0001085146-18-002765.txt : 20181114 0001085146-18-002765.hdr.sgml : 20181114 20181114163300 ACCESSION NUMBER: 0001085146-18-002765 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bluefin Trading, LLC CENTRAL INDEX KEY: 0001532351 IRS NUMBER: 134176094 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15133 FILM NUMBER: 181184454 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 6469151832 MAIL ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001532351 XXXXXXXX 09-30-2018 09-30-2018 false Bluefin Trading, LLC
3 PARK AVENUE, 37TH FLOOR NEW YORK NY 10016
13F HOLDINGS REPORT 028-15133 N
Jeffrey Jacobus Chief Compliance Officer 646-963-2717 /s/ Jeffrey Jacobus New York NY 11-14-2018 0 505 1077601
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 26 11200 SH Call SOLE 11200 0 0 ABBOTT LABS COM 002824100 1684 22961 SH SOLE 22961 0 0 ABBOTT LABS COM 002824100 58 59600 SH Put SOLE 59600 0 0 ABBVIE INC COM 00287Y109 1804 19066 SH SOLE 19066 0 0 ABBVIE INC COM 00287Y109 49 30400 SH Put SOLE 30400 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2107 12380 SH SOLE 12380 0 0 ACXIOM HOLDINGS INC COM 005125109 5850 118404 SH SOLE 118404 0 0 ACXIOM HOLDINGS INC COM 005125109 60 140000 SH Put SOLE 140000 0 0 ADOBE SYS INC COM 00724F101 1041 3857 SH SOLE 3857 0 0 ADVANCED MICRO DEVICES INC COM 007903107 12520 405312 SH SOLE 405312 0 0 ADVANCED MICRO DEVICES INC COM 007903107 4144 356000 SH Call SOLE 356000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 97 662300 SH Put SOLE 662300 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 2718 7000 SH SOLE 7000 0 0 AETNA INC NEW COM 00817Y108 411 30000 SH Call SOLE 30000 0 0 AETNA INC NEW COM 00817Y108 286 125500 SH Put SOLE 125500 0 0 AETNA INC NEW COM 00817Y108 23802 117337 SH SOLE 117337 0 0 AKORN INC COM 009728106 1322 1898700 SH Call SOLE 1898700 0 0 AKORN INC COM 009728106 1361 541400 SH Put SOLE 541400 0 0 AKORN INC COM 009728106 1233 95000 SH SOLE 95000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1441 8748 SH SOLE 8748 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 377 551600 SH Call SOLE 551600 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7306 799900 SH Put SOLE 799900 0 0 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 66 189760 SH SOLE 189760 0 0 ALLEGRO MERGER CORP COM 01749N103 3637 381614 SH SOLE 381614 0 0 ALPS ETF TR RIVRFRNT STR INC 00162Q783 234 9496 SH SOLE 9496 0 0 ALTABA INC COM 021346101 26642 391100 SH SOLE 391100 0 0 ALTABA INC COM 021346101 454 1225400 SH Call SOLE 1225400 0 0 ALTABA INC COM 021346101 4280 736700 SH Put SOLE 736700 0 0 ALTICE USA INC CL A 02156K103 3144 173314 SH SOLE 173314 0 0 ALTRA INDL MOTION CORP COM 02208R106 9 25000 SH Put SOLE 25000 0 0 ALTRA INDL MOTION CORP COM 02208R106 558 13500 SH SOLE 13500 0 0 ALTRIA GROUP INC COM 02209S103 75 53800 SH Put SOLE 53800 0 0 ALTRIA GROUP INC COM 02209S103 2172 36011 SH SOLE 36011 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 407 25000 SH SOLE 25000 0 0 AMAZON COM INC COM 023135106 1422 710 SH SOLE 710 0 0 AMBARELLA INC SHS G037AX101 495 12800 SH SOLE 12800 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1167 47000 SH SOLE 47000 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 12 15000 SH Put SOLE 15000 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 36 15000 SH Call SOLE 15000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 20129 451211 SH SOLE 451211 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 128 389000 SH Put SOLE 389000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1932 13300 SH SOLE 13300 0 0 AMGEN INC COM 031162100 1110 5356 SH SOLE 5356 0 0 AMGEN INC COM 031162100 36 11600 SH Put SOLE 11600 0 0 ANDEAVOR COM 03349M105 35996 234500 SH SOLE 234500 0 0 APPLE INC COM 037833100 4100 156700 SH Call SOLE 156700 0 0 APPLE INC COM 037833100 183 392800 SH Put SOLE 392800 0 0 APPLE INC COM 037833100 1110 4914 SH SOLE 4914 0 0 ARBOR RLTY TR INC COM 038923108 166 14500 SH SOLE 14500 0 0 ARES CAP CORP COM 04010L103 136 7900 SH SOLE 7900 0 0 ARES CAP CORP COM 04010L103 1 10000 SH Put SOLE 10000 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 30 32500 SH Call SOLE 32500 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 372 9400 SH SOLE 9400 0 0 AT&T INC COM 00206R102 477 700500 SH Call SOLE 700500 0 0 AT&T INC COM 00206R102 370 555000 SH Put SOLE 555000 0 0 AT&T INC COM 00206R102 26797 798008 SH SOLE 798008 0 0 ATHENAHEALTH INC COM 04685W103 100 