0001209191-22-037117.txt : 20220615 0001209191-22-037117.hdr.sgml : 20220615 20220615191744 ACCESSION NUMBER: 0001209191-22-037117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220613 FILED AS OF DATE: 20220615 DATE AS OF CHANGE: 20220615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Courtney Phillips CENTRAL INDEX KEY: 0001782758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38935 FILM NUMBER: 221019016 MAIL ADDRESS: STREET 1: ATRECA INC. STREET 2: 500 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Atreca, Inc. CENTRAL INDEX KEY: 0001532346 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273723255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 835 INDUSTRIAL ROAD, STREET 2: SUITE 400 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-595-2595 MAIL ADDRESS: STREET 1: 835 INDUSTRIAL ROAD, STREET 2: SUITE 400 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-13 0 0001532346 Atreca, Inc. BCEL 0001782758 Courtney Phillips C/O ATRECA, INC., 835 INDUSTRIAL RD. SUITE 400 SAN CARLOS CA 94070 0 1 0 0 General Counsel & Secretary Employee stock option (right to buy) 1.845 2022-06-13 4 A 0 80000 A 2031-01-26 Class A Common Stock 80000 80000 D Employee stock option (right to buy) 13.97 2022-06-13 4 D 0 80000 0.00 D 2031-01-26 Class A Common Stock 80000 0 D Employee stock option (right to buy) 1.845 2022-06-13 4 A 0 45000 A 2029-07-10 Class A Common Stock 45000 45000 D Employee stock option (right to buy) 16.74 2022-06-13 4 D 0 45000 0.00 D 2029-07-10 Class A Common Stock 45000 0 D Employee stock option (right to buy) 1.845 2022-06-13 4 A 0 91666 A 2029-06-16 Class A Common Stock 91666 91666 D Employee stock option (right to buy) 17.00 2022-06-13 4 D 0 91666 0.00 D 2029-06-16 Class A Common Stock 91666 0 D Employee stock option (right to buy) 1.845 2022-06-13 4 A 0 65000 A 2030-02-25 Class A Common Stock 65000 65000 D Employee stock option (right to buy) 22.07 2022-06-13 4 D 0 65000 0.00 D 2030-02-25 Class A Common Stock 65000 0 D 1/48 of the Option vests in equal monthly installments as measured from 1/1/2021. If applicable, vesting accelerates as provided in, and subject to the terms and conditions of, that certain Executive Employment Agreement between the Issuer and the Reporting Person, as may be amended from time to time. The transactions reported herein reflect a one-time stock option repricing effective on June 13, 2022 (the "Option Repricing"). The Option Repricing applies to options with exercise prices greater than or equal to $9.00 per share held by all employees of the Issuer as of June 13, 2022. Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.845 per share, the closing price of the Issuer's Class A common stock on the Nasdaq Global Select Market as of the date of the Option Repricing. There have been no other changes to the terms of the repriced options, including the Option. The Option Repricing does not apply to options held by non-employee directors of the Issuer. 1/4 of the Option vests on 6/10/2020 and 1/48 of the Option vests in equal monthly installments as measured from 6/10/2020. If applicable, vesting accelerates as provided in, and subject to the terms and conditions of, that certain Executive Employment Agreement between the Issuer and the Reporting Person, as may be amended from time to time. 1/4 of the Option vests on 6/10/2020 and 1/48 of the Option vests in equal monthly installments as measured from 6/10/2020. If applicable, vesting accelerates as provided in, and subject to the terms and conditions of, that certain Executive Employment Agreement between the Issuer and the Reporting Person, as may be amended from time to time. 6/48 of the Option vests on 7/1/2020 and 1/48 of the Option vests in equal monthly installments as measured from 7/1/2020. If applicable, vesting accelerates as provided in, and subject to the terms and conditions of, that certain Executive Employment Agreement between the Issuer and the Reporting Person, as may be amended from time to time. /s/ Herbert Cross, attorney-in-fact 2022-06-15