0000950123-21-006463.txt : 20210514 0000950123-21-006463.hdr.sgml : 20210514 20210514130727 ACCESSION NUMBER: 0000950123-21-006463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PineBridge Investments, L.P. CENTRAL INDEX KEY: 0001531721 IRS NUMBER: 980645113 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14581 FILM NUMBER: 21923321 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-857-8000 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PineBridge Investments Ltd DATE OF NAME CHANGE: 20110930 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001531721 XXXXXXXX 03-31-2021 03-31-2021 false PINEBRIDGE INVESTMENTS, L.P.
65 EAST 55TH STREET NEW YORK NY 10022
13F HOLDINGS REPORT 028-14581 N
DAVID MCCABE VICE PRESIDENT, COMPLIANCE 646-857-8132 DAVID MCCABE NEW YORK NY 05-13-2021 3 651 7834286 false 1 028-04637 PINEBRIDGE INVESTMENTS LLC 2 PINEBRIDGE INVESTMENTS ASIA LIMITED 3 PINEBRIDGE INVESTMENTS JAPAN COMPANY LIMITED
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GRDN SPRT COR CL A COM 55825T103 3708 20661 SH SOLE 1 20661 0 0 MANPOWERGROUP INC COM COM 56418H100 103 1042 SH SOLE 1 1042 0 0 MARATHON OIL CORP COM COM 565849106 7252 679073 SH SOLE 1 679073 0 0 MARATHON PETE CORP COM COM 56585A102 1694 31676 SH SOLE 1 31676 0 0 MARKEL CORP COM COM 570535104 5818 5105 SH SOLE 1 5105 0 0 MARKETAXESS HLDGS INC COM COM 57060D108 10687 21464 SH SOLE 1 21464 0 0 MARRIOTT INTL INC NEW CL A COM 571903202 13635 92060 SH SOLE 1 92060 0 0 MARSH & MCLENNAN COS INC COM COM 571748102 14961 122830 SH SOLE 1 122830 0 0 MARVELL TECHNOLOGY GROUP LTD ORD COM G5876H105 3380 69016 SH SOLE 1 69016 0 0 MASCO CORP COM COM 574599106 13814 230619 SH SOLE 1 230619 0 0 MASTERCARD INCORPORATED CL A COM 57636Q104 45704 128364 SH SOLE 1 128364 0 0 MATCH GROUP INC NEW COM COM 57667L107 2017 14679 SH SOLE 1 14679 0 0 MAXIM INTEGRATED PRODS INC COM COM 57772K101 808 8845 SH SOLE 1 8845 0 0 MCDONALDS CORP COM COM 580135101 23453 104636 SH SOLE 1 104636 0 0 MEDTRONIC PLC SHS COM 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COM COM 595017104 21386 137778 SH SOLE 1 137778 0 0 MICRON TECHNOLOGY INC COM COM 595112103 17861 202483 SH SOLE 1 202483 0 0 MICROSOFT CORP COM COM 594918104 383090 1624848 SH SOLE 1 1624848 0 0 MOHAWK INDS INC COM COM 608190104 4692 24396 SH SOLE 1 24396 0 0 MOLSON COORS BEVERAGE CO CL B COM 60871R209 3861 75480 SH SOLE 1 75480 0 0 MONDELEZ INTL INC CL A COM 609207105 225 3850 SH SOLE 1 3850 0 0 MONOLITHIC PWR SYS INC COM COM 609839105 3232 9149 SH SOLE 1 9149 0 0 MONSTER BEVERAGE CORP NEW COM COM 61174X109 16234 178215 SH SOLE 1 178215 0 0 MOODYS CORP COM COM 615369105 6961 23311 SH SOLE 1 23311 0 0 MORGAN STANLEY COM NEW COM 617446448 6450 83058 SH SOLE 1 83058 0 0 MOSAIC CO NEW COM COM 61945C103 5635 178253 SH SOLE 1 178253 0 0 MOTOROLA SOLUTIONS INC COM NEW COM 620076307 13478 71674 SH SOLE 1 71674 0 0 NASDAQ INC COM