0001104659-20-067913.txt : 20200529 0001104659-20-067913.hdr.sgml : 20200529 20200529202649 ACCESSION NUMBER: 0001104659-20-067913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200527 FILED AS OF DATE: 20200529 DATE AS OF CHANGE: 20200529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Marc D CENTRAL INDEX KEY: 0001710031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38131 FILM NUMBER: 20930460 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE, SUITE 100 CITY: JERICHO STATE: NY ZIP: 11753 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Esquire Financial Holdings, Inc. CENTRAL INDEX KEY: 0001531031 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 JERICHO QUADRANGLE STREET 2: SUITE 100 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (800) 996-0213 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE STREET 2: SUITE 100 CITY: JERICHO STATE: NY ZIP: 11753 4 1 tm2021427d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-05-27 0 0001531031 Esquire Financial Holdings, Inc. ESQ 0001710031 Grossman Marc D 100 JERICHO QUADRANGLE, SUITE 100 JERICHO NY 11753 1 0 0 0 Common Stock 2020-05-27 4 S 0 79 17.15 D 9020 I By Spouse Common Stock 13000 D Stock Options 12.50 2017-09-01 2026-09-01 Common Stock 7500 7500 D Stock Options 24.90 2019-12-10 2028-12-10 Common Stock 1500 1500 D Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. Stock options vest at a rate of 20% per year commencing on September 1, 2017. Stock options vest in three equal annual installments commencing on December 10, 2019. This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a purchase transaction which occurred on May 14, 2020 and was previously reported on a Form 4. The reporting person has agreed to pay the Issuer $369.89, representing the full amount of profit realized in connection with the short-swing transactions. /s/ Eric S. Bader, pursuant to Power of Attorney 2020-05-29