81600 SH Put SOLE 81600 0 0 ATHENAHEALTH INC COM 04685W103 83 361400 SH Call SOLE 361400 0 0 AXALTA COATING SYS LTD COM G0750C108 4821 165332 SH SOLE 165332 0 0 BANK AMER CORP COM 060505104 94603 4832680 SH SOLE 4832680 0 0 BANK AMER CORP COM 060505104 3892 4116500 SH Call SOLE 4116500 0 0 BANK AMER CORP COM 060505104 3144 2009200 SH Put SOLE 2009200 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 8597 322357 SH SOLE 322357 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 3198 1140400 SH Put SOLE 1140400 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 1596 3473800 SH Call SOLE 3473800 0 0 BELMOND LTD CL A G1154H107 356 19509 SH SOLE 19509 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 32 101600 SH SOLE 101600 0 0 BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 122 234530 SH SOLE 234530 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 118 275000 SH SOLE 275000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1172 30780 SH SOLE 30780 0 0 BOEING CO COM 097023105 1626 4372 SH SOLE 4372 0 0 BP PLC SPONSORED ADR 055622104 665 14420 SH SOLE 14420 0 0 BP PLC SPONSORED ADR 055622104 90 240200 SH Call SOLE 240200 0 0 BROADCOM INC COM 11135F101 395 1600 SH SOLE 1600 0 0 BROOKFIELD PROPERTY REIT INC CL A 11282X103 18880 902042 SH SOLE 902042 0 0 BUNGE LIMITED COM G16962105 2158 31402 SH SOLE 31402 0 0 CAESARS ENTMT CORP COM 127686103 345 1230600 SH Call SOLE 1230600 0 0 CAESARS ENTMT CORP COM 127686103 64 290000 SH Put SOLE 290000 0 0 CAMPBELL SOUP CO COM 134429109 1494 40789 SH SOLE 40789 0 0 CAMPBELL SOUP CO COM 134429109 67 245000 SH Call SOLE 245000 0 0 CANOPY GROWTH CORP COM 138035100 316 6498 SH SOLE 6498 0 0 CANOPY GROWTH CORP COM 138035100 50 23200 SH Put SOLE 23200 0 0 CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 144 97710 SH SOLE 97710 0 0 CEMTREX INC *W EXP 12/02/202 15130G113 11 86978 SH SOLE 86978 0 0 CENTURYLINK INC COM 156700106 1212 57149 SH SOLE 57149 0 0 CENTURYLINK INC COM 156700106 10 21600 SH Put SOLE 21600 0 0 CHESAPEAKE ENERGY CORP COM 165167107 674 150082 SH SOLE 150082 0 0 CHESAPEAKE ENERGY CORP COM 165167107 59 231500 SH Call SOLE 231500 0 0 CHESAPEAKE ENERGY CORP COM 165167107 129 402100 SH Put SOLE 402100 0 0 CHEVRON CORP NEW COM 166764100 1965 16077 SH SOLE 16077 0 0 CHEVRON CORP NEW COM 166764100 30 32000 SH Call SOLE 32000 0 0 CHEVRON CORP NEW COM 166764100 49 22900 SH Put SOLE 22900 0 0 CIGNA CORPORATION COM 125509109 292 584600 SH Put SOLE 584600 0 0 CIGNA CORPORATION COM 125509109 2603 12500 SH SOLE 12500 0 0 CIGNA CORPORATION COM 125509109 4125 360700 SH Call SOLE 360700 0 0 CISCO SYS INC COM 17275R102 69 93800 SH Put SOLE 93800 0 0 CISCO SYS INC COM 17275R102 2512 51644 SH SOLE 51644 0 0 CITIGROUP INC COM NEW 172967424 8750 121970 SH SOLE 121970 0 0 CITIGROUP INC COM NEW 172967424 913 578000 SH Call SOLE 578000 0 0 CITIGROUP INC COM NEW 172967424 126 165000 SH Put SOLE 165000 0 0 CLEVELAND CLIFFS INC COM 185899101 2 100000 SH Put SOLE 100000 0 0 CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 126 268350 SH SOLE 268350 0 0 CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 128 255500 SH SOLE 255500 0 0 COBIZ FINANCIAL INC COM 190897108 2553 115300 SH SOLE 115300 0 0 COCA COLA CO COM 191216100 25 41500 SH Call SOLE 41500 0 0 COCA COLA CO COM 191216100 18 52300 SH Put SOLE 52300 0 0 COCA COLA CO COM 191216100 74 1600 SH SOLE 1600 0 0 COMCAST CORP NEW CL A 20030N101 3303 93298 SH SOLE 93298 0 0 COMCAST CORP NEW CL A 20030N101 438 535600 SH Call SOLE 535600 0 0 COMCAST CORP NEW CL A 20030N101 210 608500 SH Put SOLE 608500 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 22 102067 SH SOLE 102067 0 0 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 8 19452 SH SOLE 19452 0 0 CONSTELLATION BRANDS INC CL A 21036P108 979 4540 SH SOLE 4540 0 0 CONVERGYS CORP COM 212485106 278 11700 SH SOLE 11700 0 0 CRONOS GROUP INC COM 22717L101 172 15455 SH SOLE 15455 0 0 CRONOS GROUP INC COM 22717L101 6 61200 SH Call SOLE 61200 0 0 CRONOS GROUP INC COM 22717L101 1 11500 SH Put SOLE 11500 0 0 CVS HEALTH CORP COM 126650100 75 30000 SH Call SOLE 30000 0 0 DARLING INGREDIENTS INC COM 237266101 98 130000 SH Call SOLE 130000 0 0 DASEKE INC COM 23753F107 442 55166 SH SOLE 55166 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 10 25000 SH Call SOLE 25000 0 0 DBX ETF TR XTRACK USD HIGH 233051432 7900 158448 SH SOLE 158448 0 0 DBX ETF TR XTRACKERS SHRT 233051283 694 13959 SH SOLE 13959 0 0 DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 38 16649 SH SOLE 16649 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 2377 1060100 SH Put SOLE 1060100 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 10484 107956 SH SOLE 107956 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 1076 332800 SH Call SOLE 332800 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 971 85442 SH SOLE 85442 0 0 DISH NETWORK CORP CL A 25470M109 10 103300 SH Call SOLE 103300 0 0 DISNEY WALT CO COM DISNEY 254687106 70 600 SH SOLE 600 0 0 DISNEY WALT CO COM DISNEY 254687106 829 131700 SH Call SOLE 131700 0 0 DISNEY WALT CO COM DISNEY 254687106 21 10000 SH Put SOLE 10000 0 0 DOWDUPONT INC COM 26078J100 1987 30891 SH SOLE 30891 0 0 DOWDUPONT INC COM 26078J100 23 46800 SH Call SOLE 46800 0 0 DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 8 13000 SH SOLE 13000 0 0 DRAPER OAKWOOD TECHNOLOGY UNIT 09/30/2024 26146L202 153 14316 SH SOLE 14316 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 523 9991 SH SOLE 9991 0 0 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 827 75695 SH SOLE 75695 0 0 ENERGEN CORP COM 29265N108 34 400 SH SOLE 400 0 0 ENERGEN CORP COM 29265N108 311 45000 SH Call SOLE 45000 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 1631 73256 SH SOLE 73256 0 0 ENVISION HEALTHCARE CORP COM 29414D100 2 21100 SH Put SOLE 21100 0 0 ENVISION HEALTHCARE CORP COM 29414D100 155 159100 SH Call SOLE 159100 0 0 ENVISION HEALTHCARE CORP COM 29414D100 747 16326 SH SOLE 16326 0 0 EQT CORP COM 26884L109 170 53000 SH Put SOLE 53000 0 0 EQT CORP COM 26884L109 493 11152 SH SOLE 11152 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 15 347 SH SOLE 347 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 261 217900 SH Put SOLE 217900 0 0 ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 47 156912 SH SOLE 156912 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 16 10000 SH Put SOLE 10000 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 8 200 SH SOLE 200 0 0 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 230 6276 SH SOLE 6276 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1293 2818700 SH Put SOLE 2818700 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 13240 1169100 SH Call SOLE 1169100 0 0 EXXON MOBIL CORP COM 30231G102 773 9086 SH SOLE 9086 0 0 EXXON MOBIL CORP COM 30231G102 127 110200 SH Call SOLE 110200 0 0 EXXON MOBIL CORP COM 30231G102 79 133100 SH Put SOLE 133100 0 0 F M C CORP COM NEW 302491303 111 50000 SH Call SOLE 50000 0 0 FACEBOOK INC CL A 30303M102 1422 8648 SH SOLE 8648 0 0 FACEBOOK INC CL A 30303M102 59 14200 SH Put SOLE 14200 0 0 FACEBOOK INC CL A 30303M102 3 38600 SH Call SOLE 38600 0 0 FALCON MINERALS CORP CL A COM 30607B109 232 21053 SH SOLE 21053 0 0 FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 689 66990 SH SOLE 66990 0 0 FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 463 330428 SH SOLE 330428 0 0 FEDERAL STR ACQUISITION CORP CL A 31421V107 6778 673054 SH SOLE 673054 0 0 FGL HLDGS *W EXP 11/30/202 G3402M110 2614 1326764 SH SOLE 1326764 0 0 FIFTH THIRD BANCORP COM 316773100 742 26592 SH SOLE 26592 0 0 FIRST BANCORP N C COM 318910106 83 105000 SH Call SOLE 105000 0 0 FIRST SOLAR INC COM 336433107 1072 228000 SH Put SOLE 228000 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1708 89428 SH SOLE 89428 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 128 13800 SH SOLE 13800 0 0 FOREST CITY RLTY TR INC COM CL A 345605109 785 31300 SH SOLE 31300 0 0 FORTIVE CORP COM 34959J108 35 700000 SH Call SOLE 700000 0 0 FORTUNA SILVER MINES INC COM 349915108 26 525000 SH Call SOLE 525000 0 0 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 1017 100700 SH SOLE 100700 0 0 FREEPORT-MCMORAN INC CL B 35671D857 7 50000 SH Put SOLE 50000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 25 1798 SH SOLE 1798 0 0 FRONT YD RESIDENTIAL CORP COM 35904G107 1008 92900 SH SOLE 92900 0 0 GCI LIBERTY INC COM CLASS A 36164V305 341 6684 SH SOLE 6684 0 0 GENERAL ELECTRIC CO COM 369604103 1039 92072 SH SOLE 92072 0 0 GENERAL ELECTRIC CO COM 369604103 68 429300 SH Call SOLE 429300 0 0 GENERAL ELECTRIC CO COM 369604103 469 315600 SH Put SOLE 315600 0 0 GENERAL MTRS CO COM 37045V100 288 8561 SH SOLE 8561 0 0 GIGCAPITAL INC *W EXP 06/08/202 37518N122 50 100400 SH SOLE 100400 0 0 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 2484 251890 SH SOLE 251890 0 0 GORES HLDGS II INC *W EXP 01/13/202 382867117 88 40733 SH