0001104659-20-067913.txt : 20200529
0001104659-20-067913.hdr.sgml : 20200529
20200529202649
ACCESSION NUMBER: 0001104659-20-067913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200527
FILED AS OF DATE: 20200529
DATE AS OF CHANGE: 20200529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grossman Marc D
CENTRAL INDEX KEY: 0001710031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38131
FILM NUMBER: 20930460
MAIL ADDRESS:
STREET 1: 100 JERICHO QUADRANGLE, SUITE 100
CITY: JERICHO
STATE: NY
ZIP: 11753
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Esquire Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001531031
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 JERICHO QUADRANGLE
STREET 2: SUITE 100
CITY: JERICHO
STATE: NY
ZIP: 11753
BUSINESS PHONE: (800) 996-0213
MAIL ADDRESS:
STREET 1: 100 JERICHO QUADRANGLE
STREET 2: SUITE 100
CITY: JERICHO
STATE: NY
ZIP: 11753
4
1
tm2021427d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-05-27
0
0001531031
Esquire Financial Holdings, Inc.
ESQ
0001710031
Grossman Marc D
100 JERICHO QUADRANGLE, SUITE 100
JERICHO
NY
11753
1
0
0
0
Common Stock
2020-05-27
4
S
0
79
17.15
D
9020
I
By Spouse
Common Stock
13000
D
Stock Options
12.50
2017-09-01
2026-09-01
Common Stock
7500
7500
D
Stock Options
24.90
2019-12-10
2028-12-10
Common Stock
1500
1500
D
Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
Stock options vest at a rate of 20% per year commencing on September 1, 2017.
Stock options vest in three equal annual installments commencing on December 10, 2019.
This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a purchase transaction which occurred on May 14, 2020 and was previously reported on a Form 4. The reporting person has agreed to pay the Issuer $369.89, representing the full amount of profit realized in connection with the short-swing transactions.
/s/ Eric S. Bader, pursuant to Power of Attorney
2020-05-29