0001543407-17-000034.txt : 20170911 0001543407-17-000034.hdr.sgml : 20170911 20170911091708 ACCESSION NUMBER: 0001543407-17-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170908 FILED AS OF DATE: 20170911 DATE AS OF CHANGE: 20170911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sichak Stephen CENTRAL INDEX KEY: 0001532277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 171078123 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-08 0000010795 BECTON DICKINSON & CO BDX 0001532277 Sichak Stephen C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Executive Vice President Common Stock 2017-09-08 4 M 0 6085 76.18 A 14038 D Common Stock 2017-09-08 4 D 0 2313 200.46 D 11725 D Common Stock 2017-09-08 4 S 0 3772 200.46 D 7953 D Common Stock 2017-09-08 4 M 0 11094 108.89 A 19047 D Common Stock 2017-09-08 4 D 0 6027 200.46 D 13020 D Common Stock 2017-09-08 4 S 0 5067 200.46 D 7953 D Common Stock 2017-09-08 4 M 0 6184 134.73 A 14137 D Common Stock 2017-09-08 4 D 0 4157 200.46 D 9980 D Common Stock 2017-09-08 4 S 0 2027 200.46 D 7953 D Common Stock 2017-09-08 4 M 0 3670 150.12 A 11623 D Common Stock 2017-09-08 4 D 0 2749 200.46 D 8874 D Common Stock 2017-09-08 4 S 0 921 200.46 D 7953 D Stock Appreciation Rights 76.18 2017-09-08 4 M 0 6085 0 D 2013-11-20 2022-11-20 Common Stock 6085 0 D Stock Appreciation Rights 108.89 2017-09-08 4 M 0 11094 0 D 2014-11-26 2023-11-26 Common Stock 11094 3698 D Stock Appreciation Rights 134.73 2017-09-08 4 M 0 6184 0 D 2015-11-25 2024-11-25 Common Stock 6184 6186 D Stock Appreciation Rights 150.12 2017-09-08 4 M 0 3670 0 D 2016-11-26 2025-11-26 Common Stock 3670 11010 D The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. The stock appreciation rights vest in four annual installments beginning November 20, 2013. The stock appreciation rights vest in four annual installments beginning November 26, 2014. The stock appreciation rights vest in four annual installments beginning November 25, 2015. The stock appreciation rights vest in four annual installments beginning November 26, 2016. Richard Stout, by power of attorney for Stephen Sichak 2017-09-11