0001493152-17-011469.txt : 20171010 0001493152-17-011469.hdr.sgml : 20171010 20171010192128 ACCESSION NUMBER: 0001493152-17-011469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171005 FILED AS OF DATE: 20171010 DATE AS OF CHANGE: 20171010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy Ron CENTRAL INDEX KEY: 0001709615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55726 FILM NUMBER: 171131575 MAIL ADDRESS: STREET 1: P.O. BOX 44 CITY: PACIFIC PALISADES STATE: CA ZIP: 90272 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Poutre Michael CENTRAL INDEX KEY: 0001530975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55726 FILM NUMBER: 171131576 MAIL ADDRESS: STREET 1: 23805 STUART RANCH ROAD STREET 2: SUITE 235 CITY: MALIBU STATE: CA ZIP: 90265 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Imperial Strategies, LLC CENTRAL INDEX KEY: 0001709618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55726 FILM NUMBER: 171131577 BUSINESS ADDRESS: STREET 1: 5348 VEGAS DRIVE STREET 2: SUITE 1548 CITY: LAS VEGAS STATE: NV ZIP: 89108 BUSINESS PHONE: (424) 228-9955 MAIL ADDRESS: STREET 1: 5348 VEGAS DRIVE STREET 2: SUITE 1548 CITY: LAS VEGAS STATE: NV ZIP: 89108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROE, INC. CENTRAL INDEX KEY: 0001688126 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 464212405 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 23805 STUART RANCH ROAD, STREET 2: SUITE 235 CITY: MALIBU STATE: CA ZIP: 90265 BUSINESS PHONE: (424) 228-9955 MAIL ADDRESS: STREET 1: 23805 STUART RANCH ROAD, STREET 2: SUITE 235 CITY: MALIBU STATE: CA ZIP: 90265 4 1 form4.xml X0306 4 2017-10-05 0 0001688126 CROE, INC. CRCW 0001709618 Imperial Strategies, LLC 5348 VEGAS DRIVE, SUITE 1548 LAS VEGAS NV 89108 0 0 1 0 0001530975 Poutre Michael 23805 STUART RANCH ROAD SUITE 235 MALIBU CA 90265 1 1 1 0 Chief Executive Officer 0001709615 Levy Ron 23805 STUART RANCH ROAD SUITE 235 MALIBU CA 90265 0 1 1 0 Chief Operating Officer Common Stock 2017-10-05 4 S 0 10000 3.00 D 3008810 D Common Stock 2017-10-06 4 S 0 3300 3.00 D 3005510 D Common Stock 2017-10-06 4 S 0 450 3.00 D 3005060 D Common Stock 2017-10-06 4 S 0 5000 3.00 D 3000060 D Common Stock 2017-10-09 4 S 0 3000 3.00 D 2997060 D Common Stock 2017-10-05 4 S 0 10000 3.00 D 6040620 I See Footnote Common Stock 2017-10-06 4 S 0 3300 3.00 D 6037320 I See Footnote Common Stock 2017-10-06 4 S 0 450 3.00 D 6036870 I See Footnote Common Stock 2017-10-06 4 S 0 5000 3.00 D 6031870 I See Footnote Common Stock 2017-10-09 4 S 0 3000 3.00 D 6028870 I See Footnote Common Stock 2017-10-05 4 S 0 10000 3.00 D 6040620 I See Footnote Common Stock 2017-10-06 4 S 0 3300 3.00 D 6037320 I See Footnote Common Stock 2017-10-06 4 S 0 450 3.00 D 6036870 I See Footnote Common Stock 2017-10-06 4 S 0 5000 3.00 D 6031870 I See Footnote Common Stock 2017-10-09 4 S 0 3000 3.00 D 6028870 I See Footnote An aggregate of 21,750 shares were sold by Imperial Strategies, LLC to five accredited investors in private transactions exempt from registration under Section 4(a) of the Securities Act of 1933, as amended. Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Michael Poutre, Chief Executive Officer and Director of the Issuer, is Chief Executive Officer of Ladyface Capital, LLC. Accordingly, Mr. Poutre may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of the remaining shares of common stock of the Issuer listed in this row. Michael Poutre, Chief Executive Officer and Director of the Issuer, is the Chief Executive Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC. Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Ron Levy, Chief Operating Officer of the Issuer, is Chief Operating Officer of Ladyface Capital, LLC. Accordingly, Mr. Levy may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of the remaining shares of common stock of the Issuer listed in this row. Ron Levy, Chief Operating Officer of the Issuer, is the Chief Operating Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC. Imperial Strategies, LLC By: /s/ Michael Poutre - Chief Executive Officer 2017-10-10 /s/ Michael Poutre 2017-10-10 /s/ Ron Levy 2017-10-10