0001493152-17-011469.txt : 20171010
0001493152-17-011469.hdr.sgml : 20171010
20171010192128
ACCESSION NUMBER: 0001493152-17-011469
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171005
FILED AS OF DATE: 20171010
DATE AS OF CHANGE: 20171010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levy Ron
CENTRAL INDEX KEY: 0001709615
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55726
FILM NUMBER: 171131575
MAIL ADDRESS:
STREET 1: P.O. BOX 44
CITY: PACIFIC PALISADES
STATE: CA
ZIP: 90272
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Poutre Michael
CENTRAL INDEX KEY: 0001530975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55726
FILM NUMBER: 171131576
MAIL ADDRESS:
STREET 1: 23805 STUART RANCH ROAD
STREET 2: SUITE 235
CITY: MALIBU
STATE: CA
ZIP: 90265
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Imperial Strategies, LLC
CENTRAL INDEX KEY: 0001709618
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55726
FILM NUMBER: 171131577
BUSINESS ADDRESS:
STREET 1: 5348 VEGAS DRIVE
STREET 2: SUITE 1548
CITY: LAS VEGAS
STATE: NV
ZIP: 89108
BUSINESS PHONE: (424) 228-9955
MAIL ADDRESS:
STREET 1: 5348 VEGAS DRIVE
STREET 2: SUITE 1548
CITY: LAS VEGAS
STATE: NV
ZIP: 89108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROE, INC.
CENTRAL INDEX KEY: 0001688126
STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340]
IRS NUMBER: 464212405
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 23805 STUART RANCH ROAD,
STREET 2: SUITE 235
CITY: MALIBU
STATE: CA
ZIP: 90265
BUSINESS PHONE: (424) 228-9955
MAIL ADDRESS:
STREET 1: 23805 STUART RANCH ROAD,
STREET 2: SUITE 235
CITY: MALIBU
STATE: CA
ZIP: 90265
4
1
form4.xml
X0306
4
2017-10-05
0
0001688126
CROE, INC.
CRCW
0001709618
Imperial Strategies, LLC
5348 VEGAS DRIVE, SUITE 1548
LAS VEGAS
NV
89108
0
0
1
0
0001530975
Poutre Michael
23805 STUART RANCH ROAD
SUITE 235
MALIBU
CA
90265
1
1
1
0
Chief Executive Officer
0001709615
Levy Ron
23805 STUART RANCH ROAD
SUITE 235
MALIBU
CA
90265
0
1
1
0
Chief Operating Officer
Common Stock
2017-10-05
4
S
0
10000
3.00
D
3008810
D
Common Stock
2017-10-06
4
S
0
3300
3.00
D
3005510
D
Common Stock
2017-10-06
4
S
0
450
3.00
D
3005060
D
Common Stock
2017-10-06
4
S
0
5000
3.00
D
3000060
D
Common Stock
2017-10-09
4
S
0
3000
3.00
D
2997060
D
Common Stock
2017-10-05
4
S
0
10000
3.00
D
6040620
I
See Footnote
Common Stock
2017-10-06
4
S
0
3300
3.00
D
6037320
I
See Footnote
Common Stock
2017-10-06
4
S
0
450
3.00
D
6036870
I
See Footnote
Common Stock
2017-10-06
4
S
0
5000
3.00
D
6031870
I
See Footnote
Common Stock
2017-10-09
4
S
0
3000
3.00
D
6028870
I
See Footnote
Common Stock
2017-10-05
4
S
0
10000
3.00
D
6040620
I
See Footnote
Common Stock
2017-10-06
4
S
0
3300
3.00
D
6037320
I
See Footnote
Common Stock
2017-10-06
4
S
0
450
3.00
D
6036870
I
See Footnote
Common Stock
2017-10-06
4
S
0
5000
3.00
D
6031870
I
See Footnote
Common Stock
2017-10-09
4
S
0
3000
3.00
D
6028870
I
See Footnote
An aggregate of 21,750 shares were sold by Imperial Strategies, LLC to five accredited investors in private transactions exempt from registration under Section 4(a) of the Securities Act of 1933, as amended.
Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Michael Poutre, Chief Executive Officer and Director of the Issuer, is Chief Executive Officer of Ladyface Capital, LLC. Accordingly, Mr. Poutre may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of the remaining shares of common stock of the Issuer listed in this row. Michael Poutre, Chief Executive Officer and Director of the Issuer, is the Chief Executive Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC.
Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Ron Levy, Chief Operating Officer of the Issuer, is Chief Operating Officer of Ladyface Capital, LLC. Accordingly, Mr. Levy may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of the remaining shares of common stock of the Issuer listed in this row. Ron Levy, Chief Operating Officer of the Issuer, is the Chief Operating Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC.
Imperial Strategies, LLC By: /s/ Michael Poutre - Chief Executive Officer
2017-10-10
/s/ Michael Poutre
2017-10-10
/s/ Ron Levy
2017-10-10