SOLE 40733 0 0 GORES HLDGS II INC COM CL A 382867109 3476 327338 SH SOLE 327338 0 0 GRACE W R & CO DEL NEW COM 38388F108 987 13812 SH SOLE 13812 0 0 GRACE W R & CO DEL NEW COM 38388F108 20 79000 SH Call SOLE 79000 0 0 GRAMERCY PPTY TR COM NEW 385002308 211 7675 SH SOLE 7675 0 0 GROUPON INC COM 399473107 132 34900 SH SOLE 34900 0 0 GTY TECHNOLOGY HOLDINGS INC *W EXP 10/25/202 G4182A128 2883 2305825 SH SOLE 2305825 0 0 GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 4309 425000 SH SOLE 425000 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 162 40000 SH Call SOLE 40000 0 0 HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 443 295065 SH SOLE 295065 0 0 HENNESSY CAP ACQUSTON CORP I COM 42588L105 4077 400000 SH SOLE 400000 0 0 HOME DEPOT INC COM 437076102 365 1760 SH SOLE 1760 0 0 HONEYWELL INTL INC COM 438516106 38 19000 SH Put SOLE 19000 0 0 HONEYWELL INTL INC COM 438516106 750 4508 SH SOLE 4508 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 554 522903 SH SOLE 522903 0 0 I AM CAP ACQUISITION CO *W EXP 05/22/202 45074Q116 36 103700 SH SOLE 103700 0 0 I AM CAP ACQUISITION CO COM 45074Q108 1845 181268 SH SOLE 181268 0 0 I AM CAP ACQUISITION CO RIGHT 05/22/2019 45074Q124 129 253500 SH SOLE 253500 0 0 INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 255 257096 SH SOLE 257096 0 0 INDUSTREA ACQUISITION CORP CL A 45579J104 2082 204080 SH SOLE 204080 0 0 INSMED INC COM PAR $.01 457669307 344 200600 SH Put SOLE 200600 0 0 INSMED INC COM PAR $.01 457669307 108 179300 SH Call SOLE 179300 0 0 INTEL CORP COM 458140100 306 451500 SH Put SOLE 451500 0 0 INTEL CORP COM 458140100 4852 102577 SH SOLE 102577 0 0 INTEL CORP COM 458140100 128 125200 SH Call SOLE 125200 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 69022 300750 SH SOLE 300750 0 0 INTELSAT S A COM L5140P101 385 12837 SH SOLE 12837 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1039 6870 SH SOLE 6870 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 30 10000 SH Call SOLE 10000 0 0 INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 1951 33938 SH SOLE 33938 0 0 INTERSECT ENT INC COM 46071F103 269 9369 SH SOLE 9369 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 HY 46138J403 1977 81447 SH SOLE 81447 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 869 35708 SH SOLE 35708 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 1893 76409 SH SOLE 76409 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 1658 67275 SH SOLE 67275 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 2238 85327 SH SOLE 85327 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 788 31665 SH SOLE 31665 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 1597 65799 SH SOLE 65799 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 265 14576 SH SOLE 14576 0 0 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 1141 61585 SH SOLE 61585 0 0 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 1616 64945 SH SOLE 64945 0 0 INVITATION HOMES INC COM 46187W107 39 1708 SH SOLE 1708 0 0 INVITATION HOMES INC COM 46187W107 6 20000 SH Put SOLE 20000 0 0 IQIYI INC SPONSORED ADS 46267X108 6 10200 SH Put SOLE 10200 0 0 IQIYI INC SPONSORED ADS 46267X108 184 6800 SH SOLE 6800 0 0 IQIYI INC SPONSORED ADS 46267X108 24 31400 SH Call SOLE 31400 0 0 ISHARES INC EM HGHYL BD ETF 464286285 875 18963 SH SOLE 18963 0 0 ISHARES INC JP MORGAN EM ETF 464286517 1217 28229 SH SOLE 28229 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 116 360300 SH Call SOLE 360300 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 132 348900 SH Put SOLE 348900 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 481 14263 SH SOLE 14263 0 0 ISHARES INC MSCI MLY ETF NEW 46434G814 453 14000 SH SOLE 14000 0 0 ISHARES INC MSCI PAC JP ETF 464286665 863 19000 SH SOLE 19000 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 954 27124 SH SOLE 27124 0 0 ISHARES INC MSCI THAILND ETF 464286624 257 2724 SH SOLE 2724 0 0 ISHARES INC MSCI TURKEY ETF 464286715 153 6416 SH SOLE 6416 0 0 ISHARES INC MSCI TURKEY ETF 464286715 15 13800 SH Put SOLE 13800 0 0 ISHARES TR BROAD USD HIGH 46435U853 1274 26036 SH SOLE 26036 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 2474 57771 SH SOLE 57771 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 51 302600 SH Call SOLE 302600 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 69 231900 SH Put SOLE 231900 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 2831 55485 SH SOLE 55485 