0000945621-11-000195.txt : 20111012 0000945621-11-000195.hdr.sgml : 20111012 20111012150024 ACCESSION NUMBER: 0000945621-11-000195 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20111012 DATE AS OF CHANGE: 20111012 EFFECTIVENESS DATE: 20111012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Alternative Strategies Fund CENTRAL INDEX KEY: 0001531230 IRS NUMBER: 452575644 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-167109 FILM NUMBER: 111137433 BUSINESS ADDRESS: STREET 1: 200 HOPMEADOW STREET CITY: SIMSBURY STATE: CT ZIP: 06089 BUSINESS PHONE: 860-843-9934 MAIL ADDRESS: STREET 1: 200 HOPMEADOW STREET CITY: SIMSBURY STATE: CT ZIP: 06089 D 1 primary_doc.xml X0704 D LIVE 0001531230 Hartford Alternative Strategies Fund 200 HOPMEADOW STREET SIMSBURY CT CONNECTICUT 06089 860-843-9934 DELAWARE None None Other Delaware statutory trust true 2011 N/A Hartford Investment Financial Services, LLC 200 Hopmeadow Street Simsbury CT CONNECTICUT 06089 Promoter Investment Manager Lynn S. Birdsong c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Director Robert M. Gavin c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Director Duane E. Hill c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Director Sandra S. Jaffee c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Director William P. Johnston c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Director Phillip O. Peterson c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Director Lemma W. Senbet c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Director David Levenson c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Director Lowndes A. Smith c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Director Edward P. Macdonald c/o Hartford Mutual Funds P.O. Box 2999 Hartford CT CONNECTICUT 06104 Executive Officer Vice President, Secretary and Chief Legal Officer Pooled Investment Fund Other Investment Fund true Decline to Disclose 06 false 2011-09-30 true true false 0 Indefinite 237683718 Indefinite false 13 0 0 0 The Fund pays a monthly fee to the Investment Manager based on a stated percentage of the Fund's average daily net asset value. false Hartford Alternative Strategies Fund /s/ Edward P. Macdonald Edward P. Macdonald Vice President, Secretary and Chief Legal Officer 2011-10-12