COM 631103108 104 703 SH SOLE 1 703 0 0 NATIONAL INSTRS CORP COM COM 636518102 1039 24061 SH SOLE 1 24061 0 0 NATURA &CO HLDG S A ADS COM 63884N108 6176 363486 SH 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SOLE 1 299460 0 0 NORWEGIAN CRUISE LINE HLDG L SHS COM G66721104 4162 150854 SH SOLE 1 150854 0 0 NOV INC COM ADDED COM 62955J103 4099 298759 SH SOLE 1 298759 0 0 NRG ENERGY INC COM NEW COM 629377508 7905 209508 SH SOLE 1 209508 0 0 NU SKIN ENTERPRISES INC CL A COM 67018T105 162 3054 SH SOLE 1 3054 0 0 NUCOR CORP COM COM 670346105 27500 342590 SH SOLE 1 342590 0 0 NVIDIA CORPORATION COM COM 67066G104 78377 146793 SH SOLE 1 146793 0 0 NVR INC COM COM 62944T105 763 162 SH SOLE 1 162 0 0 NXP SEMICONDUCTORS N V COM COM N6596X109 8503 42230 SH SOLE 1 42230 0 0 OCCIDENTAL PETE CORP COM COM 674599105 3741 140534 SH SOLE 1 140534 0 0 OKTA INC CL A COM 679295105 6012 27276 SH SOLE 1 27276 0 0 OLD DOMINION FREIGHT LINE IN COM COM 679580100 19820 82441 SH SOLE 1 82441 0 0 OLD REP INTL CORP COM COM 680223104 2291 104877 SH SOLE 1 104877 0 0 OLLIES BARGAIN OUTLET HLDGS COM COM 681116109 17 200 SH SOLE 1 200 0 0 OMNICOM GROUP INC COM COM 681919106 711 9591 SH SOLE 1 9591 0 0 ON SEMICONDUCTOR CORP COM COM 682189105 3869 92978 SH SOLE 1 92978 0 0 ORACLE CORP COM COM 68389X105 22178 316059 SH SOLE 1 316059 0 0 OREILLY AUTOMOTIVE INC COM COM 67103H107 11753 23171 SH SOLE 1 23171 0 0 OTIS WORLDWIDE CORP COM COM 68902V107 21912 320114 SH SOLE 1 320114 0 0 OWENS CORNING NEW COM COM 690742101 5365 58255 SH SOLE 1 58255 0 0 OZON HLDGS PLC SPONSORED ADS COM 69269L104 158 2820 SH SOLE 1 2820 0 0 PACCAR INC COM COM 693718108 23715 255219 SH SOLE 1 255219 0 0 PAGSEGURO DIGITAL LTD COM CL A COM G68707101 1222 26388 SH SOLE 1 26388 0 0 PALO ALTO NETWORKS INC COM COM 697435105 5563 17272 SH SOLE 1 17272 0 0 PARKER-HANNIFIN CORP COM COM 701094104 3199 10141 SH SOLE 1 10141 0 0 PAYCHEX INC COM COM 704326107 2649 27030 SH SOLE 1 27030 0 0 PAYPAL HLDGS INC COM COM 70450Y103 42829 176367 SH SOLE 1 176367 0 0 PEOPLES UNITED FINANCIAL INC COM COM 712704105 918 51265 SH SOLE 1 51265 0 0 PEPSICO INC COM COM 713448108 24018 169800 SH SOLE 1 169800 0 0 PERKINELMER INC COM COM 714046109 12009 93606 SH SOLE 1 93606 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR COM 71654V408 3312 390571 SH SOLE 1 390571 0 0 PFIZER INC COM COM 717081103 26831 740574 SH SOLE 1 740574 0 0 PHILIP MORRIS INTL INC COM COM 718172109 23139 260753 SH SOLE 1 260753 0 0 PHILLIPS 66 COM COM 718546104 1694 20771 SH SOLE 1 20771 0 0 PILGRIMS PRIDE CORP COM COM 72147K108 682 28658 SH SOLE 1 28658 0 0 PINDUODUO INC SPONSORED ADS COM 722304102 96 720 SH SOLE 1 720 0 0 PINDUODUO INC SPONSORED ADS COM 722304102 16168 120762 SH SOLE 2 120762 0 0 PINNACLE WEST CAP CORP COM COM 723484101 19157 235486 SH SOLE 1 235486 0 0 PINTEREST INC CL A COM 72352L106 1478 19970 SH SOLE 1 19970 0 0 PIONEER NAT