE
180900
0
0
RH
COM
74967X103
17
224600
SH
Put
SOLE
224600
0
0
RITE AID CORP
COM
767754104
14
10850
SH
SOLE
10850
0
0
ROCKWELL COLLINS INC
COM
774341101
1248
936400
SH
Put
SOLE
936400
0
0
ROCKWELL COLLINS INC
COM
774341101
5759
41000
SH
SOLE
41000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
529
7760
SH
SOLE
7760
0
0
ROYAL GOLD INC
NOTE 2.875% 6/1
780287AA6
202
2000
SH
SOLE
2000
0
0
S&P GLOBAL INC
COM
78409V104
28
22500
SH
Call
SOLE
22500
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
12
10700
SH
SOLE
10700
0
0
SALESFORCE COM INC
COM
79466L302
334
2102
SH
SOLE
2102
0
0
SALESFORCE COM INC
COM
79466L302
54
14700
SH
Put
SOLE
14700
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
461
9378
SH
SOLE
9378
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
6806
573900
SH
Put
SOLE
573900
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
146
1198300
SH
Call
SOLE
1198300
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
15850
624024
SH
SOLE
624024
0
0
SCORPIO BULKERS INC
COM
Y7546A122
1174
161973
SH
SOLE
161973
0
0
SEAWORLD ENTMT INC
COM
81282V100
6185
196777
SH
SOLE
196777
0
0
SEAWORLD ENTMT INC
COM
81282V100
9
13600
SH
Call
SOLE
13600
0
0
SEAWORLD ENTMT INC
COM
81282V100
248
903300
SH
Put
SOLE
903300
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
16
66000
SH
Put
SOLE
66000
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
508
10700
SH
SOLE
10700
0
0
SHIRE PLC
SPONSORED ADR
82481R106
997
5500
SH
SOLE
5500
0
0
SHIRE PLC
SPONSORED ADR
82481R106
1652
191000
SH
Call
SOLE
191000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
507
253400
SH
Put
SOLE
253400
0
0
SIMPLY GOOD FOODS CO
*W EXP 07/07/202
82900L110
2013
238188
SH
SOLE
238188
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
45
16400
SH
Call
SOLE
16400
0
0
SNAP INC
CL A
83304A106
25
177600
SH
Call
SOLE
177600
0
0
SNAP INC
CL A
83304A106
756
302400
SH
Put
SOLE
302400
0
0
SNAP INC
CL A
83304A106
1772
208990
SH
SOLE
208990
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
*W EXP 09/14/202
G8250R129
95
88854
SH
SOLE
88854
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
18474
63543
SH
SOLE
63543
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
926
115000
SH
Call
SOLE
115000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
20
136200
SH
Put
SOLE
136200
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
22801
422704
SH
SOLE
422704
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
574
20702
SH
SOLE
20702
0
0
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
775
23266
SH
SOLE
23266
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
3346
110861
SH
SOLE
110861
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
500
490300
SH
Put
SOLE
490300
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
132
48000
SH
Call
SOLE
48000
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
2
28600
SH
Put
SOLE
28600
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
3511
81100
SH
SOLE
81100
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
2004
56095
SH
SOLE
56095
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
235
1300
SH
SOLE
1300
0
0
SQUARE INC
CL A
852234103
5416
54703
SH
SOLE
54703
0
0
SQUARE INC
CL A
852234103
23
298100
SH
Put
SOLE
298100
0
0
STATE BK FINL CORP
COM
856190103
675
22367
SH
SOLE
22367
0
0
SYNCHRONY FINL
COM
87165B103
4269
137343
SH
SOLE
137343
0
0
SYNCHRONY FINL
COM
87165B103
94
200000
SH
Put
SOLE
200000
0
0
T MOBILE US INC
COM
872590104
14
197
SH
SOLE
197
0
0
T MOBILE US INC
COM
872590104
63
50000
SH
Call
SOLE
50000
0
0
TARGET CORP
COM
87612E106
542
6140
SH
SOLE
6140
0
0
TENZING ACQUISITION CORP
UNIT 08/24/2024
G8708A124
859
85378
SH
SOLE
85378
0
0
TESLA INC
COM
88160R101
6352
23990
SH
SOLE
23990
0
0
TESLA INC
COM
88160R101
252
60000
SH
Call
SOLE
60000
0
0
TESLA INC
COM
88160R101
2963
160000
SH
Put
SOLE
160000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
5
160000
SH
Call
SOLE
160000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
10
330000
SH
Put
SOLE
330000
0
0
THOMSON REUTERS CORP
COM
884903105
1375
30100
SH
SOLE
30100
0
0
TIBERIUS ACQUISITION CORP
*W EXP 02/28/202
88633A115
356
603500
SH
SOLE
603500
0
0
TILRAY INC
COM CL 2
88688T100
229
10000
SH
Call
SOLE
10000
0
0
TILRAY INC
COM CL 2
88688T100
879
6117
SH
SOLE
6117
0
0
TKK SYMPHONY ACQUISITION COR
*W EXP 02/20/202
G88950129
159
690800
SH
SOLE
690800
0
0
TKK SYMPHONY ACQUISITION COR
ORD SHS
G88950103
2375
250000
SH
SOLE
250000
0
0
TKK SYMPHONY ACQUISITION COR
RIGHT 02/20/2020
G88950137
114
250000
SH
SOLE
250000
0
0
TPG PACE HLDGS CORP
UNIT 99/99/9999
G89827102
231
21828
SH
SOLE
21828
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
1943
139347
SH
SOLE
139347
0
0
TRIBUNE MEDIA CO
CL A
896047503
3000
78066
SH
SOLE
78066
0
0
TRIBUNE MEDIA CO
CL A
896047503
125
1006600
SH
Put
SOLE
1006600
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
58
199700
SH
