0001530721-18-000104.txt : 20181011 0001530721-18-000104.hdr.sgml : 20181011 20181011165333 ACCESSION NUMBER: 0001530721-18-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181009 FILED AS OF DATE: 20181011 DATE AS OF CHANGE: 20181011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kors Michael David CENTRAL INDEX KEY: 0001538861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35368 FILM NUMBER: 181118763 MAIL ADDRESS: STREET 1: C/O MICHAEL KORS (USA), INC. STREET 2: 11 WEST 42ND STREET, ATTN. LEE SPORN CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Michael Kors Holdings Ltd CENTRAL INDEX KEY: 0001530721 STANDARD INDUSTRIAL CLASSIFICATION: LEATHER & LEATHER PRODUCTS [3100] IRS NUMBER: 000000000 FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 33 KINGSWAY CITY: LONDON STATE: X0 ZIP: WC2B 6UF BUSINESS PHONE: 44 207 632 8600 MAIL ADDRESS: STREET 1: 33 KINGSWAY CITY: LONDON STATE: X0 ZIP: WC2B 6UF 4 1 korsform4100918.xml OWNERSHIP DOCUMENT X0306 4 2018-10-09 0 0001530721 Michael Kors Holdings Ltd KORS 0001538861 Kors Michael David 33 KINGSWAY LONDON X0 WC2B 6UF UNITED KINGDOM 1 1 0 0 Hon Chair & Chief Creative Off Ordinary shares, no par value 2018-10-09 4 M 0 53597 20.00 A 4377196 D Ordinary shares, no par value 2018-10-09 4 S 0 124162 67.5580 D 4253034 D Ordinary shares, no par value 2018-10-09 4 S 0 42838 68.2783 D 4210196 D Ordinary shares, no par value 2018-10-09 4 M 0 12920 20.00 A 42255 I Held by spouse Ordinary shares, no par value 2018-10-09 4 S 0 9720 67.5373 D 32535 I Held by spouse Ordinary shares, no par value 2018-10-09 4 S 0 3200 68.2880 D 29335 I Held by spouse Employee share option (right to buy) 20.00 2018-10-09 4 M 0 53597 20 D 2018-12-14 Ordinary shares, no par value 53597 0 D Employee share option (right to buy) 20.00 2018-10-09 4 M 0 12920 20 D 2018-12-14 Ordinary share, no par value 12920 0 I Held by spouse Restricted share units 0 Ordinary shares, no par value 15923 15923 D Restricted share units 0 Ordinary shares, no par value 4009 4009 D Restricted share units 0 Ordinary shares, no par value 10813 10813 I Held by spouse Restricted share units 0 Ordinary shares, no par value 5012 5012 I Held by spouse Restricted share units 0 Ordinary shares, no par value 3184 3184 I Held by spouse Employee share option (right to buy) 67.52 2025-06-15 Ordinary shares, no par value 61249 61249 D Restricted share units 0 Ordinary shares, no par value 44431 44431 D Restricted share units 0 Ordinary shares, no par value 7405 7405 I Held by spouse Employee share option (right to buy) 2.6316 2020-10-25 Ordinary shares, no par value 165765 165765 I Held by spouse Employee share option (right to buy) 49.88 2023-06-15 Ordinary shares, no par value 14503 14503 D Employee share option (right to buy) 47.10 2022-06-15 Ordinary shares, no par value 107604 107604 D Employee share option (right to buy) 94.45 2021-06-02 Ordinary shares, no par value 89316 89316 D Employee share option (right to buy) 94.45 2021-06-02 Ordinary shares, no par value 5104 5104 I Held by spouse Employee share option (right to buy) 62.24 2020-06-03 Ordinary shares, no par value 84219 84219 D Employee share option (right to buy) 62.24 2020-06-03 Ordinary shares, no par value 12031 12031 I Held by spouse This amount excludes 95,000 ordinary shares, no par value, held by the Kors LePere Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Kors LePere Foundation but does not have a pecuinary interest in such shares. These shares were sold pursuant to a Rule 10b5-1 trading plan. The 10b5-1 trading plan was put in place by the reporting person for estate planning purposes and may result in additional future share sales. The reporting person expects to retain a significant ownership interest in Michael Kors Holdings Limited (the "Company"). The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $67.05 to $68.04. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $68.05 to $68.615. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. These shares were sold pursuant to a Rule 10b5-1 trading plan. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $67.09 to $68.07. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $68.09 to $68.57. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. Immediately exercisable. Granted on June 15, 2015 pursuant to the Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date. The RSUs do not expire. Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. Granted on June 15, 2016 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible. Granted on June 15, 2017 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2018, 2019, 2020, and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible. Granted on June 15, 2018 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2019, 2020, 2021, and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible. /s/ Krista A. McDonough, as Attorney-in-Fact for Michael Kors 2018-10-11