RES CO COM COM 723787107 11964 75332 SH SOLE 1 75332 0 0 PLANET FITNESS INC CL A COM 72703H101 3668 47446 SH SOLE 1 47446 0 0 PNC FINL SVCS GROUP INC COM COM 693475105 4251 24234 SH SOLE 1 24234 0 0 POLARIS INC COM COM 731068102 1903 14251 SH SOLE 1 14251 0 0 POOL CORP COM COM 73278L105 14436 41813 SH SOLE 1 41813 0 0 PPG INDS INC COM COM 693506107 28536 189908 SH SOLE 1 189908 0 0 PRA HEALTH SCIENCES INC COM COM 69354M108 1664 10854 SH SOLE 1 10854 0 0 PRICE T ROWE GROUP INC COM COM 74144T108 6782 39522 SH SOLE 1 39522 0 0 PROCTER AND GAMBLE CO COM COM 742718109 53849 397612 SH SOLE 1 397612 0 0 PROGRESSIVE CORP COM COM 743315103 3909 40883 SH SOLE 1 40883 0 0 PROLOGIS INC. COM COM 74340W103 19388 182905 SH SOLE 1 182905 0 0 PROOFPOINT INC COM COM 743424103 2030 16139 SH SOLE 1 16139 0 0 PROSPERITY BANCSHARES INC COM COM 743606105 22 300 SH SOLE 1 300 0 0 PRUDENTIAL FINL INC COM COM 744320102 6915 75902 SH SOLE 1 75902 0 0 PTC INC COM COM 69370C100 12187 88539 SH SOLE 1 88539 0 0 PUBLIC STORAGE COM COM 74460D109 42291 171386 SH SOLE 1 171386 0 0 PULTE GROUP INC COM COM 745867101 12147 231638 SH SOLE 1 231638 0 0 PVH CORPORATION COM COM 693656100 4597 43487 SH SOLE 1 43487 0 0 QORVO INC COM COM 74736K101 11563 63289 SH SOLE 1 63289 0 0 QUALCOMM INC COM COM 747525103 39581 298519 SH SOLE 1 298519 0 0 QUEST DIAGNOSTICS INC COM COM 74834L100 9226 71886 SH SOLE 1 71886 0 0 QURATE RETAIL INC COM SER A COM 74915M100 66 5614 SH SOLE 1 5614 0 0 RALPH LAUREN CORP CL A COM 751212101 4273 34691 SH SOLE 1 34691 0 0 RAYMOND JAMES FINL INC COM COM 754730109 16343 133347 SH SOLE 1 133347 0 0 RAYTHEON TECHNOLOGIES CORP COM COM 75513E101 13033 168667 SH SOLE 1 168667 0 0 REALPAGE INC COM COM 75606N109 2023 23203 SH SOLE 1 23203 0 0 REGENERON PHARMACEUTICALS COM COM 75886F107 56 119 SH SOLE 1 119 0 0 REGIONS FINANCIAL CORP NEW COM COM 7591EP100 10546 510451 SH SOLE 1 510451 0 0 RELIANCE STEEL & ALUMINUM CO COM COM 759509102 4005 26296 SH SOLE 1 26296 0 0 REPUBLIC SVCS INC COM COM 760759100 3888 39136 SH SOLE 1 39136 0 0 RESMED INC COM COM 761152107 1642 8463 SH SOLE 1 8463 0 0 RINGCENTRAL INC CL A COM 76680R206 3477 11672 SH SOLE 1 11672 0 0 ROBERT HALF INTL INC COM COM 770323103 8046 103059 SH SOLE 1 103059 0 0 ROCKWELL AUTOMATION INC COM COM 773903109 6148 23162 SH SOLE 1 23162 0 0 ROKU INC COM CL A COM 77543R102 1431 4392 SH SOLE 1 4392 0 0 ROLLINS INC COM COM 775711104 3092 89827 SH SOLE 1 89827 0 0 ROPER TECHNOLOGIES INC COM COM 776696106 8575 21261 SH SOLE 1 21261 0 0 ROSS STORES INC COM COM 778296103 1964 16379 SH SOLE 1 16379 0 0 ROYAL CARIBBEAN GROUP COM COM V7780T103 6608 77191 SH SOLE 1 77191 0 0 RPM INTL INC COM COM 749685103 3233 35203 SH SOLE 1 35203 0 0 S&P GLOBAL INC COM COM 78409V104 35517 100651 SH SOLE 1 100651 0 0 SALESFORCE COM INC COM COM 79466L302 42342 199850 SH SOLE 1 199850 0 0 SBA COMMUNICATIONS CORP NEW CL A COM 78410G104 