SOLE
199700
0
0
TRINITY INDS INC
COM
896522109
4173
113885
SH
SOLE
113885
0
0
TRINITY INDS INC
COM
896522109
3
13500
SH
Put
SOLE
13500
0
0
TRINITY MERGER CORP
*W EXP 05/11/202
89653L114
523
1046200
SH
SOLE
1046200
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
491
47999
SH
SOLE
47999
0
0
TRIVAGO N V
SPON ADS A SHS
89686D105
773
125488
SH
SOLE
125488
0
0
TUPPERWARE BRANDS CORP
COM
899896104
688
20560
SH
SOLE
20560
0
0
TUPPERWARE BRANDS CORP
COM
899896104
755
100000
SH
Put
SOLE
100000
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
514
50000
SH
SOLE
50000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
6899
148912
SH
SOLE
148912
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
9308
4673300
SH
Call
SOLE
4673300
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
3390
2985900
SH
Put
SOLE
2985900
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
1489
32500
SH
SOLE
32500
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
200
173100
SH
Call
SOLE
173100
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
140
57700
SH
Put
SOLE
57700
0
0
TWITTER INC
COM
90184L102
4990
175338
SH
SOLE
175338
0
0
TWITTER INC
COM
90184L102
589
480400
SH
Call
SOLE
480400
0
0
TWITTER INC
COM
90184L102
1774
426800
SH
Put
SOLE
426800
0
0
UNION ACQUISITION CORP
*W EXP 07/01/202
G9366W127
113
352128
SH
SOLE
352128
0
0
UNION PAC CORP
COM
907818108
22
14600
SH
Call
SOLE
14600
0
0
UNION PAC CORP
COM
907818108
26
11900
SH
Put
SOLE
11900
0
0
UNIQURE NV
SHS
N90064101
1842
50623
SH
SOLE
50623
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
58
497
SH
SOLE
497
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1
13000
SH
Put
SOLE
13000
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
2230
143716
SH
SOLE
143716
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
276
243400
SH
Call
SOLE
243400
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
16
537300
SH
Put
SOLE
537300
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
6368
45553
SH
SOLE
45553
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
54
40000
SH
Call
SOLE
40000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
578
2171
SH
SOLE
2171
0
0
UPLAND SOFTWARE INC
COM
91544A109
20
50000
SH
Put
SOLE
50000
0
0
UPLAND SOFTWARE INC
COM
91544A109
848
26242
SH
SOLE
26242
0
0
UPLAND SOFTWARE INC
COM
91544A109
18
60000
SH
Call
SOLE
60000
0
0
VALE S A
ADR
91912E105
95
30000
SH
Call
SOLE
30000
0
0
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
1919
65993
SH
SOLE
65993
0
0
VANECK VECTORS ETF TR
INVT GRADE FLTG
92189F486
6711
264954
SH
SOLE
264954
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
33
59000
SH
Put
SOLE
59000
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
71
107600
SH
Call
SOLE
107600
0
0
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
796
40996
SH
SOLE
40996
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
1777
82407
SH
SOLE
82407
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
206
170000
SH
Put
SOLE
170000
0
0
VECTOIQ ACQUISITION CORP
*W EXP 05/11/202
92243N111
148
250000
SH
SOLE
250000
0
0
VECTOIQ ACQUISITION CORP
COM
92243N103
1844
193521
SH
SOLE
193521
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2489
46613
SH
SOLE
46613
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
64
85400
SH
Put
SOLE
85400
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
793
105000
SH
Call
SOLE
105000
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
1412
226219
SH
SOLE
226219
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
10
86200
SH
Call
SOLE
86200
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
535
222000
SH
Put
SOLE
222000
0
0
VISA INC
COM CL A
92826C839
234
1557
SH
SOLE
1557
0
0
VISA INC
COM CL A
92826C839
27
12200
SH
Call
SOLE
12200
0
0
VISA INC
COM CL A
92826C839
33
16400
SH
Put
SOLE
16400
0
0
VMWARE INC
CL A COM
928563402
6160
39472
SH
SOLE
39472
0
0
VMWARE INC
CL A COM
928563402
26
115000
SH
Put
SOLE
115000
0
0
VMWARE INC
CL A COM
928563402
198
32900
SH
Call
SOLE
32900
0
0
WALMART INC
COM
931142103
1156
12314
SH
SOLE
12314
0
0
WALMART INC
COM
931142103
16
14800
SH
Call
SOLE
14800
0
0
WALMART INC
COM
931142103
57
24900
SH
Put
SOLE
24900
0
0
WASTE MGMT INC DEL
COM
94106L109
361
4000
SH
SOLE
4000
0
0
WELLS FARGO CO NEW
COM
949746101
131
218700
SH
Call
SOLE
218700
0
0
WELLS FARGO CO NEW
COM
949746101
720
446000
SH
Put
SOLE
446000
0
0
WELLS FARGO CO NEW
COM
949746101
9399
178813
SH
SOLE
178813
0
0
WISDOMTREE TR
HEDGED HI YLD BD
97717W430
752
31064
SH
SOLE
31064
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
664
11460
SH
SOLE
11460
0
0
XCERRA CORP
COM
98400J108
225
15800
SH
SOLE
15800
0
0
YELP INC
CL A
985817105
1181
24000
SH
SOLE
24000
0
0
YELP INC
CL A
985817105
77
100000
SH
Call
SOLE
100000
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
238
13313
SH
SOLE
13313
0
0
ZYNGA INC
CL A
98986T108
3
25000
SH
Call
SOLE
25000
0
0