0 0 ISHARES TR IBOXX HI YD ETF 464288513 61878 715848 SH SOLE 715848 0 0 ISHARES TR JPMORGAN USD EMG 464288281 579 5367 SH SOLE 5367 0 0 ISHARES TR MSCI EAFE ETF 464287465 23 100000 SH Call SOLE 100000 0 0 ISHARES TR MSCI EAFE ETF 464287465 2217 32600 SH SOLE 32600 0 0 ISHARES TR MSCI EAFE ETF 464287465 20 21900 SH Put SOLE 21900 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 5934 138263 SH SOLE 138263 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 117 385100 SH Call SOLE 385100 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 187 285100 SH Put SOLE 285100 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 0 12500 SH Put SOLE 12500 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2107 12500 SH SOLE 12500 0 0 ISHARES TR S&P US PFD STK 464288687 1161 31257 SH SOLE 31257 0 0 ISHARES TR SELECT DIVID ETF 464287168 5145 51571 SH SOLE 51571 0 0 ISHARES TR U.S. REAL ES ETF 464287739 24 300 SH SOLE 300 0 0 ISHARES TR U.S. REAL ES ETF 464287739 369 127000 SH Put SOLE 127000 0 0 JD COM INC SPON ADR CL A 47215P106 5210 199691 SH SOLE 199691 0 0 JD COM INC SPON ADR CL A 47215P106 77 325100 SH Call SOLE 325100 0 0 JD COM INC SPON ADR CL A 47215P106 1253 274200 SH Put SOLE 274200 0 0 JOHNSON & JOHNSON COM 478160104 1575 11401 SH SOLE 11401 0 0 JOHNSON & JOHNSON COM 478160104 26 10200 SH Put SOLE 10200 0 0 JP MORGAN EXCHANGE TRADED FD DCPLND HG YLD 46641Q878 2807 56429 SH SOLE 56429 0 0 JPMORGAN CHASE & CO COM 46625H100 112 24500 SH Put SOLE 24500 0 0 JPMORGAN CHASE & CO COM 46625H100 2727 25069 SH SOLE 25069 0 0 JPMORGAN CHASE & CO COM 46625H100 302 50300 SH Call SOLE 50300 0 0 KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 23 18300 SH SOLE 18300 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 66 316650 SH SOLE 316650 0 0 KEURIG DR PEPPER INC COM 49271V100 116 5000 SH SOLE 5000 0 0 KEURIG DR PEPPER INC COM 49271V100 9 45600 SH Call SOLE 45600 0 0 KEURIG DR PEPPER INC COM 49271V100 4 11700 SH Put SOLE 11700 0 0 KINDER MORGAN INC DEL COM 49456B101 406 22925 SH SOLE 22925 0 0 KLX INC COM 482539103 6093 97057 SH SOLE 97057 0 0 KMG CHEMICALS INC COM 482564101 779 10305 SH SOLE 10305 0 0 KRAFT HEINZ CO COM 500754106 289 27500 SH Put SOLE 27500 0 0 KRAFT HEINZ CO COM 500754106 63 1136 SH SOLE 1136 0 0 KRAFT HEINZ CO COM 500754106 1 10100 SH Call SOLE 10100 0 0 LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 61 51200 SH SOLE 51200 0 0 LAUDER ESTEE COS INC CL A 518439104 1511 10400 SH SOLE 10400 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 82 200600 SH SOLE 200600 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 507 50000 SH SOLE 50000 0 0 LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 759 74406 SH SOLE 74406 0 0 LENDINGCLUB CORP COM 52603A109 10 102900 SH Put SOLE 102900 0 0 LENDINGCLUB CORP COM 52603A109 4 1100 SH SOLE 1100 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 7640 175874 SH SOLE 175874 0 0 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 108 10500 SH SOLE 10500 0 0 MACYS INC COM 55616P104 245 7065 SH SOLE 7065 0 0 MARATHON OIL CORP COM 565849106 57 2434 SH SOLE 2434 0 0 MARATHON OIL CORP COM 565849106 14 50000 SH Put SOLE 50000 0 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 481 4307 SH SOLE 4307 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2116 9507 SH SOLE 9507 0 0 MASTERCARD INCORPORATED CL A 57636Q104 68 19300 SH Put SOLE 19300 0 0 MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 305 407150 SH SOLE 407150 0 0 MCDONALDS CORP COM 580135101 46 20600 SH Call SOLE 20600 0 0 MEDTRONIC PLC SHS G5960L103 645 6554 SH SOLE 6554 0 0 MERCK & CO INC COM 58933Y105 92 1300 SH SOLE 1300 0 0 MERCK & CO INC COM 58933Y105 41 39800 SH Call SOLE 39800 0 0 MGM RESORTS INTERNATIONAL COM 552953101 3411 122217 SH SOLE 122217 0 0 MGM RESORTS INTERNATIONAL COM 552953101 168 450000 SH Call SOLE 450000 0 0 MICRON TECHNOLOGY INC COM 595112103 9416 208175 SH SOLE 208175 0 0 MICRON TECHNOLOGY INC COM 595112103 1379 953300 SH Call SOLE 953300 0 0 MICRON TECHNOLOGY INC COM 595112103 3292 637500 SH Put SOLE 637500 0 0 MICROSOFT CORP COM 594918104 240 2100 SH SOLE 2100 0 0 MICROSOFT CORP COM 594918104 652 63000 SH Call SOLE 63000 0 0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 86 155986 SH SOLE 155986 0 0 MOMO INC ADR 60879B107 4 100 SH SOLE 100 0 0 MOMO INC ADR 60879B107 24 16000 SH Put SOLE 16000 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 G62848125 356 280000 SH SOLE 280000 0 0 MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 184 18102 SH SOLE 18102 0 0 MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 508 781600 SH SOLE 781600 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 862 89000 SH SOLE 89000 0 0 MV OIL TR TR UNITS 553859109 963 82561 SH SOLE 82561 0 0 MV OIL TR TR UNITS 553859109 14 143500 SH Call SOLE 143500 0 0 NABORS INDUSTRIES LTD SHS G6359F103 407 66048 SH SOLE 66048 0 0 NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 18 10000 SH SOLE 10000 0 0 NETFLIX INC COM 64110L106 226 605 SH SOLE 605 0 0 NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 6701 6569700 SH SOLE 6569700 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 2677 96772 SH SOLE 96772 0 0 NIKE INC CL B 654106103 17 11500 SH Call SOLE 11500 0 0 NIKE INC CL B 654106103 13 12700 SH Put SOLE 12700 0 0 NOKIA CORP SPONSORED ADR 654902204 83 14900 SH SOLE 14900 0 0 NORFOLK SOUTHERN CORP COM 655844108 20050 111081 SH SOLE 111081 0 0 NORFOLK SOUTHERN CORP COM 655844108 3556 433600 SH Call SOLE 433600 0 0 NORFOLK SOUTHERN CORP COM 655844108 13 10000 SH Put SOLE 10000 0 0 NUCOR CORP COM 670346105 374 5900 SH SOLE 5900 0 0 NVIDIA CORP COM 67066G104 683 2429 SH SOLE 2429 0 0 NVIDIA CORP COM 67066G104 35 12400 SH Put SOLE 12400 0 0 NXP SEMICONDUCTORS N V COM N6596X109 2459 4672300 SH Call SOLE 4672300 0 0 NXP SEMICONDUCTORS N V COM N6596X109 18780 2495900 SH Put SOLE 2495900 0 0 NXP SEMICONDUCTORS N V COM N6596X109 9725 113748 SH SOLE 113748 0 0 OASIS PETE INC NEW COM 674215108 527 37112 SH SOLE 37112 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 80 200280 SH SOLE 200280 0 0 OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 494 48611 SH SOLE 48611 0 0 ORACLE CORP COM 68389X105 2365 45876 SH SOLE 45876 0 0 ORACLE CORP COM 68389X105 73 84200 SH Put SOLE 84200 0 0 PAYPAL HLDGS INC COM 70450Y103 91 25000 SH Put SOLE 25000 0 0 PAYPAL HLDGS INC COM 70450Y103 2196 25000 SH SOLE 25000 0 0 PENNEY J C INC COM 708160106 17 10200 SH SOLE 10200 0 0 PENNEY J C INC COM 708160106 23 16500 SH Put SOLE 16500 0 0 PEPSICO INC COM 713448108 34 300 SH SOLE 300 0 0 PEPSICO INC COM 713448108 21 16500 SH Call SOLE 16500 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3125 258912 SH SOLE 258912 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 224 432300 SH Call SOLE 432300 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 158 512600 SH Put SOLE 512600 0 0 PFIZER INC COM 717081103 592 13448 SH SOLE 13448 0 0 PFIZER INC COM 717081103 34 64300 SH Put SOLE 64300 0 0 PFIZER INC COM 717081103 22 33200 SH Call SOLE 33200 0 0 PG&E CORP COM 69331C108 112 390000 SH Call SOLE 390000 0 0 PG&E CORP COM 69331C108 248 215200 SH Put SOLE 215200 0 0 PHILIP MORRIS INTL INC COM 718172109 597 7324 SH SOLE 7324 0 0 PHILIP MORRIS INTL INC COM 718172109 29 11600 SH Call SOLE 11600 0 0 PHILIP MORRIS INTL INC COM 718172109 41 29000 SH Put SOLE 29000 0 0 PINNACLE ENTMT INC NEW COM 72348Y105 744 22095 SH SOLE 22095 0 0 PINNACLE FOODS INC DEL COM 72348P104 2249 34701 SH SOLE 34701 0 0 PROCTER AND GAMBLE CO COM 742718109 15 11200 SH Call SOLE 11200 0 0 PROCTER AND GAMBLE CO COM 742718109 19 12000 SH Put SOLE 12000 0 0 PROCTER AND GAMBLE CO COM 742718109 267 3216 SH SOLE 3216 0 0 PROSHARES TR HGH YLD INT RATE 74348A541 3055 44607 SH SOLE 44607 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 268 199050 SH SOLE 199050 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 2387 230000 SH SOLE 230000 0 0 QUALCOMM INC COM 747525103 11224 155829 SH SOLE 155829 0 0 QUALCOMM INC COM 747525103 8 39400 SH Put SOLE 39400 0 0 QUALCOMM INC COM 747525103 5902 562300 SH Call SOLE 562300 0 0 RH COM 74967X103 20974 160091 SH SOLE 160091 0 0 RH COM 74967X103 5280 180900 SH Call SOLE 180900 0 0 RH COM 74967X103 17 224600 SH Put SOLE 224600 0 0 RITE AID CORP COM 767754104 14 10850 SH SOLE 10850 0 0 ROCKWELL COLLINS INC COM 774341101 1248 936400 SH Put SOLE 936400 0 0 ROCKWELL COLLINS INC COM 774341101 5759 41000 SH SOLE 41000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 529 7760 SH SOLE 7760 0 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 202 2000 SH SOLE 2000 0 0 S&P GLOBAL INC COM 78409V104 28 22500 SH Call SOLE 22500 0 0 SABAN CAP ACQUISITION CORP *W EXP 09/21/202 78516C114 12 10700 SH SOLE 10700 0 0 SALESFORCE COM INC COM 79466L302 334 2102 SH SOLE 2102 0 0 SALESFORCE COM INC COM 79466L302 54 14700 SH Put SOLE 14700 0 0 SCHWAB CHARLES CORP NEW COM 808513105 461 9378 