3939 14192 SH SOLE 1 14192 0 0 SCHLUMBERGER LTD COM COM 806857108 13380 492109 SH SOLE 1 492109 0 0 SCHWAB CHARLES CORP COM COM 808513105 3309 50763 SH SOLE 1 50763 0 0 SEA LTD SPONSORD ADS COM 81141R100 19862 88975 SH SOLE 2 88975 0 0 SEAGATE TECHNOLOGY PLC SHS COM G7945M107 17 223 SH SOLE 1 223 0 0 SEAGEN INC COM COM 81181C104 3929 28295 SH SOLE 1 28295 0 0 SEALED AIR CORP NEW COM COM 81211K100 5783 126218 SH SOLE 1 126218 0 0 SEAWORLD ENTMT INC COM COM 81282V100 5317 107045 SH SOLE 1 107045 0 0 SELECT SECTOR SPDR TR COMMUNICATION COM 81369Y852 836 11400 SH SOLE 1 11400 0 0 SELECT SECTOR SPDR TR ENERGY COM 81369Y506 172 3500 SH SOLE 1 3500 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC COM 81369Y860 190 4800 SH SOLE 1 4800 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR COM 81369Y407 807 4800 SH SOLE 1 4800 0 0 SELECT SECTOR SPDR TR SBI INT-FINL COM 81369Y605 507 14900 SH SOLE 1 14900 0 0 SELECT SECTOR SPDR TR SBI INT-INDS COM 81369Y704 1024 10400 SH SOLE 1 10400 0 0 SELECT SECTOR SPDR TR SBI MATERIALS COM 81369Y100 205 2600 SH SOLE 1 2600 0 0 SELECT SECTOR SPDR TR TECHNOLOGY COM 81369Y803 2005 15100 SH SOLE 1 15100 0 0 SERVICE CORP INTL COM COM 817565104 3127 61254 SH SOLE 1 61254 0 0 SERVICENOW INC COM COM 81762P102 18833 37658 SH SOLE 1 37658 0 0 SHERWIN WILLIAMS CO COM COM 824348106 23747 32177 SH SOLE 1 32177 0 0 SHOPIFY INC CL A COM 82509L107 8811 7963 SH SOLE 1 7963 0 0 SIMON PPTY GROUP INC NEW COM COM 828806109 6674 58664 SH SOLE 1 58664 0 0 SIX FLAGS ENTMT CORP NEW COM COM 83001A102 4376 94177 SH SOLE 1 94177 0 0 SKYWEST INC COM COM 830879102 4663 85583 SH SOLE 1 85583 0 0 SKYWORKS SOLUTIONS INC COM COM 83088M102 12738 69427 SH SOLE 1 69427 0 0 SMITH A O CORP COM COM 831865209 16864 249427 SH SOLE 1 249427 0 0 SMUCKER J M CO COM NEW COM 832696405 6410 50657 SH SOLE 1 50657 0 0 SNAP INC CL A COM 83304A106 2356 45058 SH SOLE 1 45058 0 0 SNAP ON INC COM COM 833034101 774 3356 SH SOLE 1 3356 0 0 SOUTHERN CO COM COM 842587107 183 2949 SH SOLE 1 2949 0 0 SOUTHERN COPPER CORP COM COM 84265V105 528 7780 SH SOLE 1 7780 0 0 SOUTHWEST AIRLS CO COM COM 844741108 4550 74525 SH SOLE 1 74525 0 0 SPDR GOLD TR GOLD SHS COM 78463V107 5395 33728 SH SOLE 1 33728 0 0 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 30150 76074 SH SOLE 1 76074 0 0 SPDR SER TR S&P BK ETF COM 78464A797 353 6800 SH SOLE 1 6800 0 0 SPIRIT AIRLS INC COM COM 848577102 4562 123629 SH SOLE 1 123629 0 0 SPLUNK INC COM COM 848637104 1223 9027 SH SOLE 1 9027 0 0 SPROUTS FMRS MKT INC COM COM 85208M102 1097 41217 SH SOLE 1 41217 0 0 SQUARE INC CL A COM 852234103 3924 17284 SH SOLE 1 17284 0 0 SS&C TECHNOLOGIES HLDGS INC COM COM 78467J100 453 6483 SH SOLE 1 6483 0 0 STANLEY BLACK & DECKER INC COM COM 854502101 2746 13753 SH SOLE 1 13753 0 0 STARBUCKS CORP COM COM 855244109 8076 73908 SH SOLE 1 73908 0 0 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