0001529628-24-000050.txt : 20240305 0001529628-24-000050.hdr.sgml : 20240305 20240305160629 ACCESSION NUMBER: 0001529628-24-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHELAN RONALD P CENTRAL INDEX KEY: 0001687143 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 24720306 MAIL ADDRESS: STREET 1: C/O SMART SAND, INC. STREET 2: 24 WATERWAY AVENUE, SUITE 350 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Sand, Inc. CENTRAL INDEX KEY: 0001529628 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 452809926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 28420 HARDY TOLL ROAD STREET 2: SUITE 130 CITY: SPRING STATE: TX ZIP: 77373 BUSINESS PHONE: (281) 231-2660 MAIL ADDRESS: STREET 1: 28420 HARDY TOLL ROAD STREET 2: SUITE 130 CITY: SPRING STATE: TX ZIP: 77373 4 1 wk-form4_1709672765.xml FORM 4 X0508 4 2024-03-01 0 0001529628 Smart Sand, Inc. SND 0001687143 WHELAN RONALD P C/O SMART SAND, INC. 28420 HARDY TOLL ROAD, SUITE 130 SPRING TX 77373 0 1 0 0 SEE REMARKS 0 Common Stock 2024-03-01 4 A 0 11777 0 A 377339 D Common Stock 2024-03-01 4 F 0 4011 1.98 D 373328 D Reflects the number of shares earned in respect of TSR-based performance shares originally granted on July 30, 2021. On March 1, 2024, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2021 through December 31, 2023 relative to the TSR of each of a peer group of companies. Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on July 30, 2021. The Reporting Person is Executive Vice President of Sales of the Issuer. /s/ Lee E. Beckelman as Attorney-in-Fact for Ronald P. Whelan 2024-03-05