SH SOLE 9378 0 0 SCIENTIFIC GAMES CORP COM 80874P109 6806 573900 SH Put SOLE 573900 0 0 SCIENTIFIC GAMES CORP COM 80874P109 146 1198300 SH Call SOLE 1198300 0 0 SCIENTIFIC GAMES CORP COM 80874P109 15850 624024 SH SOLE 624024 0 0 SCORPIO BULKERS INC COM Y7546A122 1174 161973 SH SOLE 161973 0 0 SEAWORLD ENTMT INC COM 81282V100 6185 196777 SH SOLE 196777 0 0 SEAWORLD ENTMT INC COM 81282V100 9 13600 SH Call SOLE 13600 0 0 SEAWORLD ENTMT INC COM 81282V100 248 903300 SH Put SOLE 903300 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 16 66000 SH Put SOLE 66000 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 508 10700 SH SOLE 10700 0 0 SHIRE PLC SPONSORED ADR 82481R106 997 5500 SH SOLE 5500 0 0 SHIRE PLC SPONSORED ADR 82481R106 1652 191000 SH Call SOLE 191000 0 0 SHIRE PLC SPONSORED ADR 82481R106 507 253400 SH Put SOLE 253400 0 0 SIMPLY GOOD FOODS CO *W EXP 07/07/202 82900L110 2013 238188 SH SOLE 238188 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 45 16400 SH Call SOLE 16400 0 0 SNAP INC CL A 83304A106 25 177600 SH Call SOLE 177600 0 0 SNAP INC CL A 83304A106 756 302400 SH Put SOLE 302400 0 0 SNAP INC CL A 83304A106 1772 208990 SH SOLE 208990 0 0 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 95 88854 SH SOLE 88854 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 18474 63543 SH SOLE 63543 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 926 115000 SH Call SOLE 115000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 20 136200 SH Put SOLE 136200 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 22801 422704 SH SOLE 422704 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 574 20702 SH SOLE 20702 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 775 23266 SH SOLE 23266 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 3346 110861 SH SOLE 110861 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 500 490300 SH Put SOLE 490300 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 132 48000 SH Call SOLE 48000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2 28600 SH Put SOLE 28600 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 3511 81100 SH SOLE 81100 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 2004 56095 SH SOLE 56095 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 235 1300 SH SOLE 1300 0 0 SQUARE INC CL A 852234103 5416 54703 SH SOLE 54703 0 0 SQUARE INC CL A 852234103 23 298100 SH Put SOLE 298100 0 0 STATE BK FINL CORP COM 856190103 675 22367 SH SOLE 22367 0 0 SYNCHRONY FINL COM 87165B103 4269 137343 SH SOLE 137343 0 0 SYNCHRONY FINL COM 87165B103 94 200000 SH Put SOLE 200000 0 0 T MOBILE US INC COM 872590104 14 197 SH SOLE 197 0 0 T MOBILE US INC COM 872590104 63 50000 SH Call SOLE 50000 0 0 TARGET CORP COM 87612E106 542 6140 SH SOLE 6140 0 0 TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 859 85378 SH SOLE 85378 0 0 TESLA INC COM 88160R101 6352 23990 SH SOLE 23990 0 0 TESLA INC COM 88160R101 252 60000 SH Call SOLE 60000 0 0 TESLA INC COM 88160R101 2963 160000 SH Put SOLE 160000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 5 160000 SH Call SOLE 160000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 10 330000 SH Put SOLE 330000 0 0 THOMSON REUTERS CORP COM 884903105 1375 30100 SH SOLE 30100 0 0 TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 356 603500 SH SOLE 603500 0 0 TILRAY INC COM CL 2 88688T100 229 10000 SH Call SOLE 10000 0 0 TILRAY INC COM CL 2 88688T100 879 6117 SH SOLE 6117 0 0 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 159 690800 SH SOLE 690800 0 0 TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 2375 250000 SH SOLE 250000 0 0 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 114 250000 SH SOLE 250000 0 0 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 231 21828 SH SOLE 21828 0 0 TRANSOCEAN LTD REG SHS H8817H100 1943 139347 SH SOLE 139347 0 0 TRIBUNE MEDIA CO CL A 896047503 3000 78066 SH SOLE 78066 0 0 TRIBUNE MEDIA CO CL A 896047503 125 1006600 SH Put SOLE 1006600 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 58 199700 SH SOLE 199700 0 0 TRINITY INDS INC COM 896522109 4173 113885 SH SOLE 113885 0 0 TRINITY INDS INC COM 896522109 3 13500 SH Put SOLE 13500 0 0 TRINITY MERGER CORP *W EXP 05/11/202 89653L114 523 1046200 SH SOLE 1046200 0 0 TRINITY MERGER CORP UNIT 05/11/2025 89653L205 491 47999 SH SOLE 47999 0 0 TRIVAGO N V SPON ADS A SHS 89686D105 773 125488 SH SOLE 125488 0 0 TUPPERWARE BRANDS CORP COM 899896104 688 20560 SH SOLE 20560 0 0 TUPPERWARE BRANDS CORP COM 899896104 755 100000 SH Put SOLE 100000 0 0 TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 514 50000 SH SOLE 50000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 6899 148912 SH SOLE 148912 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 9308 4673300 SH Call SOLE 4673300 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 3390 2985900 SH Put SOLE 2985900 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 1489 32500 SH SOLE 32500 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 200 173100 SH Call SOLE 173100 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 140 57700 SH Put SOLE 57700 0 0 TWITTER INC COM 90184L102 4990 175338 SH SOLE 175338 0 0 TWITTER INC COM 90184L102 589 480400 SH Call SOLE 480400 0 0 TWITTER INC COM 90184L102 1774 426800 SH Put SOLE 426800 0 0 UNION ACQUISITION CORP *W EXP 07/01/202 G9366W127 113 352128 SH SOLE 352128 0 0 UNION PAC CORP COM 907818108 22 14600 SH Call SOLE 14600 0 0 UNION PAC CORP COM 907818108 26 11900 SH Put SOLE 11900 0 0 UNIQURE NV SHS N90064101 1842 50623 SH SOLE 50623 0 0 UNITED PARCEL SERVICE INC CL B 911312106 58 497 SH SOLE 497 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1 13000 SH Put SOLE 13000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 2230 143716 SH SOLE 143716 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 276 243400 SH Call SOLE 243400 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 16 537300 SH Put SOLE 537300 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6368 45553 SH SOLE 45553 0 0 UNITED TECHNOLOGIES CORP COM 913017109 54 40000 SH Call SOLE 40000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 578 2171 SH SOLE 2171 0 0 UPLAND SOFTWARE INC COM 91544A109 20 50000 SH Put SOLE 50000 0 0 UPLAND SOFTWARE INC COM 91544A109 848 26242 SH SOLE 26242 0 0 UPLAND SOFTWARE INC COM 91544A109 18 60000 SH Call SOLE 60000 0 0 VALE S A ADR 91912E105 95 30000 SH Call SOLE 30000 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 1919 65993 SH SOLE 65993 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 6711 264954 SH SOLE 264954 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 33 59000 SH Put SOLE 59000 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 71 107600 SH Call SOLE 107600 0 0 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 796 40996 SH SOLE 40996 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 1777 82407 SH SOLE 82407 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 206 170000 SH Put SOLE 170000 0 0 VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 148 250000 SH SOLE 250000 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 1844 193521 SH SOLE 193521 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2489 46613 SH SOLE 46613 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 64 85400 SH Put SOLE 85400 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 793 105000 SH Call SOLE 105000 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 1412 226219 SH SOLE 226219 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 10 86200 SH Call SOLE 86200 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 535 222000 SH Put SOLE 222000 0 0 VISA INC COM CL A 92826C839 234 1557 SH SOLE 1557 0 0 VISA INC COM CL A 92826C839 27 12200 SH Call SOLE 12200 0 0 VISA INC COM CL A 92826C839 33 16400 SH Put SOLE 16400 0 0 VMWARE INC CL A COM 928563402 6160 39472 SH SOLE 39472 0 0 VMWARE INC CL A COM 928563402 26 115000 SH Put SOLE 115000 0 0 VMWARE INC CL A COM 928563402 198 32900 SH Call SOLE 32900 0 0 WALMART INC COM 931142103 1156 12314 SH SOLE 12314 0 0 WALMART INC COM 931142103 16 14800 SH Call SOLE 14800 0 0 WALMART INC COM 931142103 57 24900 SH Put SOLE 24900 0 0 WASTE MGMT INC DEL COM 94106L109 361 4000 SH SOLE 4000 0 0 WELLS FARGO CO NEW COM 949746101 131 218700 SH Call SOLE 218700 0 0 WELLS FARGO CO NEW COM 949746101 720 446000 SH Put SOLE 446000 0 0 WELLS FARGO CO NEW COM 949746101 9399 178813 SH SOLE 178813 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 752 31064 SH SOLE 31064 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 664 11460 SH SOLE 11460 0 0 XCERRA CORP COM 98400J108 225 15800 SH SOLE 15800 0 0 YELP INC CL A 985817105 1181 24000 SH SOLE 24000 0 0 YELP INC CL A 985817105 77 100000 SH Call SOLE 100000 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 238 13313 SH SOLE 13313 0 0 ZYNGA INC CL A 98986T108 3 25000 SH Call SOLE 25000 0 0